Algebraic Number Theory: Sum of Squares and Units in Imaginary Quadratic Fields, Study notes of Mathematical Methods for Numerical Analysis and Optimization

A lecture note from algebraic number theory - lecture 7 by lee butler. It discusses the theorem that a prime number p > 2 is expressible as the sum of two squares if and only if p equiv 1 (mod 4). The proof is based on the unique factorization of ideals in the ring of integers of the number field q(i). The document also includes a lemma about the units in the ring of integers of a quadratic field q(√−d), which is used to prove that only finitely many imaginary quadratic fields are euclidean.

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Algebraic Number Theory Lecture 7
Lee Butler
A mathematician, an engineer, and a chemist are staying in
adjoining rooms in a hotel. One evening they are downstairs in
the bar. The mathematician goes to bed first. The chemist goes
next, followed a minute later by the engineer. The chemist notices
that in the corridor outside their rooms a rubbish bin is ablaze.
There is a bucket of water nearby. The chemist starts concocting
a means of generating carbon dioxide in order to create a
makeshift extinguisher but before he can do so the engineer
arrives, dumps the water on the fire and puts it out. The next
morning the chemist and engineer tell the mathematician about
the fire. She admits she saw it. They ask her why she didn’t put
it out. She replies contemptuously “There was a fire and a bucket
of water: a solution obviously existed.”
1. Exampletastic recappery
So far we’ve been introduced to algebraic numbers and rings of integers; we’ve
seen ideals and how they uniquely factorise, even when the underlying integers
don’t; and we’ve learnt about the embeddings of a number field into the complex
numbers. We’ve only scratched the surface of algebraic number theory, yet I decided
it’d be nice to see some number theoretical results that we can already prove. I’ll
only use results stated or proved in the previous six lectures (as well as standard
algebra and number theory).
Theorem 1. A prime number p > 2is expressible as the sum of two squares if and
only if p1 (mod 4).
Proof. To see the condition is necessary just consider the quadratic residues mod
4. For sufficiency we factor the equation
p=x2+y2
over the number field Q(i) as
p= (x+iy)(xiy).
So the question becomes: when does a prime pZfactorise in the ring Z[i]?
Since 16≡ 1 (mod 4) we know from L4 Thm S3 that Z[i] is the ring of integers in
Q(i). We’ll show that Z[i] is a Euclidean domain, and hence a unique factorisation
domain.
1
pf3
pf4

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Algebraic Number Theory – Lecture 7

Lee Butler

A mathematician, an engineer, and a chemist are staying in adjoining rooms in a hotel. One evening they are downstairs in the bar. The mathematician goes to bed first. The chemist goes next, followed a minute later by the engineer. The chemist notices that in the corridor outside their rooms a rubbish bin is ablaze. There is a bucket of water nearby. The chemist starts concocting a means of generating carbon dioxide in order to create a makeshift extinguisher but before he can do so the engineer arrives, dumps the water on the fire and puts it out. The next morning the chemist and engineer tell the mathematician about the fire. She admits she saw it. They ask her why she didn’t put it out. She replies contemptuously “There was a fire and a bucket of water: a solution obviously existed.”

  1. Exampletastic recappery

So far we’ve been introduced to algebraic numbers and rings of integers; we’ve seen ideals and how they uniquely factorise, even when the underlying integers don’t; and we’ve learnt about the embeddings of a number field into the complex numbers. We’ve only scratched the surface of algebraic number theory, yet I decided it’d be nice to see some number theoretical results that we can already prove. I’ll only use results stated or proved in the previous six lectures (as well as standard algebra and number theory).

Theorem 1. A prime number p > 2 is expressible as the sum of two squares if and only if p ≡ 1 (mod 4).

Proof. To see the condition is necessary just consider the quadratic residues mod

  1. For sufficiency we factor the equation

p = x^2 + y^2

over the number field Q(i) as

p = (x + iy)(x − iy).

So the question becomes: when does a prime p ∈ Z factorise in the ring Z[i]?

Since − 1 6 ≡ 1 (mod 4) we know from L4 Thm S3 that Z[i] is the ring of integers in Q(i). We’ll show that Z[i] is a Euclidean domain, and hence a unique factorisation domain. 1

By L3 Thm 1, [Q(i) : Q] = 2, and indeed the embeddings Q(i) ↪→ C are σ 1 : x + iy 7 → x + iy σ 2 : x + iy 7 → x − iy.

So the norm of a + bi ∈ Q(i) is

N (a + bi) =

∏^2

j=

σj (a + bi) = a^2 + b^2.

We’ll show Z[i] is Euclidean with respect to this norm. Let α, β ∈ Z[i], β 6 = 0. We need to show there exist γ, ρ ∈ Z[i] such that

α = γβ + ρ, N (ρ) < N (β).

That is, we need γ ∈ Z[i] such that

N

α β

− γ

Let α/β = u + vi ∈ Q(i) and let u′, v′^ ∈ Z be the closest integers to u and v respectively. So |u − u′| 6 1 /2, |v − v′| 6 1 /2, and if γ = u′^ + v′i then

N

α β − γ

= N (u − u′^ + (v − v′)i)

= (u − u′)^2 + (v − v′)^2

6

So Z[i] is a Euclidean domain, hence a principal ideal domain, hence a unique factorisation domain. We want to show that if p ≡ 1 (mod 4) then p is not a prime in Z[i]. Having proved this we’ll know there are non-units α, β ∈ Z[i] such that p = αβ. Then N (p) = N (α)N (β)

i.e. p^2 = N (α)N (β).

Since α, β aren’t units we must have N (α) = N (β) = p. If α = a + bi we’ll then have a^2 + b^2 = p

as required.

So we just have to show that p = 4n + 1 isn’t prime in Z[i] Note first that −1 is a quadratic residue mod p since p ≡ 1 (mod 4). So − 1 ≡ x^2 (mod p) for some x, hence p | x^2 + 1 = (x + i)(x − i).

But xp ± (^) pi 6 ∈ Z[i] so p doesn’t divide either factor on the right in Z[i]. But in a unique factorisation domain every prime that divides a product must divide one of the factors. Hence p is not a prime in Z[i], which is what we wanted. 

If d ≡ 1 (mod 4) then we need |a^2 + db^2 | 6 3 with a, b ∈ Z.

If d 6 ≡ 1 (mod 4) then we need |a^2 + db^2 | 6 3 with a = A/ 2 , b = B/2 and A, B ∈ Z.

The restriction d > 11 forces b = 0 in all cases leading us solely to the solutions a = ±1 and thus |N (α)| = 1, i.e. the realisation that α is a unit. But this contradicts the non-unityness of α, and so for d > 11 the ring of integers of Q(

−d) cannot be Euclidean. 

In fact the only Euclidean imaginary quadratic fields are Q(

−d) for d = 1, 2 , 3 , 7 , 11.

It is known which real quadratic fields are norm-Euclidean, i.e. Euclidean using the usual norm. But it is an open problem if there are any real quadratic fields that are Euclidean but not norm-Euclidean.