Ethical Issues In Research 2-Research Methods-Handouts, Lecture notes of Research Methodology

This handout is for Research methods course. It was provided by Sir Vishwamitra Neeraj at Ambedkar University, Delhi. This course explain issues in research, data analyse, sampling, research frame and design. This lecture handout includes: Ethical, Research, norms, Pervasive, Deception, Sponser, experiment, Consent, Inappropriate, Alternative

Typology: Lecture notes

2011/2012

Uploaded on 08/06/2012

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Research Methods –STA630 VU
© Copyright Virtual University of Pakistan 43
Lesson 14
ETHICAL ISSUES IN RESEARCH (Cont)
Ethics are norms or standards of behavior that guide moral choices about our behavior and our
relationships with others. The goal of ethics in research is to ensure that no one is harmed or suffers
adverse consequences from research activities. This objective is usually achieved. However, unethical
activities are pervasive and include violating nondisclosure agreements, breaking respondent
confidentiality, misrepresenting results, deceiving people, invoicing irregularities, avoiding legal
liability, and more.
Deception: Deception occurs when the respondents are told only part of the truth or when the truth is
fully compromised. Some believe this should never occur. Others suggest two reasons for deception:
(1) to prevent biasing the respondents before the survey or experiment and (2) to protect the
confidentiality of a third party (e.g. the sponsor). Deception should not be used in an attempt to
improve response rates.
The benefits to be gained by deception should be balanced against the risks to the respondents. When
possible, an experiment or interview should be redesigned to reduce the reliance on deception. Use of
deception is inappropriate unless deceptive techniques are justified by the study’s expected scientific,
educational, or applied value and equally effective alternatives that do not use deception are not
feasible. And finally, the respondents must have given their informed consent before participating in
the research.
Informed Consent: Securing informed consent from respondents is a matter of fully disclosing the
procedures of the proposed survey or other research design before requesting permission to proceed
with the study. There are exceptions that argue for a signed consent form. When dealing with children,
it is wise to have a parent or other person with legal standing sign a consent form.
If there is a chance the data could harm the respondent or if the researchers offer any limited protection
of confidentiality, a signed form detailing the types of limits should be obtained. For most business
research, oral consent is sufficient.
In situations where respondents are intentionally or accidentally deceived, they should be debriefed once
the research is complete.
Debriefing:
It involves several activities following the collection of data:
Explanation of any deception.
Description of the hypothesis, goal, or purpose of the study.
Post study sharing of the results.
Post study follow-up medical or psychological attention.
First, the researcher shares the truth of any deception with the participants and all the reasons for using
deception in the context of the study’s goals. In cases where severe reactions occur, follow-up medical
or psychological attention should be provided to continue to ensure the participants remain unharmed by
the research.
Even when the research does not deceive the respondents, it is a good practice to offer them follow-up
information. This retains the goodwill of the respondent, providing an incentive to participate in future
research projects. For surveys and interviews, respondents can be offered a brief report of the findings.
Usually they would not ask for additional information.
For experiments, all participants should be debriefed in order to put the experiment in context.
Debriefing usually includes a description of the hypothesis being tested and the purpose of the study.
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Lesson 14 ETHICAL ISSUES IN RESEARCH (Cont)

Ethics are norms or standards of behavior that guide moral choices about our behavior and our relationships with others. The goal of ethics in research is to ensure that no one is harmed or suffers adverse consequences from research activities. This objective is usually achieved. However, unethical activities are pervasive and include violating nondisclosure agreements, breaking respondent confidentiality, misrepresenting results, deceiving people, invoicing irregularities, avoiding legal liability, and more.

Deception: Deception occurs when the respondents are told only part of the truth or when the truth is fully compromised. Some believe this should never occur. Others suggest two reasons for deception: (1) to prevent biasing the respondents before the survey or experiment and (2) to protect the confidentiality of a third party (e.g. the sponsor). Deception should not be used in an attempt to improve response rates.

The benefits to be gained by deception should be balanced against the risks to the respondents. When possible, an experiment or interview should be redesigned to reduce the reliance on deception. Use of deception is inappropriate unless deceptive techniques are justified by the study’s expected scientific, educational, or applied value and equally effective alternatives that do not use deception are not feasible. And finally, the respondents must have given their informed consent before participating in the research.

Informed Consent: Securing informed consent from respondents is a matter of fully disclosing the procedures of the proposed survey or other research design before requesting permission to proceed with the study. There are exceptions that argue for a signed consent form. When dealing with children, it is wise to have a parent or other person with legal standing sign a consent form.

If there is a chance the data could harm the respondent or if the researchers offer any limited protection of confidentiality, a signed form detailing the types of limits should be obtained. For most business research, oral consent is sufficient.

In situations where respondents are intentionally or accidentally deceived, they should be debriefed once the research is complete.

Debriefing:

It involves several activities following the collection of data:

  • Explanation of any deception.
  • Description of the hypothesis, goal, or purpose of the study.
  • Post study sharing of the results.
  • Post study follow-up medical or psychological attention.

First, the researcher shares the truth of any deception with the participants and all the reasons for using deception in the context of the study’s goals. In cases where severe reactions occur, follow-up medical or psychological attention should be provided to continue to ensure the participants remain unharmed by the research.

Even when the research does not deceive the respondents, it is a good practice to offer them follow-up information. This retains the goodwill of the respondent, providing an incentive to participate in future research projects. For surveys and interviews, respondents can be offered a brief report of the findings. Usually they would not ask for additional information. For experiments, all participants should be debriefed in order to put the experiment in context.

Debriefing usually includes a description of the hypothesis being tested and the purpose of the study.docsity.com

Participants who were not deceived still benefit from the debriefing session. They will be able to understand why the experiment was created. The researchers also gain important insight into what the participants thought about during and after the experiment.

To what extent do debriefing and informed consent reduce the effects of deception? Research suggests that the majority of the respondents do not resent temporary deception and may have more positive feelings about the value of the research after debriefing than those who didn’t participate in the study.

Rights to Privacy

All individuals have right to privacy, and researchers must respect that right. The privacy guarantee is important not only to retain validity of the research but also to protect respondents. The confidentiality of the survey answers is an important aspect of the respondents’ right to privacy.

Once the guarantee of confidentiality is given, protecting that confidentiality is essential. The researcher protects the confidentiality in several ways;

  • Obtaining signed nondisclosure documents.
  • Restricting access to respondent identification.
  • Revealing respondent information only with written consent.
  • Restricting access to data instruments where the respondent is identified.
  • Nondisclosure of data subsets.

Privacy is more than confidentiality. A right to privacy means one has the right to refuse to be interviewed or to refuse to answer any question in an interview. Potential participants have a right to privacy in their own homes including not admitting researchers and not answering telephones. To address these rights, ethical researchers do the following:

  • Inform respondents of their right to refuse to answer any questions or participate in the study.
  • Obtain permission to interview respondents.
  • Schedule field and phone interviews.
  • Limit the time required for participation.
  • Restrict observation to public behavior only.

The obligation to be truthful: When a subject willingly agrees to participate, it is generally expected that he or she will provide truthful answers. Honest cooperation is main obligation of the respondent or the subject.

Ethics and the Sponsor

There are also ethical considerations to keep in mind when dealing with the research client or sponsor has the right to receive ethically conducted research.

Confidentiality of Sponsor

Some sponsors wish to undertake research without revealing themselves. They have a right to several types of confidentiality, including sponsor nondisclosure, purpose nondisclosure, and findings nondisclosure.

Companies have the right to dissociate themselves from sponsorship of a research project. This type of confidentiality is called sponsorship nondisclosure. Due to sensitive nature of the management dilemma or the research question, sponsor may hire an outside consulting or research firm to complete research project. This is often done when a company is testing a new product idea, to avoid potential consumers from being influenced by company’s current image or industry standing.

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