Finding Extrema of Continuous Functions: Absolute and Local Extrema, Critical Points, Study notes of Calculus

The concepts of absolute and local extrema of a continuous function, critical points, and how to find extrema of a function. It includes examples and solutions for finding critical points and determining whether they represent local maxima, local minima, or neither.

Typology: Study notes

Pre 2010

Uploaded on 09/17/2009

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Maximum and Minimum Values
Concepts: Suppose that f(x) is continuous on an interval Iand cis a point inside I.
(i) If f(x)f(c) (or f(x)f(c), respectively) for all xin I, then f(c) is an absolute maximum
(or an absolute minimum, respectively) of f(x) on I. An absolute maximum or an absolute
minimum of fis an absolute extremum of f.
(ii) If f(x)f(c) (or f(x)f(c), respectively) for all xin some open interval containing c, then
f(c) is a local maximum (or a local minimum, respectively) of f(x). A local maximum or a
local minimum of fis a local extremum of f.
(iii) A number cin the domain of fis a critical point of fif either f0(c) = 0 or f0(c) does not
exist.
(iv) (How to find extrema of a function?) Suppose that fis continuous on [a, b]. Then the
absolute extrema of fon [a, b] must occur at either a critical point inside (a, b), or at an end point
of the interval (x=aor x=b).
Example 1 Find all critical points of f(x) = x33x2+3x, and determine whether each represents
a local maximum, local minimum, or neither. (Page 267, #9)
Solution: Since f(x) is a polynomial, f(x) is differentiable (and so continuous) in its domain
(−∞,).
Compute
f0(x) = 3x26x+ 3 = 3(x22x+ 1) = 3(x1)2.
Thus the only critical point of f(x) is x= 1, which divides the domain of f(x) into two intervals:
(−∞,1) and (1,).
Since f0(x)>0, when x6= 1, we conclude that f0(x)>0 in both (−∞,1) and (1,). Thus
y=f(x) is increasing in both intervals. Therefore, f(1) is neither a local maximum value nor a
local minimum value of f(x) in its domain.
Example 2 Find all critical points of f(x) = x3
44x1
4, and determine whether each represents
a local maximum, local minimum, or neither. (Page 267, #13)
Solution: Since f(x) is a linear combination of power functions, f(x) is continuous on its domain
[0,) and differentiable in (0,).
Compute
f0(x) = 3
4x1
4x3
4=3x2
44
4x3
4
.
As x= 0 is in the domain of f(x) and f0(0) does not exist, thus x= 0 is a critical point. Set
f0(x) = 0 to get x2
4=4
3, or x=16
9. Hence the critical points of f(x) are x= 0 and x=16
9, which
divide the domain of f(x) into two intervals: (0,16
9) and (16
9,).
Since f0(1) <0 and f0(16) >0, we conclude that f0(x)<0 in (0,16
9) and f0(x)>0 in (16
9,).
Thus f(0) is a local maximum value, and f(16
9) is a local minimum value of f(x) in its domain.
Example 3 Find all critical points of f(x) = sin xcos xon [0,2π], and determine whether each
represents a local maximum, local minimum, or neither. (Page 267, #17)
1
pf3

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Maximum and Minimum Values

Concepts: Suppose that f (x) is continuous on an interval I and c is a point inside I. (i) If f (x) ≤ f (c) (or f (x) ≥ f (c), respectively) for all x in I, then f (c) is an absolute maximum (or an absolute minimum, respectively) of f (x) on I. An absolute maximum or an absolute minimum of f is an absolute extremum of f. (ii) If f (x) ≤ f (c) (or f (x) ≥ f (c), respectively) for all x in some open interval containing c, then f (c) is a local maximum (or a local minimum, respectively) of f (x). A local maximum or a local minimum of f is a local extremum of f. (iii) A number c in the domain of f is a critical point of f if either f ′(c) = 0 or f ′(c) does not exist. (iv) (How to find extrema of a function?) Suppose that f is continuous on [a, b]. Then the absolute extrema of f on [a, b] must occur at either a critical point inside (a, b), or at an end point of the interval (x = a or x = b).

Example 1 Find all critical points of f (x) = x^3 − 3 x^2 +3x, and determine whether each represents a local maximum, local minimum, or neither. (Page 267, #9)

Solution: Since f (x) is a polynomial, f (x) is differentiable (and so continuous) in its domain (−∞, ∞). Compute f ′(x) = 3x^2 − 6 x + 3 = 3(x^2 − 2 x + 1) = 3(x − 1)^2.

Thus the only critical point of f (x) is x = 1, which divides the domain of f (x) into two intervals: (−∞, 1) and (1, ∞). Since f ′(x) > 0, when x 6 = 1, we conclude that f ′(x) > 0 in both (−∞, 1) and (1, ∞). Thus y = f (x) is increasing in both intervals. Therefore, f (1) is neither a local maximum value nor a local minimum value of f (x) in its domain.

Example 2 Find all critical points of f (x) = x (^34) − 4 x (^14) , and determine whether each represents a local maximum, local minimum, or neither. (Page 267, #13)

Solution: Since f (x) is a linear combination of power functions, f (x) is continuous on its domain [0, ∞) and differentiable in (0, ∞). Compute

f ′(x) =

x−^

1 (^4) − x−^ 3 (^4) =^3 x^

2 (^4) − 4 4 x

As x = 0 is in the domain of f (x) and f ′(0) does not exist, thus x = 0 is a critical point. Set f ′(x) = 0 to get x (^24) = 43 , or x = 169. Hence the critical points of f (x) are x = 0 and x = 169 , which divide the domain of f (x) into two intervals: (0, 169 ) and ( 169 , ∞). Since f ′(1) < 0 and f ′(16) > 0, we conclude that f ′(x) < 0 in (0, 169 ) and f ′(x) > 0 in ( 169 , ∞). Thus f (0) is a local maximum value, and f ( 169 ) is a local minimum value of f (x) in its domain.

Example 3 Find all critical points of f (x) = sin x cos x on [0, 2 π], and determine whether each represents a local maximum, local minimum, or neither. (Page 267, #17)

Solution: Recall that f ′(x) exists in (0, 2 π). Compute

f ′(x) = cos x cos x + sin x(− sin x) = cos^2 x − sin^2 x.

Thus the critical points of f (x) are solutions of cos^2 x − sin^2 x, or tan^2 x = 1, inside (0, 2 π). We have solutions x = π 4 , 34 π , 54 π , 74 π. These points partition the interval (0, 2 π) into 5 intervals.

π 4

π 4

3 π 4

3 π 4

5 π 4

5 π 4

7 π 4 ), and (

7 π 4 , 2 π).

Since

f ′(

π 6 ) = cos^2

π 6 − sin^2

π 6

f ′( π 2

) = cos^2 π 2

− sin^2 π 2

f ′(π) = cos^2 π − sin^2 π = 1 − 0 > 0 f ′(

11 π 6 ) = cos^2

11 π 6 − sin^2

11 π 6

we conclude that f ′(x) > 0 in (0, π 4 ) and in ( 34 π , 54 π ), and f ′(x) < 0 in ( π 4 , 34 π ) and in ( 74 π , 2 π). Thus f ( π 4 ) and f ( 54 π ) are local maximum values, and f ( 34 π ) and f ( 74 π ) are local minimum values of f (x) in the given interval.

Example 4 Find the absolute extrema of f (x) = x^4 − 8 x^2 + 2 on the interval [− 3 , 1]. (Page 268, #35)

Solution: To find absolute extrema of a function on a closed interval [a, b], we can follow these two steps.

(Step 1) Find critical points in side [a, b]. In this problem, a = −3 and b = 1. Note that f ′(x) exists in (− 3 , 1). Compute

f ′(x) = 4x^3 − 16 x = 4x(x^2 − 4) = 4x(x − 2)(x + 2).

Set f ′(x) = 0 to get critical points x = 0, x = −2 and x = 2. Only x = 0 and x = −2 are inside the interval (− 3 , 1).

(Step 2) Compare the values of f (x) at the critical points inside the interval and the ends of the interval to find out the extrema. Compute

f (−3) = (−3)^4 − 8 − 32 + 2 = 81 − 72 + 2 = 11 f (−2) = (−2)^4 − 8(−2)^2 + 2 = 16 − 32 + 2 = − 14 f (0) = 2 f (1) = 1 − 8 + 2 = − 5

By comparison, f (−3) = 11 is the absolute maximum value and f (−2) = −14 is the absolute minimum value of f (x) on [− 3 , 1].