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A comprehensive set of questions and answers related to the socra ccrp exam, covering key topics such as vital organs, non-clinical studies, pharmacodynamic studies, core batteries for various systems, clinical trial phases, ind applications, treatment use of investigational drugs, emergency use of investigational products, clinical holds, and medical device regulations. Each question is accompanied by a detailed answer and rationale, making it a valuable resource for exam preparation.
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SOCRA CCRP EXAM ACTUAL EXAM 2024 200 QUESTIONS AND CORRECT DETAILED ANSWERS WITH RATIONALES AGRADE 2024. Three vital organ considered highest priority - ANSWER >>>>1) Cardiovascular 2 )Respiratory 3)CNS Types of Non-Clinical Studies (Animal Trials) - ANSWER >>>>1) PK and toxicokinetic
Study that investigates the mode of action and/or effects of a drug substance in relation to its desired therapeutic target Secondary Pharmacodynamic Studies - ANSWER Studies that investigate the mode of action and/or
effects of a drug substance not related to its desire therapeutic target Core Battery for Cardiovascular System - ANSWER
Blood Pressure Heart Rate ECG/EKG Repolarization/conductance abnormalities Core Battery for Respiratory System - ANSWER Respiratory Rate Functional Assessments (tidal volume, hgb Oxygen saturation) Core Battery for Central Nervous System - ANSWER Motor activity behavioral changes coordination sensory/motor reflex response temperature Before clinical trials can be initiated, an application containing the appropriate information must be submitted to regulatory authorities, in the USA this is called XXXX and submitted to the XXX (21 CFR Part
An IND permits what? (21 CFR Part 312) - ANSWER
Unapproved drug to be shipped lawfully for the purpose of conducting investigations of the drug FDA's primary objective in all phases of development is... - ANSWER >>>>Assuring the safety and rights of subjects These phase of trials, the FDA helps assure the quality of the scientific evaluation is adequate to permit Study that investigates the mode of action and/or effects of a drug substance in relation to its desired therapeutic target Secondary Pharmacodynamic Studies - ANSWER >>>>Studies that investigate the mode of action and/or effects of a drug substance not related to its desire therapeutic target Core Battery for Cardiovascular System - ANSWER >>>>Blood Pressure Heart Rate ECG/EKG Repolarization/conductance abnormalities Core Battery for Respiratory System - ANSWER >>>>Respiratory Rate Functional Assessments (tidal volume, hgb Oxygen saturation) Core Battery for Central Nervous System - ANSWER >>>>Motor activity behavioral changes coordination sensory/motor reflex response temperature Before clinical trials can be initiated, an application containing the appropriate information must be submitted to regulatory authorities, in the USA this is called XXXX and submitted to the XXX (21 CFR Part 312) - ANSWER >>>>Investigational New Drug Application FDA An IND permits what? (21 CFR Part 312) - ANSWER >>>>Unapproved drug to be shipped lawfully for the purpose of conducting investigations of the drug FDA's primary objective in all phases of development is... - ANSWER >>>>Assuring the safety and rights of subjects These phase of trials, the FDA helps assure the quality of the scientific evaluation is adequate to permit evaluation of the drugs safety and efficacy (21 CFR Part 312) - ANSWER >>>>Phase II and III Who determines if Phase II/III studies are likely to yield data capable of meeting regulatory standards for marketing approval? - ANSWER >>>>The FDA IND information depends on the amount of information available, these 4 things are: (21 CFR Part 312) - ANSWER >>>>1) Novelty of drug 2)Extent the drug has been studied previously
Amendments to IND with new or revised protocols ( CFR Part 312) - ANSWER >>>>Build logically on previous submissions Be supported by additional information such as animal studies and other human studies A Sponsor Initiated IND must contain (21 CFR Part 312 ) - ANSWER >>>>Cover Sheet (FDA Form 1571) Table of Contents Introductory statement investigator's brochure protocol (s) Chemistry and manufacturing information pharm and tox information previous human experience with investigational drug How long does it take for an IND to go into effect? ( CFR Part 312) - ANSWER >>>>30 Days, unless FDA notifies sponsor of clinical hold Upon earlier notification, investigations may begin The purpose of Treatment Use of Investigational Drug (21 CFR Part 312) - ANSWER >>>>1) To facilitate the availability of promising new drugs available to desperately ill patients as early in the drug development process as possible, before general marketing begins 2)To obtain additional data on the drug's safety and effectiveness
A treatment protocol or IND may be filed if: ((21 CFR Part 312) - ANSWER >>>>1) The drug is intended to treat a serious or immediately life threatening disease
How quickly must a site notify the IRB of an emergency use of investigational drug? (21 CFR Part 312) - ANSWER >>>>5 Working Days Sponsors have the right with withdraw an IND at anytime, without prejudice by completing the following: (21 CFR Part 312) - ANSWER >>>>1) Notifying the FDA
Grounds for FDA Clinical Hold in Phase 1 Trials - ANSWER >>>>1) Subjects exposed to unreasonable risk, illness or injury 2)Clinical investigators are not qualified 3)Investigator's brochure is misleading, inaccurate or materially incomplete 4)The IND does not contain sufficient information to assess risk to subjects Grounds for FDA Clinical Hold in Phase II/III Trials - ANSWER >>>>1) All grounds related to holds in Phase 1 trials AND
21 CFR Part 820 - ANSWER >>>>Quality System Regulations 21 CFR Part 860 - ANSWER >>>>Medical Device Classification Procedures Device definitions excludes what 2 type of products - ANSWER >>>>1) Achieve their primary intended purpose through chemical action within the body
1976, With Medical Device Amendments What is a 510k? - ANSWER >>>>Clearance Pre-Market Approval Requirements - ANSWER >>>>1) Required process of scientific review to ensure the reasonable safety and effectiveness of medical devices
Lowest Risk, 510K often not required How are devices distinguished by risk? - ANSWER Class I, II, III
How do you define a device with Class II risk? - ANSWER >>>>Moderate risk, usually requires 510k, might require PMA How do you define a device with Class III risk? - ANSWER >>>>Highest risk, PMA required Examples of Class I devices - ANSWER >>>>Elastic bandages, exam gloves, hand-held surgical instruments What are the general controls that provide reasonable assurance of safety for a device? - ANSWER >>>>1) Prohibition against adulterated or misbranded devices
- Special labeling requirements
Class III Devices Descriptions - ANSWER >>>>1) Are usually those that support or sustain human life
Replacement heart valve silicone-gel filled breast implants implanted cerebella stimulators implantable pacemakeres Examples of Class II devices - ANSWER >>>>Powered wheel chairs infusion pumps surgical drapes How is risk determined in device studies? - ANSWER Determined by the nature of the harm that may result to the subject in the study A Significant Risk (SR) Device Study is defined as: - ANSWER >>>>1) In an Implant 2)is used in supporting or sustaining life 3)is of substantial importance in diagnosing, curing, mitigating or treating disease or other prevents impairment of human health
4)otherwise presents a potential for serious risk to the health, safety, or welfare of a subject How do you define a non-significant risk device study?
Significant Risk Trials Replacement heart valve silicone-gel filled breast implants implanted cerebella stimulators implantable pacemakeres Examples of Class II devices - ANSWER >>>>Powered wheel chairs infusion pumps surgical drapes How is risk determined in device studies? - ANSWER >>>>Determined by the nature of the harm that may result to the subject in the study A Significant Risk (SR) Device Study is defined as: - ANSWER >>>>1) In an Implant 2)is used in supporting or sustaining life 3)is of substantial importance in diagnosing, curing, mitigating or treating disease or other prevents impairment of human health 4)otherwise presents a potential for serious risk to the health, safety, or welfare of a subject How do you define a non-significant risk device study? - ANSWER >>>>Does not meet the criteria for significant risk Who makes the initial determination of SR or NSR? - ANSWER >>>>The sponsor, the IRB evaluates the determination IRB definition of Minimal Risk - ANSWER >>>>The probability and magnitude of harm or discomfort anticipated in the research are not greater in and of themselves than those ordinarily encountered in daily life or during the performance of routine physical or psychological exams and tests What type of device studies are subject to all IDE regulations (21 CFR Part 812) - ANSWER >>>>Significant Risk Trials What type of device studies are subject to abbreviated IDE regulations? (21 CFR Part 812.2b) - ANSWER Non-significant risk trials Types of Device Trials - ANSWER >>>>Pilot Study Pivotal Study
What does an Investigational Device Exemption (IDE) permit? - ANSWER >>>>the shipment of a device for the purpose of conducting investigations of the device without complying without FDA requirements that would apply to devices in commercial distribution Devices can be granted IDE if: - ANSWER
1)Legally marketable device in accordance with its labeling 2)diagnostic device complying with labeling requirements, testing is non-invasive 3)Does not require invasive sampling procedure 4)Does not introduce energy into subject
What is the SAE counterpart in device trials? - ANSWER >>>>Unanticipated adverse device effect (UADE) What is used in device studies instead of a 1572? - ANSWER >>>>Investigational agreement What time frame and to whom do sites have to report deviations from investigational plan in order to protect life or well being of patients on device trials? - ANSWER >>>>5 Working Days, IRB and sponsor What timeframe and to whom do investigators have to report UADEs? - ANSWER >>>>10 Working Days, Sponsor and reviewing IRB Notification time requirement for emergency use of investigational device - ANSWER >>>>5 Working Days (Sponsor and IRB) Who is responsible fore maintaining an effective IND or IDE? - ANSWER >>>>Sponsor Who is responsible for ensuring all investigators are conducting studies according to the general investigational plan and protocols in the IND? - ANSWER >>>>Sponsor
Who is responsible for promptly reporting information about significant new adverse events or unanticipated adverse device effect with respect to the investigational product? - ANSWER >>>>Sponsor Who is responsible to terminate all studies if the product presents an unreasonable and significant risk to study subjects? - ANSWER >>>>Sponsor Who is responsible for selecting qualified investigators?
Who is responsible for periodic review of study data while study is in progress? - ANSWER >>>>Data Safety Monitoring Board Who is responsible for periodic site visits? - ANSWER
On-Site Monitors What are SPONSOR responsibilities with regard to IP?
Who has the responsibility in submitting an annual report to the IND/IDE? - ANSWER >>>>Sponsor Who has the responsibility in maintaining quality assurance and quality control systems, with SOPs, for all activities? - ANSWER >>>>Sponsor Who has the responsibility to ensure the study is designed by qualified individuals? - ANSWER
Sponsor Who has the responsibility to obtain an agreement from the investigator to adhere to the protocol, obtain IRB approval and GCP compliance? - ANSWER Sponsor Who is required to notify all parties involved, if warranted, of new safety information adversely affecting subject safety? - ANSWER >>>>Sponsor When do sponsors have to submit summary forms of financial disclosures to the FDA? - ANSWER During Marketing Applications What are 4 types of financial disclosures? - ANSWER
- Compensation affected by study outcome or in the form of equity interest in sponsor or compensation tied to sales 2)Significant equity interest in sponsor
All amounts What is the $ reported amount for a financial disclosure for equity interest in the sponsor? - ANSWER >>>>All amounts What is the $ reported amount for a financial disclosure for equity interest in a publicly traded company? - ANSWER >>>>>$50, What is the $ reported amount for a financial disclosure for significant payments? - ANSWER >>>>>$25, Who may the sponsor transfer responsibility of duties or functions? - ANSWER >>>>Contract Research Organization ICH E6, Section 5.18 - ANSWER >>>>Monitor Responsibilties
What are the primary purposes for study monitoring? - ANSWER >>>>1) Verify the rights and well-being of human subjects are protected 2)Reported trial data are accurate, complete, and verifiable from source documents 3)The study is conducted in compliance with the study protocol, the GCP guidelines and applicable regulations Written monitoring reports should include what elements? - ANSWER >>>>1) The investigator's name and site location
21 CFR Part 312.62 - ANSWER >>>>Maintain adequate and accurate records Investigator responsibilitiy 21 CFR Part 312.68 - ANSWER >>>>Make study records available for inspection Drug accountability records should contain: - ANSWER
- Inventory of product received by site, and date
- Voluntary consent
1964 What did the Declaration of Helsinki accomplish? - ANSWER >>>>Reiterated Nuremberg Code, "Informed Consent" obtained, design and performance of Maintain adequate and accurate records Investigator responsibilitiy 21 CFR Part 312.68 - ANSWER >>>>Make study records available for inspection Drug accountability records should contain: - ANSWER >>>>1) Inventory of product received by site, and date 2) Dispensing and return information for each subject 3)Specific protocol information like batch numbers, expiration dates, serial numbers, unique codes assigned to trial subjects How should source document corrections be made according to GCP guidelines? - ANSWER >>>>Single line through the error Enter correct information Initial and date the change Provide explanation if needed Do not obliterate error No erasures No white-Out When was the Nuremberg code developed? - ANSWER >>>> What did the Nuremberg code establish? - ANSWER >>>>1) Voluntary consent 2) Fruitful results 3) Based on animal studies 4)avoid unnecessary physical or mental suffering 5)should not be conducted if death or disability will occur with a priori knowledge 6)humanitarian Benefits outweigh risk 7) proper facilities and preparation 8)conducted by qualified individuals 9)freedom to withdraw consent When was the Declaration of Helsinki? - ANSWER >>>>1964 What did the Declaration of Helsinki accomplish? - ANSWER >>>>Reiterated Nuremberg Code, "Informed Consent" obtained, design and performance of experiment procedure is clearly formulated in a protocol When was the Belmont Report? - ANSWER >>>>1979 When was the National Research Act passed by congress? - ANSWER >>>>1974 What did the Belmont report establish? - ANSWER Boundaries between practice and research? How does the Belmont Report Define "Practice"? - ANSWER >>>>Interventions designed solely to
enhance well-being of the patient with reasonable expectation of success How does the Belmont Report define "Research"? - ANSWER >>>>Activity designed to rest a hypothesis, draw a conclusion to develop or contribute to generalized knowledge What are the three principles of the Belmont Report? - ANSWER >>>>1) Respect for persons
- treated as independent agents, those with diminished autonomy are entitled to protection
2)Benefit of research not restricted to those who can afford it 3)Research should not involve persons from groups not likely to benefit from application of the research ICH E6 Section 4.8 - ANSWER >>>>Informed Consent What must be obtained from the subject or LAR prior to initiating any research related exams? - ANSWER
Informed consent When is the informed consent process over? - ANSWER >>>>When there is no additional relevant information to provide to the subject? What 8 ICF elements are required by 21 CFR 50 - ANSWER >>>>1) Statement that includes the nature of the research, the purpose, duration, procedures and experimental procedures
What additional elements can be included in an ICF, but not required? - ANSWER >>>>1) Risks to embryo or fetus
The Informed Consent Form When does the subject have the right to ask questions about the study? - ANSWER >>>>The Informed Consent Process 21 CFR Part 50 only requires who to sign the ICF? - ANSWER >>>>The subject only ICH E6 guidelines requires who to sign the ICF? - ANSWER >>>>Subject and person conducting the consent process
When must patient's be reconsented? - ANSWER
If the changes in the research trial affect the treatment of the subject, or may affect the subject's willingness to continue in the study What are the goals of an IRB? (21 CFR Part 56) -
ANSWER >>>>To safeguard rights, safety and well being of all trial subjects To pay special attention to trials that may include vulnerable subjects What is the minimum member requirement for an IRB?
Varied backgrounds, diversity and expertise 1 member with scientific expertise 1 member with nonscientific concern 1 member not affiliated with insitution Who may assist the IRB in review and determinations, but not vote? - ANSWER >>>>Experts What populations are more likely to be a vulnerable subject? - ANSWER >>>>1) Prisoners