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The historical development of the Due Process Clause of the Fourteenth Amendment and its application to the incorporation of Bill of Rights protections against state infringement. Proponents of the view that the Fourteenth Amendment makes all Bill of Rights provisions applicable to the states argue that the terms 'privileges, immunities, and rights' were used interchangeably at the time and that leading congressional proponents widely publicized this position. The Court, however, has held that incorporated Bill of Rights protections are enforced against the states according to the same standards that protect personal rights against federal encroachment.
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Syllabus
No. 08–1521. Argued March 2, 2010—Decided June 28, 2010
Two years ago, in District of Columbia v. Heller, 554 U. S. 570, this Court held that the Second Amendment protects the right to keep and bear arms for the purpose of self-defense and struck down a District of Co lumbia law that banned the possession of handguns in the home. Chi cago (hereinafter City) and the village of Oak Park, a Chicago suburb, have laws effectively banning handgun possession by almost all private citizens. After Heller, petitioners filed this federal suit against the City, which was consolidated with two related actions, alleging that the City’s handgun ban has left them vulnerable to criminals. They sought a declaration that the ban and several related City ordinances violate the Second and Fourteenth Amendments. Rejecting petitioners’ argu ment that the ordinances are unconstitutional, the court noted that the Seventh Circuit previously had upheld the constitutionality of a handgun ban, that Heller had explicitly refrained from opining on whether the Second Amendment applied to the States, and that the court had a duty to follow established Circuit precedent. The Seventh Circuit affirmed, relying on three 19th-century cases— United States v. Cruikshank, 92 U. S. 542, Presser v. Illinois, 116 U. S. 252, and Miller v. Texas, 153 U. S. 535—which were decided in the wake of this Court’s interpretation of the Fourteenth Amendment’s Privileges or Immunities Clause in the Slaughter-House Cases, 16 Wall. 36.
Held: The judgment is reversed, and the case is remanded.
567 F. 3d 856, reversed and remanded. Justice Alito delivered the opinion of the Court with respect to Parts I, II–A, II–B, II–D, and III, concluding that the Fourteenth Amendment incorporates the Second Amendment right, recognized in Heller, to keep and bear arms for the purpose of self-defense. Pp. 753–758, 759–780. (a) Petitioners base their case on two submissions. Primarily, they argue that the right to keep and bear arms is protected by the Privi leges or Immunities Clause of the Fourteenth Amendment and that the Slaughter-House Cases’ narrow interpretation of the Clause should now be rejected. As a secondary argument, they contend that the Fourteenth Amendment’s Due Process Clause incorporates the Second
Cite as: 561 U. S. 742 (2010) 743
Syllabus
Amendment right. Chicago and Oak Park (municipal respondents) maintain that a right set out in the Bill of Rights applies to the States only when it is an indispensable attribute of any “ ‘civilized’ ” legal sys tem. If it is possible to imagine a civilized country that does not recog nize the right, municipal respondents assert, that right is not protected by due process. And since there are civilized countries that ban or strictly regulate the private possession of handguns, they maintain that due process does not preclude such measures. P. 753. (b) The Bill of Rights, including the Second Amendment, originally applied only to the Federal Government, not to the States, see, e. g., Barron ex rel. Tiernan v. Mayor of Baltimore, 7 Pet. 243, 247, but the constitutional Amendments adopted in the Civil War’s aftermath fundamentally altered the federal system. Four years after the adop tion of the Fourteenth Amendment, this Court held in the Slaughter- House Cases that the Privileges or Immunities Clause protects only those rights “which owe their existence to the Federal government, its National character, its Constitution, or its laws,” 16 Wall., at 79, and that the fundamental rights predating the creation of the Federal Gov ernment were not protected by the Clause, id., at 76. Under this nar row reading, the Court held that the Privileges or Immunities Clause protects only very limited rights. Id., at 79–80. Subsequently, the Court held that the Second Amendment applies only to the Federal Gov ernment in Cruikshank, supra, Presser, supra, and Miller, supra, the decisions on which the Seventh Circuit relied in this case. Pp. 754–758. (c) Whether the Second Amendment right to keep and bear arms ap plies to the States is considered in light of the Court’s precedents apply ing the Bill of Rights’ protections to the States. Pp. 759–766. (1) In the late 19th century, the Court began to hold that the Due Process Clause prohibits the States from infringing Bill of Rights pro tections. See, e. g., Hurtado v. California, 110 U. S. 516. Five fea tures of the approach taken during the ensuing era are noted. First, the Court viewed the due process question as entirely separate from the question whether a right was a privilege or immunity of national citizenship. See Twining v. New Jersey, 211 U. S. 78, 99. Second, the Court explained that the only rights due process protected against state infringement were those “of such a nature that they are included in the conception of due process of law.” Ibid. Third, some cases during this era “can be seen as having asked... if a civilized system could be imagined that would not accord the particular protection” asserted therein. Duncan v. Louisiana, 391 U. S. 145, 149, n. 14. Fourth, the Court did not hesitate to hold that a Bill of Rights guarantee failed to meet the test for Due Process Clause protection, finding, e. g., that free dom of speech and press qualified, Gitlow v. New York, 268 U. S. 652,
Cite as: 561 U. S. 742 (2010) 745
Syllabus
628–629. It thus concluded that citizens must be permitted “to use [handguns] for the core lawful purpose of self-defense.” Id., at 630. Heller also clarifies that this right is “deeply rooted in this Nation’s history and tradition, ” Glucksberg, supra, at 721. Heller explored the right’s origins in English law and noted the esteem with which the right was regarded during the colonial era and at the time of the ratification of the Bill of Rights. This is powerful evidence that the right was re garded as fundamental in the sense relevant here. That understanding persisted in the years immediately following the Bill of Rights’ ratifica tion and is confirmed by the state constitutions of that era, which pro tected the right to keep and bear arms. Pp. 767–770. (2) A survey of the contemporaneous history also demonstrates clearly that the Fourteenth Amendment’s Framers and ratifiers counted the right to keep and bear arms among those fundamental rights neces sary to the Nation’s system of ordered liberty. Pp. 770–780. (i) By the 1850’s, the fear that the National Government would disarm the universal militia had largely faded, but the right to keep and bear arms was highly valued for self-defense. Abolitionist authors wrote in support of the right, and attempts to disarm “Free-Soilers” in “Bloody Kansas” met with outrage that the constitutional right to keep and bear arms had been taken from the people. After the Civil War, the Southern States engaged in systematic efforts to disarm and injure African-Americans, see Heller, supra, at 614–615. These injustices prompted the 39th Congress to pass the Freedmen’s Bureau Act of 1866 and the Civil Rights Act of 1866 to protect the right to keep and bear arms. Congress, however, ultimately deemed these legislative reme dies insufficient, and approved the Fourteenth Amendment. Today, it is generally accepted that that Amendment was understood to provide a constitutional basis for protecting the rights set out in the Civil Rights Act. See General Building Contractors Assn., Inc. v. Pennsylvania, 458 U. S. 375, 389. In congressional debates on the proposed Amend ment, its legislative proponents in the 39th Congress referred to the right to keep and bear arms as a fundamental right deserving of protec tion. Evidence from the period immediately following the Amend ment’s ratification confirms that that right was considered fundamen tal. Pp. 770–778. (ii) Despite all this evidence, municipal respondents argue that Members of Congress overwhelmingly viewed § 1 of the Fourteenth Amendment as purely an antidiscrimination rule. But while § 1 does contain an antidiscrimination rule, i. e., the Equal Protection Clause, it can hardly be said that the section does no more than prohibit discrimi nation. If what municipal respondents mean is that the Second Amend ment should be singled out for special—and specially unfavorable—
746 McDONALD v. CHICAGO
Syllabus
treatment, the Court rejects the suggestion. The right to keep and bear arms must be regarded as a substantive guarantee, not a prohibi tion that could be ignored so long as the States legislated in an even handed manner. Pp. 778–780. Justice Alito, joined by The Chief Justice, Justice Scalia, and Justice Kennedy, concluded, in Parts II–C, IV, and V, that the Four teenth Amendment’s Due Process Clause incorporates the Second Amendment right recognized in Heller. Pp. 758–759, 780–791. (a) Petitioners argue that the Second Amendment right is one of the “privileges or immunities of citizens of the United States.” There is no need to reconsider the Court’s interpretation of the Privileges or Immunities Clause in the Slaughter-House Cases because, for many dec ades, the Court has analyzed the question whether particular rights are protected against state infringement under the Fourteenth Amend ment’s Due Process Clause. Pp. 758–759. (b) Municipal respondents’ remaining arguments are rejected because they are at war with Heller ’s central holding. In effect, they ask the Court to hold the right to keep and bear arms as subject to a different body of rules for incorporation than the other Bill of Rights guaran tees. Pp. 780–787. (c) The dissents’ objections are addressed and rejected. Pp. 787–791. Justice Thomas agreed that the Fourteenth Amendment makes the Second Amendment right to keep and bear arms that was recognized in District of Columbia v. Heller, 554 U. S. 570, fully applicable to the States. However, he asserted, there is a path to this conclusion that is more straightforward and more faithful to the Second Amendment’s text and history. The Court is correct in describing the Second Amendment right as “fundamental” to the American scheme of ordered liberty, Dun can v. Louisiana, 391 U. S. 145, 149, and “deeply rooted in this Nation’s history and tradition,” Washington v. Glucksberg, 521 U. S. 702, 721. But the Fourteenth Amendment’s Due Process Clause, which speaks only to “process,” cannot impose the type of substantive restraint on state legislation that the Court asserts. Rather, the right to keep and bear arms is enforceable against the States because it is a privilege of American citizenship recognized by § 1 of the Fourteenth Amendment, which provides, inter alia: “No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States.” In interpreting this language, it is important to recall that constitutional provisions are “ ‘written to be understood by the voters.’ ” Heller, 554 U. S., at 576. The objective of this inquiry is to discern what “ordinary citizens” at the time of the Fourteenth Amendment’s ratification would have understood that Amendment’s Privileges or Im munities Clause to mean. Id., at 577. A survey of contemporary legal
748 McDONALD v. CHICAGO
Opinion of the Court
Edmondson of Oklahoma, Thomas W. Corbett, Jr., of Pennsylvania, Pat rick C. Lynch of Rhode Island, Henry McMaster of South Carolina, Marty J. Jackley of South Dakota, Robert E. Cooper, Jr., of Tennessee, Mark L. Shurtleff of Utah, William C. Mims of Virginia, Robert M. McKenna of Washington, Darrell V. McGraw, Jr., of West Virginia, J. B. Van Hollen of Wisconsin, and Bruce A. Salzburg of Wyoming; for Academics for the Second Amendment by Joseph Edward Olson and David T. Hardy; for the American Center for Law and Justice by Jay Alan Sekulow, Stuart J. Roth, Colby M. May, James M. Henderson, Sr., and John P. Tuskey; for the American Civil Rights Union et al. by Peter J. Ferrara; for the Ameri can Legislative Exchange Council by Rick A. Haberman and K. Scott Hamilton; for Appellants from the Ninth Circuit Incorporation Case of Nordyke v. King et al. by Donald E. J. Kilmer, Jr., and Jason A. Davis; for Arms Keepers by Andrew T. Hyman; for the Buckeye Firearms Foun dation, Inc., et al. by L. Kenneth Hanson III; for the Calguns Foundation, Inc., by Erik S. Jaffe; for the Cato Institute et al. by M. Reed Hopper, Timothy Sandefur, Robert A. Levy, and Ilya Shapiro; for Constitutional Law Professors by Douglas T. Kendall, Elizabeth B. Wydra, and David H. Gans; for the Foundation for Moral Law by John A. Eidsmoe and Ben jamin D. DuPre´; for Gun Owners of America, Inc., et al. by William J. Olson, Herbert W. Titus, and John S. Miles; for the Heartland Institute by Nancy Lee Carlson; for the International Law Enforcement Educators and Trainers Association et al. by David B. Kopel; for Jews for the Preser vation of Firearms Ownership by Daniel L. Schmutter; for the Maryland Arms Collectors’ Association, Inc., by Don B. Kates; for the National Shooting Sports Foundation, Inc., by Lawrence G. Keane, Christopher P. Johnson, and Laurin B. Grollman; for the Paragon Foundation, Inc., by Paul M. Kienzle III; for Professors of Philosophy et al. by Marc James Ayers and Mr. Kates; for Rocky Mountain Gun Owners et al. by Steven J. Lechner; for Safari Club International by Douglas S. Burdin and Anna M. Seidman; for State Firearm Associations by James W. Hryekewicz; for State Legislators by John Parker Sweeney and T. Sky Woodward; for Thirty-Four California District Attorneys et al. by C. D. Michel, Glenn S. McRoberts, and Hillary J. Green; for Women State Legislators et al. by Sarah Anne Gervase and M. Carol Bambery; and for Senator Kay Bailey Hutchison et al. by Mr. Clement, Jeffrey S. Bucholtz, and Adam Conrad. Briefs of amici curiae urging affirmance were filed for the State of Illinois et al. by Lisa Madigan, Attorney General of Illinois, Michael A.
Cite as: 561 U. S. 742 (2010) 749
Opinion of the Court
Scodro, Solicitor General, Jane Elinor Notz, Deputy Solicitor General, and David A. Simpson, Assistant Attorney General, and by the Attorneys General for their respective States as follows: Douglas F. Gansler of Maryland and Anne Milgram of New Jersey; for American Cities et al. by Henry C. Su, Jerrold J. Ganzfried, Anita Alvarez, Paul A. Castiglione, Dennis J. Herrera, Jean Boler, Linda Meng, George A. Nilson, William R. Phelan, Jr., Randy Riddle, and Matthew D. Ruyak; for the Anti- Defamation League by Leonard M. Niehoff, Martin E. Karlinsky, Mark S. Finkelstein, Steven M. Freeman, and Steven C. Sheinberg; for the Asso ciation of Prosecuting Attorneys et al. by Clifford M. Sloan and Geoffrey M. Wyatt; for Historians on Early American Legal, Constitutional, and Pennsylvania History by Roderick M. Thompson; for the Oak Park Citi zens Committee for Handgun Control by Robert N. Hochman, Carter G. Phillips, Jeffrey T. Green, and Christopher G. Walsh, Jr.; for Professors of Criminal Justice by Elizabeth A. Ritvo, Amanda Buck Varella, and Albert W. Wallis; for Thirty-Four Professional Historians and Legal Histo rians by Matthew M. Shors; for the United States Conference of Mayors by Lawrence Rosenthal and John Daniel Reaves; for the Villages of Win netka and Skokie, Illinois, et al. by David T. Goldberg, Sean H. Donahue, Charles W. Thompson, Jr., and Katherine S. Janega; and for Representa tive Carolyn McCarthy et al. by Jennifer Milici and Christopher L. Hayes. Briefs of amici curiae were filed for the American Public Health Associ ation et al. by Julie D. Cantor and H. Philip Grossman; for the Board of Education of the City of Chicago et al. by Charles M. Dyke; for the Brady Center to Prevent Gun Violence et al. by A. Stephen Hut, Jr., Paul R. Q. Wolfson, D. Hien Tran, Jonathan E. Lowy, and Daniel R. Vice; for the Center for Constitutional Jurisprudence by Anthony T. Caso, John C. Eastman, and Edwin Meese III; for the Eagle Forum Education and Legal Defense Fund by Andrew L. Schlafly; for the Educational Fund to Stop Gun Violence by John E. Schreiber; for English/Early American Historians by Robert A. Goodin and Francine T. Radford; for the Goldwater Institute et al. by Clint Bolick, Nicholas C. Dranias, and Benjamin Barr; for His torians and Legal Scholars by Linda T. Coberly; for the Institute for Jus
Cite as: 561 U. S. 742 (2010) 751
Opinion of the Court
(^1) See Brief for Heartland Institute as Amicus Curiae 6–7 (noting that
handgun murder rate per 100,000 persons was 9.65 in 1983 and 13.88 in 2008). (^2) Brief for Buckeye Firearms Foundation, Inc., et al. as Amici Curiae
8–9 (“In 2002 and again in 2008, Chicago had more murders than any other city in the U. S., including the much larger Los Angeles and New York” (internal quotation marks omitted)); see also Brief for International Law Enforcement Educators and Trainers Association et al. as Amici Curiae 17–21, and App. A (providing comparisons of Chicago’s rates of assault, murder, and robbery to average crime rates in 24 other large cities). (^3) Brief for Women State Legislators et al. as Amici Curiae 2.
752 McDONALD v. CHICAGO
Opinion of the Court
(^4) The Illinois State Rifle Association and the Second Amendment
Foundation, Inc.
754 McDONALD v. CHICAGO
Opinion of the Court
Cite as: 561 U. S. 742 (2010) 755
Opinion of the Court
(^5) The first sentence of the Fourteenth Amendment makes “[a]ll persons
born or naturalized in the United States and subject to the jurisdiction thereof... citizens of the United States and of the State wherein they reside. ” (Emphasis added.) The Privileges and Immunities Clause of Article IV provides that “[t]he Citizens of each State shall be entitled to all Privileges and Immunities of Citizens in the several States. ” (Empha sis added.)
Cite as: 561 U. S. 742 (2010) 757
Opinion of the Court
(^6) See C. Lane, The Day Freedom Died 265–266 (2008); see also Brief
for NAACP Legal Defense & Education Fund, Inc., as Amicus Curiae 3, and n. 2. (^7) See Lane, supra, at 106. (^8) United States v. Cruikshank, 92 U. S. 542, 544–545 (statement of the
case), 548, 553 (opinion of the Court) (1876); Lawrence, Civil Rights and Criminal Wrongs: The Mens Rea of Federal Civil Rights Crimes, 67 Tu lane L. Rev. 2113, 2153 (1993).
758 McDONALD v. CHICAGO
Opinion of Alito, J.
760 McDONALD v. CHICAGO
Opinion of the Court
Cite as: 561 U. S. 742 (2010) 761
Opinion of the Court