Functional Analysis Basic Exam – Fall 2018, Exams of Calculus

The questions and instructions for the Functional Analysis Basic Exam at Carnegie Mellon University in Fall 2018. The exam is closed-book and closed-notes, and consists of 8 questions, out of which the first 2 are mandatory. The questions cover topics such as bounded linear operators, Hahn-Banach Theorem, Banach-Steinhaus Theorem, Closed Graph Theorem, Riesz-Representation Theorem, and more. The document can be useful as study notes or exam preparation material for students of advanced mathematics courses.

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2017/2018

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Carnegie Mellon University Department of Mathematical Sciences
Functional Analysis Basic Exam Fall 2018
Closed-book and closed-notes, three hours
Answer questions 1 and 2 plus any other six questions (8 total). If you
answer all of the last 7 questions, I will use your best 6 for computing
your grade. (You have nothing to lose by attempting all questions.) Be sure to give
complete and clear explanations in your answers to questions 3 thru 9.
1. (20 pts) Let l2denote the set of all real-valued square-summable sequences,
equipped with the usual norm
kxk= 1
X
k=1
(xk)2!
1
2
for all x2l2.
Define T:l2!l2by
(Tx)k=0ifkis odd
xk
2if kis even for all x2l2,
i.e.
Tx =(0,x
1,0,x
2,0,x
3,···).
You m ay take i t for gr a nted t h a t Tis a bounded linear operator from l2to l2.
(a) Is Tinjective? (Give a brief explanation.)
(b) Is R(T)denseinl2?(Giveabriefexplanation.)
(c) Assuming that we identify the dual space (l2)with l2in the usual way,
find an expression for the adjoint operator T.
(d) Is Tcompact? Explain.
(e) Give an example of a bounded linear mapping L:l2!l2such that
TL 6=LT .
2. (20 pts)
(a) State the Hahn-Banach Theorem for linear spaces in geometric form (i.e.,
state a result about separation of convex sets).
(b) State the Banach-Steinhaus Theorem (also called the Principle of Uniform
Boundedness).
(c) State the Closed Graph Theorem.
(d) State the Riesz-Representation Theorem for Hilbert spaces.
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Carnegie Mellon University Department of Mathematical Sciences

Functional Analysis Basic Exam – Fall 2018

Closed-book and closed-notes, three hours

Answer questions 1 and 2 plus any other six questions (8 total). If you answer all of the last 7 questions, I will use your best 6 for computing your grade. (You have nothing to lose by attempting all questions.) Be sure to give complete and clear explanations in your answers to questions 3 thru 9.

  1. (20 pts) Let l 2 denote the set of all real-valued square-summable sequences, equipped with the usual norm

kxk =

X^1

k=

(x (^) k ) 2

for all x 2 l 2.

Define T : l 2! l 2 by

(T x) (^) k =

0 if k is odd x k 2 if k is even for all^ x^2 l^

i.e. T x = (0, x 1 , 0 , x 2 , 0 , x 3 , · · · ). You may take it for granted that T is a bounded linear operator from l 2 to l 2.

(a) Is T injective? (Give a brief explanation.) (b) Is R(T ) dense in l 2? (Give a brief explanation.) (c) Assuming that we identify the dual space (l 2 ) ⇤^ with l 2 in the usual way, find an expression for the adjoint operator T ⇤^. (d) Is T compact? Explain. (e) Give an example of a bounded linear mapping L : l 2! l 2 such that T L 6 = LT.

  1. (20 pts)

(a) State the Hahn-Banach Theorem for linear spaces in geometric form (i.e., state a result about separation of convex sets). (b) State the Banach-Steinhaus Theorem (also called the Principle of Uniform Boundedness). (c) State the Closed Graph Theorem. (d) State the Riesz-Representation Theorem for Hilbert spaces.

  1. (10 pts) Let X and Y be real or complex normed linear spaces, T : X! Y be a linear mapping and x 0 2 X be given. Show that if T is continuous at x 0 then T is uniformly continuous (on X).
  2. (10 pts) Let X be a real or complex normed linear space and let B ⇢ X. (Let’s assume that B is nonempty.) Show that B is bounded if and only if

8 x ⇤^2 X ⇤^ , sup{|x ⇤^ (x)| : x 2 B} < 1.

  1. (10 pts) Let X be a real or complex topological vector space, f : X! K be a nontrivial continuous linear functional. Prove or disprove: If A ⇢ X is open and convex then f [A] = {f (x) : x 2 A} is open and convex in K. (If you can’t answer the question when X is a TVS, I will give 5 points for the correct answer when X is a Banach space.)
  2. (10 pts) Let X be a real or complex Banach space and let x 0 2 X be given. Put

V = {↵x 0 : ↵ 2 K}.

Show that there is a closed subspace W of X with the following property: For every x 2 X there is exactly one pair (v, w) 2 V ⇥ W such that x = v + w. (Please prove this result “from scratch”. Do not simply quote a theorem stating that finite-dimensional subspaces are complemented.)

  1. (10 pts) Let X be a real or complex Hilbert space with inner product (·, ·) and {x (^) n } (^1) n=1 be an orthonormal sequence of elements of X, i.e.

(x (^) n , x (^) m ) =

1 if m = n 0 if m 6 = n

Show that x (^) n * 0 (weakly) as n! 1.

  1. (10 pts) Let X be complex Hilbert space with inner product (·, ·) and let T : X! X be a linear mapping satisfying

(T x, y) = i(x, T y) for all x, y 2 X.

Here i^2 = 1. Show that T is continuous.

  1. (10 pts) Let X be a reflexive real Banach space and x ⇤^2 X ⇤^ be given. Define g : X! R by g(x) = kxk 2 x ⇤^ (x) for all x 2 X. Show that there exists x 0 2 X such that

g(x) g(x 0 ) for all x 2 X.