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These are course notes on Geometry of 3-Manifolds at the Tur´an Workshop on Low Dimensional Topology in Budapest, August 1998. The notes provide a quick summary of background material as well as additional material for “bedtime reading.” The document covers topics such as geometric structures, JSJ decomposition, commensurability, scissors congruence, arithmetic invariants of hyperbolic 3-manifolds, and more. The document also includes exercises of varying difficulty.
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Preface
These are a slightly revised version of the course notes that were distributed during the course on Geometry of 3-Manifolds at the Tur´an Workshop on Low Dimensional Topology in Budapest, August 1998. The lectures and tutorials did not discuss everything in these notes. The notes were intended to provide also a quick summary of background material as well as additional material for “bedtime reading.” There are “exercises” scattered through the text, which are of very mixed difficulty. Some are questions that can be quickly answered. Some will need more thought and/or computation to complete. Paul Norbury also created problems for the tutorials, which are given in the appendices. There are thus many more problems than could be addressed during the course, and the expectation was that students would use them for self study and could ask about them also after the course was over. For simplicity in this course we will only consider orientable 3-manifolds. This is not a serious restriction since any non-orientable manifold can be double covered by an orientable one. In Chapter 1 we attempt to give a quick overview of many of the main concepts and ideas in the study of geometric structures on manifolds and orbifolds in dimen- sion 2 and 3. We shall fill in some “classical background” in Chapter 2. In Chapter 3 we then concentrate on hyperbolic manifolds, particularly arithmetic aspects.
Lecture Plan:
4 1. GEOMETRIC STRUCTURES
A manifold with geometric structure modeled on a geometry X is isometric to X/Γ for some discrete subgroup Γ of the isometry group of X. This can be proved by an “analytic continuation” argument (key words: developing map and holonomy, cf. e.g., [ 46 ]). We will not go into this, since for our purposes, we can take it as definition:
Definition 1.1. A geometric manifold (or manifold with geometric structure) is a manifold of finite volume of the form X/Γ, where X is a geometry and Γ a discrete subgroup of the isometry group Isom(X).
We will usually restrict to orientable manifolds and orbifolds for simplicity. That is, in the above definition, Γ ⊂ Isom+(X), the group of orientation preserving isometries.
S^2 = {(x, y, z) ∈ R^3 | x^2 + y^2 + z^2 = 1}, ds =
dx^2 + dy^2 + dz^2 , Curvature K = 1; E^2 = R^2 with metric , ds =
dx^2 + dy^2 , Curvature K = 0; H^2 = {z = x + iy ∈ C | y > 0 },
ds =
y
dx^2 + dy^2 , Curvature K = −1;
called spherical, euclidean, and hyperbolic geometry respectively. We will explain “curvature” below. Historically, euclidean geometry is the “original” geometry. Dissatisfaction with the role of the parallel axiom in euclidean geometry led mathematicians of the 19th century to study geometries in which the parallel axiom was replaced by other versions, and hyperbolic geometry (also called “Lobachevski geometry”) and elliptic geometry resulted. Elliptic geometry is what you get if you identify antipodally opposite points in spherical geometry, that is, it is the geometry of real 2-dimensional projective space. It is not a geometry in our sense, because of our requirement of simply connected underlying space, while spherical geometry is not a geometry in the sense of Euclid’s axioms (with modified parallel axiom) since those axioms require that distinct lines meet in at most one point, and distinct lines in spherical geometry meet in two antipodally opposite points. But from the point of view of providing a “local model” for geometric structures, spherical and elliptic geometry are equally good. Our requirement of simple connectivity assures that we have a unique geometry with given local structure and serves some other technical purposes, but is not really essential.
2.1. Meaning of Curvature. If ∆ is a triangle (with geodesic—i.e., “straight- line”—sides) with angles α, β, γ then α + β + γ − π = Kvol(∆) where vol means 2-dimensional volume, i.e., area. Because of our homogeneity assumption, our 2-dimensional geometries have constant curvature K, but general riemannian ge- ometry allows manifolds with geometry of varying curvature, that is, K varies from point to point. In this case K(p) can be defined as the limit of (α+β+γ−π)/ vol(∆)
over smaller and smaller triangles ∆ containing the point p, and the above formula must be replaced by α + β + γ − π =
∆ K d(vol). You may already have noticed that we have not listed all possible 2-dimensional geometries above. For example, the 2-sphere of radius 2 with its natural metric is certainly a geometry in our sense, but has curvature K = 1/4, which is different from that of S^2. But it differs from S^2 just by scaling. In general, we will not wish to distinguish geometries that differ only by scalings of the metric. Up to scaling, the above three geometries are the only ones in dimension 2.
fundamental domain
Figure 1
Example 4.2. A classical example is the subgroup PSL(2, Z) ⊂ PSL(2, R) = Isom+(H^2 ), which acts on H^2 with fundamental domain pictured in Fig. 3. The picture also shows how PSL(2, Z) identifies edges of this fundamental domain. thus the quotient H^2 / PSL(2, Z) is an orbifold with a 2π/2-cone-point at P , a 2π/3-cone- point at Q, and a “cusp” at infinity (Fig. 4). It has finite 2-volume (area) as you can check by integrating the volume form (^) y^12 dxdy over the fundamental domain:
vol(H^2 / PSL(2, Z)) = 2π/6. We give a different proof of this in the next section.
Figure 5
Subdivide Fg into many small geodesic triangles ∆i , i = 1, 2 ,... , T.
Let the number of vertices of this triangulation be V , number of edges E. It is known (Euler theorem) that
(1) T − E + V = 2 − 2 g.
By 1.1, K vol(∆i) = αi + βi + γi − π, where αi, βi, γi are the angles of ∆i, so
K vol(Fg ) =
i=
(αi + βi + γi − π) =
i=
(αi + βi + γi) − πT
= 2πV − πT
since we are summing all angles in the triangulation and around any vertex they sum to 2π. Now 3T = 2E (a triangle has 3 edges, each of which is on two triangles), so
(3) T = 2E − 2 T
(2) and (3) imply K vol(Fg ) = 2πV − 2 πE + 2πT. By (1) this gives: K vol(Fg ) = 2 π(2 − 2 g). Now suppose that instead of Fg we have the surface of genus g with s orbifold points with cone angles 2π/p 1 ,... , 2 π/ps. Then in step (2) above we must replace s summands 2π by 2π/p 1 ,... , 2 π/ps, so we get instead:
K vol(F ) = 2π
2 − 2 g −
∑^ s
i=
pi
If we also have h cusps we must correct further by subtracting 2πh. Thus:
Theorem 5.1. If the surface F of genus g with h cusps and s orbifold points of cone-angles 2 π/p 1 ,... , 2 π/ps has a geometric structure with constant curvature K then K vol(F ) = 2πχ(F )
with
χ(F ) = 2 − 2 g − h −
∑^ s
i=
pi
In particular, the geometry is S^2 , E^2 , or H^2 according as χ(F ) > 0 , χ(F ) = 0, χ(F ) < 0. §
8 1. GEOMETRIC STRUCTURES
There is a converse (which we will not prove here, but it is not too hard): Theorem 5.2 (Geometrization Theorem for Orbifolds). Let F be the orbifold of Theorem 5.1. Then F has a geometric structure unless F is in the following list:
That is: F ∼= X/Γ where X = S^2 , E^2 , or H^2 , and Γ ⊂ Isom+(X) is a discrete subgroup acting so X/Γ has finite volume. (In each of cases 2–4 the orbifold does have an infinite-volume Euclidean structure, which is unique up to similarity. The orbifolds of case 1 are “bad orbifolds,” that is, orbifolds which have no covering by a manifold at all—see Sect. 14)
Exercise 1. Here is a hyperbolic structure on F 2. Start with a regular octagon in H^2 with angles 2 π/ 8. Why does it exist? (Hint: work in the Poincar´e disk model instead of upper half plane and expand a regular octahedron centered at the origin from very small to very large.) Identify edges as shown in Fig. 6.
Figure 6
Note that we don’t really need a regular octahedron for this construction. All we need is:
(i) sum of all eight angles is 2π. (ii) pairs of edges to be identified have equal length.
It is not hard to see that this gives 8 degrees of freedom for choosing the polygon. This gives 6 degrees of freedom for the geometric structure on F 2 since the choice of the point P in F 2 uses 2 degrees of freedom. In general, Theorem 5.3. The set of geometric structures on the orbifold of Theorem 5. (up to isometry) is a space of dimension max{ 0 , 6 g − 6+2s +2h}. It is the so-called Teichm¨uller moduli space of geometric structures on the orbifold. (In the E^2 case, we must take structures up to similarity instead of isometry.)
10 1. GEOMETRIC STRUCTURES
We can compute the size of G from theorem 5.1:
|G| = vol(S^2 )/ vol(F ) = 4π/
2 π
pi
Note that G = π 1 (F ). With Theorem 14.3 this gives the standard presentation of the above finite G ⊂ SO(3).
Conjecture 8.1 (Geometrization Conjecture). Every 3-manifold has a “nat- ural decomposition” into geometric pieces.
The decomposition in question had already been proved in a topological version by Jaco & Shalen and Johannson, as we describe in Chapter 2. One may assume by earlier results of Knebusch and Milnor (cf. [ 27 ]) that M 3 is connected-sum-prime, and M 3 then has a natural “JSJ decomposition” (also called “toral decomposition”) which cuts M 3 along embedded tori^1 into pieces which are one of
manifold-with-boundary M
3 such that ∂M 3 is a (possibly empty) union of tori (briefly “M 3 has toral ends”). This is because M 3 may have resulted via the JSJ decomposition theorem by cutting a compact manifold along tori.
Definition 8.2. M 3 is simple if every essential embedded torus (that is, one that doesn’t bound a solid torus in M 3 ) is isotopic to a boundary component of M.
The geometrization conjecture is true (and easy) in cases 1 and 2 above. In case 3 it splits into two conjectures:
Conjecture 8.3. A 3-manifold with |π 1 (M 3 )| < ∞ is homeomorphic to S^3 /G for some finite subgroup G ⊂ Isom+(S^3 ).
Conjecture 8.4. A simple 3-manifold with |π 1 (M 3 )| = ∞ which is not Seifert fibered has a hyperbolic structure.
Conjecture 8.3 is equivalent to the combination of two old and famous unsolved conjectures:
Conjecture 8.5 (Poincar´e Conjecture). π 1 (M 3 ) = { 1 } ⇒ M 3 ∼= S^3. Conjecture 8.6 (Space-Form-Conjecture). A free action of a finite group on S^3 is equivalent to a linear action.
(^1) The geometric version of the decomposition uses both tori and Klein bottles, see Sect. 6 of Chapter 2.
and the relevant geometry is determined by these as:
χ > 0 χ = 0 χ < 0 e 6 = 0 S^3 Nil PSL e = 0 S^2 × E^1 E^3 H^2 × E^1
If the Seifert fibered manifold M 3 is not closed then e(M 3 → F 2 ) is not well defined (it depends on a choice of “slopes” on the toral ends of M 3 ) so M 3 can have either a PSL or a H^2 × E^1 structure. There are three exceptional cases: D^2 × S^1 , T 2 × (0, 1) and a manifold 2-fold covered by the latter (interval bundle over Klein bottle) each have infinite volume complete E^3 structures but no finite volume geometric structure. For more details on the above see [ 30 ] or [ 41 ]. Case 2 of the “easy cases” is manifolds with Sol-structures. Only closed mani- folds occur for this geometry. This leaves only H^3 to discuss.
{(z, r) ∈ C × R | r > 0 } with metric ds =
dx^2 + dy^2 + dr^2 /r,
where z = x + iy. The orientation preserving isometry group is Isom+(H^3 ) = PSL(2, C). Recall Conjecture 8.4: Conjecture. If M is simple and not Seifert fibered and |π 1 (M )| = ∞ then M has a hyperbolic structure.
This had been proved by Thurston in the following situations
but not all details of the second case are published yet (see [ 46 ], [ 29 ], [ 8 ]). This conjecture and the special cases proven so far have had a major effect on 3-manifold theory, including helping toward the solutions of several old conjectures, e.g., the Smith Conjecture ([ 29 ]) and various conjectures about knots.
Figure 9
Figure 10
Example 11.4. Consider a regular ideal octahedron with faces identified as in Fig. 10 (match A to A′, B to B′, etc.) Result: Complement of the Whitehead link (Fig. 11).
14 1. GEOMETRIC STRUCTURES
Figure 11
A triangle orbifold has unique geometric structure, as does the orbifold S^2 /Cp with g = 0, h = 0, s = 2. In all other cases the dimension 6g − 6 + 2s + 2h of Teichm¨uller space is positive, so there are infinitely many geometric structures. Dimension 3 is in sharp contrast to this:
(i) H^3 /Γ 1 is a finite volume orbifold, and (ii) Γ 1 ∼= Γ 2 ,
then any isomorphism Γ 1 → Γ 2 is induced by an inner automorphism (conjugation) in PSL(2, C). In particular, H^3 /Γ 1 ∼= H^3 /Γ 2 (isometry).
This is a remarkable result. The geometrization conjecture says that “almost every” 3-manifold has a hyperbolic structure, and rigidity says this structure is unique! Thus any information we extract from the geometry is actually a topological invariant of the manifold. Usually it is hard to find topological descriptions of the resulting invariants, but there is an elegant topological invariant of a 3-manifold called “Gromov norm” (after its inventor) which equals a constant multiple of the volume for a hyperbolic 3-manifold. In later lectures we will describe arithmetic invariants of the hyperbolic struc- ture. Again, by rigidity, these invariants are topological invariants.
16 1. GEOMETRIC STRUCTURES
Theorem 14.3. The orbifold F (g; h; p 1 ,... , ps) of genus g with h punctures and s orbifold points of the types p 1 ,... , ps has
π 1 (F (g; h; p 1 ,... , ps)) =〈a 1 ,... , ag , b 1 ,... , bg , q 1 ,... qs+h | qp 11 = 1,... , qp s s= 1, q 1... qs+h[a 1 , b 1 ]... [ag , bg ] = 1〉 .
C = {(x + iy, r) | r > K}/Λ
where Λ is a lattice of horizontal translations. Horizontal cross-sections (r = con- stant) of C are Euclidean tori which are shrinking in size as r → ∞.
Figure 13
The (r = constant) cross-sections of C are called horosphere sections. In a hyperbolic 3-orbifold the picture is the same except that the horosphere sections of a cusp can be any Euclidean orbifold. The Euclidean orbifolds are easily classified.
Exercise 2. Do this analogously to Section 7—solve the equation χ = 0 to show they are
Figure 14
The Euclidean triangle orbifolds are rigid (see Section 12) but the Euclidean tori and pillow orbifolds have 2-dimensional spaces of deformations of the Euclidean structure. In fact, every Euclidean torus double covers a unique Euclidean pillow orbifold and vice versa (the torus E^2 /Λ double covers E^2 /Γ, where Γ ⊂ Isom+(E^2 ) is generated by Λ and the map
0 − 1
: E^2 → E^2 ), so the Teichm¨uller moduli space of pillow orbifolds is the same as for tori, namely H^2 / PSL(2, Z)—see Theorem 6.
Definition 15.1. If a cusp of a hyperbolic 3-orbifold has horosphere sections which are tori or pillow orbifolds the cusp is called non-rigid, if the horosphere sections are triangle orbifolds the cusp is rigid.
The non-rigid cusps are important for “hyperbolic Dehn surgery,” as we shall describe later. One effect of this is that they affect the volume of the orbifold in a way that we can already describe.
Otherwise expressed: the elements of Vol are ordered v 0 < v 1 < v 2 < · · · < vω < vω+1 < · · · < v 2 ω < · · · < v 3 ω < · · · · · · < vω^2 < · · · < vκ < · · ·.
The general index κ is an infinite ordinal number
κ = anωn^ + an− 1 ωn−^1 + · · · + a 0 and ai ∈ { 0 , 1 , 2 ,... }
If κ is divisible by ω then vκ is the limit of the vλ, λ < κ; we say vκ is a limit volume. If κ is divisible by ω^2 then vκ is a limit of limit volumes—it is a 2-fold limit volume. If κ is divisible by ωn^ then vκ is an n-fold limit volume (limit of (n − 1)-fold limit volumes).
Theorem 16.2. If M is a hyperbolic orbifold with n non-rigid cusps, then vol(M ) is an n-fold limit volume.
A few of the vκ are known: Colin Adams has found vω , v 2 ω , and v 3 ω. He has also found the six non-compact orbifolds of least volume (with rigid cusps; the smallest of these has been earlier found by Meyerhoff). See [ 1 ] and [ 2 ]. No-one knows v 0 (although there is a guess, namely 0. 03905.. ., known to be the smallest volume in the arithmetic case, [ 6 ]). The smallest hyperbolic manifold is even harder to determine, but again there is a guess, with volume about. 942707.. ., again known to be smallest among arithmetic hyperbolic 3-manifolds [ 7 ]. The minimal examples found so far are all arithmetic (see Chapter 3 or [ 33 ] for a definition). This is striking, because arithmetic examples are very sparse
Proposition 17.2. For any bound V there is a finite collection of hyperbolic orbifolds such that every hyperbolic orbifold with volume ≤ V results from Dehn surgery on a member of the collection.
If one drops the condition of local orientability then one also has the local structures given by the dihedral groups of order 2n, n = 1, 2 ,....
Exercise 4. Generalise Theorems 5.1 and 5.2 to allow non-locally-orientable 2-orbifolds and then use the method of Section 7 to classify all compact spherical and euclidean orbifolds. This gives the classifications of all finite subgroups of O(3) and of the so called “seventeen wallpaper groups” (a misnomer, since most of the seventeen have positive dimensional Teichm¨uller spaces and are thus infinite families of groups).