Algebraic Number Theory: Projective Limits and Profinitive Groups, Study notes of Mathematical Methods for Numerical Analysis and Optimization

The concepts of projective systems, projective limits, and profinite groups in algebraic number theory. Projective systems are sets of pairs consisting of topological spaces and continuous maps between them, satisfying certain conditions. The projective limit of a projective system is defined as the subset of the product of the topological spaces equipped with the product topology, where the images of the continuous maps match. Profinite groups are topological groups that satisfy certain conditions, including being the projective limit of finite groups with the discrete topology, compact and totally disconnected, or isomorphic to a closed subgroup of a cartesian product of finite groups. The document also includes examples and a proposition that characterizes profinite groups.

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Algebraic Number Theory Lecture 15
Sandro Bettin
“Only two things are infinite, the universe and human stupidity, and I’m not sure
about the former.”
Albert Einstein
Definitions.
A directed system is an ordered set Iin which for each pair i, j Ithere exists a kIsuch
that i6k, j 6k.
A projective system over a directed system Iis the set of pairs
{(Xi, fi,j)|i, j I, i 6j}
where the Xiare topological spaces and the fi,j are continuous maps
fi,j :Xj Xi
such that one has
fi,i =idXi,
fi,k =fi,j fj,k,when i6j6k.
The projective (or inverse) limit
X= lim
iI
Xi
of a projective system {(Xi, fi,j )}i6j, is defined to be the subset
X={(xi)iIY
iI
Xi|fi,j(xj) = xifor i6j}
of the product QiIXiequipped with the product topology (i.e. the open sets of QiIXiare
of the form QiIAi, where Aiis open in Xiand Ai=Xifor all but a finite number of indices
i).
Remarks.
1) If the topological spaces {Xi}iIare also groups then we require that the fi,j are also group
homomorphisms. It’s easy to see that the projective limit, equipped with the multiplication
induced by the componentwise multiplication, is a topological group. The analogous result
holds if the {Xi}iIare rings, modules, ....
2) One can define, in a similar way, the inductive (or direct) limit, the categorical dual of the
projective limit.
Examples.
1) Let pbe a prime, I=Nand Xn=Z/pnZ. Let fm,n for n>mbe the reduction modulo pm
fm,n :Z/pnZZ/pmZ.
The projective limit
Zp:= lim
nN
Z/pnZ
is the ring of the p-adic integers.
2) Let I=N,with order given by divisibility (i.e. n6miff n|m), Xn=Z/nZand fn,m for n|m
be the reduction modulo m. The pro jective limit
ˆ
Z:= lim
nN
Z/nZ
is the Pr¨ufer ring.
1
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Algebraic Number Theory – Lecture 15 Sandro Bettin

“Only two things are infinite, the universe and human stupidity, and I’m not sure about the former.”

  • Albert Einstein

Definitions.

  • A directed system is an ordered set I in which for each pair i, j ∈ I there exists a k ∈ I such that i 6 k, j 6 k.
  • A projective system over a directed system I is the set of pairs {(Xi, fi,j ) | i, j ∈ I, i 6 j} where the Xi are topological spaces and the fi,j are continuous maps fi,j : Xj −→ Xi such that one has fi,i = idXi , fi,k = fi,j ◦ fj,k, when i 6 j 6 k.
  • The projective (or inverse) limit X = lim←− i∈I

Xi

of a projective system {(Xi, fi,j )}i 6 j , is defined to be the subset

X = {(xi)i∈I ∈

i∈I

Xi | fi,j (xj ) = xi for i 6 j}

of the product

i∈I Xi^ equipped with the product topology (i.e. the open sets of^

i∈I Xi^ are of the form

i∈I Ai, where^ Ai^ is open in^ Xi^ and^ Ai^ =^ Xi^ for all but a finite number of indices i).

Remarks.

  1. If the topological spaces {Xi}i∈I are also groups then we require that the fi,j are also group homomorphisms. It’s easy to see that the projective limit, equipped with the multiplication induced by the componentwise multiplication, is a topological group. The analogous result holds if the {Xi}i∈I are rings, modules, ....
  2. One can define, in a similar way, the inductive (or direct) limit, the categorical dual of the projective limit.

Examples.

  1. Let p be a prime, I = N and Xn = Z/pnZ. Let fm,n for n > m be the reduction modulo pm fm,n : Z/pnZ → Z/pmZ. The projective limit Zp := lim←− n∈N

Z/pnZ

is the ring of the p-adic integers.

  1. Let I = N, with order given by divisibility (i.e. n 6 m iff n|m), Xn = Z/nZ and fn,m for n|m be the reduction modulo m. The projective limit Zˆ := lim ← n∈N

Z/nZ

is the Pr¨ufer ring. 1

2

Proposition 1. For a topological group G, the followings are equivalent: i) G is the projective limit of finite groups, each equipped with the discrete topology; ii) G is compact and totally disconnected (i.e. the only connected subsets are the singletons); iii) G is Hausdorff, compact and admits a basis of neighbourhoods of 1 consisting of normal subgroups; iv) G is compact and G ∼= lim←− N /G, open

G/N ;

v) G is isomorphic to a closed subgroup of a cartesian product of finite groups, each equipped with the discrete topology.

Proof. i) ⇒ iii) Let

G = lim←− i∈I

Gi,

with the Gi finite groups with the discrete topology. Since the Gi are Hausdorff and compact so is their product

i∈I Gi^ (by Tykhonov’s theorem). Moreover,^ G^ is given by

G =

i 6 j

(xk)k ∈

k

Gk | fi,j (xj ) = xi

and so it’s a closed and hence compact subset of

i∈I Gi. Now, let^ A^ be an open neighbourhood of 1, since A is open it must has the form

A = G ∩

i

Ai,

with Ai open neighbourhoods of 1 in Gi and Ai 6 = Gi only for i in a finite subset J ⊂ I. Since the Gi are equipped with the discrete topology, the subset ∏

i∈J

{ 1 } ×

i∈I\J

Gi ⊂

i

Gi

is an open neighbourhood of 1 for

i Gi^ contained in^

i Ai^ and it’s also a normal subgroup. Hence the set G ∩

i∈J

1 ×

i∈I\J

Gi ⊂ G

is an open neighbourhood of 1 for G contained in A and it’s also a normal subgroup. Thus G admits a basis of neighbourhoods of 1 consisting of normal subgroups. iii) ⇒ ii) Let G be Hausdorff, compact and with a basis of neighbourhoods of 1 consisting of normal subgroups and let D be a subset of G with at least two elements a 1 and a 2. Since G is Hausdorff, there exists a normal subgroup N / G such that a 1 N ∩ a 2 N = ∅. The cosets gN for g ∈ G are open and cover G and so the set {gN | g ∈ G} has a finite number of elements, thus we have that a 1 N ∩ D and (^) ⋃

a∈N, aN 6 =a 1 N

aN ∩ D

are disjoint, non-empty and open sets of A whose union is A. Therefore A is disconnected. ii) ⇒ iii) Let G be a compact and totally disconnected topological group (and hence Hausdorff). We have that

(1)

N /G N open

N = { 1 }