Understanding Original and Supplemental Jurisdiction in Federal Courts, Study notes of Civil procedure

An in-depth analysis of supplemental jurisdiction, a legal concept that allows federal courts to hear related claims in addition to the original claim that grants jurisdiction. The efficiency of supplemental jurisdiction, the exceptions to its application, and the steps to determine its applicability. It also discusses the implications of supplemental jurisdiction on removal of cases and discovery.

Typology: Study notes

2012/2013

Uploaded on 01/30/2013

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Supplemental Jurisdiction:
- allowing in other causes of action w/ an action that has original juris in fed ct (diversity/fed. Q)
is efficient
- otherwise there would have to be separate actions in state and fed. court about same T/O
- argument for supp. juris. = all actions are part of same case/controversy under Art. III so they
can all go in front of fed. court
- so Congress can permit this under the Constit., but have they allowed it?
- Yes, but w/ exceptions: 28 USC 1367
- 1367(b) lists important exceptions (only relevant when core action is diversity & candidate
actions for supp jur are brought by P)
- To answer whether supp. Juris. Look to statute (purpose to statute is to determine whether
P is trying to “frustrate the purposes of diversity”) (Green says badly written statute)
- Congress only wanted to abrogate Finley & Aldinger in 1367 (only wanted to change those
cases, not other prior law)
Steps To Determining Supp. Juris:
1. Is action w/o original jur part of same case/controversy as action that does have orig jur?
- if YES and action with original jur is fed question, then there is supp jur
2. if cause of action with original jur is diversity then must worry about exceptions in 1367(b)
In any civil action of which the district courts have original jurisdiction
founded solely on section 1332 of this title, the district courts shall not have
supplemental jurisdiction under subsection (a) over claims by plaintiffs against
persons made parties under Rule 14, 19, 20, or 24 of the Federal Rules of Civil
Procedure, or over claims by persons proposed to be joined as plaintiffs under Rule 19
of such rules, or seeking to intervene as plaintiffs under Rule 24 of such rules, when
exercising supplemental jurisdiction over such claims would be inconsistent with the
jurisdictional requirements of section 1332.
3. remember that you do not have to rely on supp jur if the cause of action has its own source of
SMJ
- if no supp juris for extra cause of action, then it must be dismissed & court must do sua sponte
if parties don't bring it up
**just because a cause of action is allowed under the joinder rules doesn't mean it’s okay for
supp juris!
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Supplemental Jurisdiction:

  • allowing in other causes of action w/ an action that has original juris in fed ct (diversity/fed. Q) is efficient
  • otherwise there would have to be separate actions in state and fed. court about same T/O
  • argument for supp. juris. = all actions are part of same case/controversy under Art. III so they can all go in front of fed. court
    • so Congress can permit this under the Constit., but have they allowed it?
    • Yes, but w/ exceptions: 28 USC 1367
  • 1367(b) lists important exceptions (only relevant when core action is diversity & candidate actions for supp jur are brought by P)
  • To answer whether supp. Juris. Look to statute (purpose to statute is to determine whether P is trying to “frustrate the purposes of diversity”) (Green says badly written statute)
  • Congress only wanted to abrogate Finley & Aldinger in 1367 (only wanted to change those cases, not other prior law)

Steps To Determining Supp. Juris:

  1. Is action w/o original jur part of same case/controversy as action that does have orig jur?
    • if YES and action with original jur is fed question, then there is supp jur
  2. if cause of action with original jur is diversity then must worry about exceptions in 1367(b)

In any civil action of which the district courts have original jurisdiction

founded solely on section 1332 of this title, the district courts shall not have

supplemental jurisdiction under subsection (a) over claims by plaintiffs against

persons made parties under Rule 14, 19, 20, or 24 of the Federal Rules of Civil

Procedure, or over claims by persons proposed to be joined as plaintiffs under Rule 19

of such rules, or seeking to intervene as plaintiffs under Rule 24 of such rules, when

exercising supplemental jurisdiction over such claims would be inconsistent with the

jurisdictional requirements of section 1332.

  1. remember that you do not have to rely on supp jur if the cause of action has its own source of SMJ
  • if no supp juris for extra cause of action, then it must be dismissed & court must do sua sponte if parties don't bring it up

**just because a cause of action is allowed under the joinder rules doesn't mean it’s okay for supp juris!

EXAMPLES

  1. P (Cal) sues D1 (Cal) under federal securities law and joins an action against D2 (Cal) under state law common law fraud. i. P’s action against D2 is same case or controversy as P’s action against D ii. P’s action against D1 not diversity, so exception sunder 1367(b) don’t apply iii. Supplemental J
  2. Same as 1) except P also joins a state law action for a battery occurring a few weeks before the fraud against D1. i. Not same case and controversy (not even if it has a question of law in common) ii. Can’t be entertained on its own in fed court (not diversity) iii. No supplemental jurisdiction for battery action

P (Cal) sues D (Cal) under federal securities laws. D joins an action against P for battery, asking for $100k

  • no supp jur for D’s action

P (Cal) sues D (Nev) under federal securities laws. D joins an action against P for battery, asking for $100k

  • no supp jur for D’s action, but it is a diversity case on its own

P (Cal) sues D (Ore) for state law breach of contract, asking for $100K. D joins an action against P for battery, asking for $25k.

  • no supp jur for D’s action, and is not a diversity case on its own, b/c jur minimum is not satisfied. D cannot aggregate P’s action with it to get above the jurisdictional minimum

o P (NY) sues D (NJ) for battery asking for $100K. D impleads X (NY) a joint tortfeasor for contribution.

X brings 14(a) claims against P from damages from same accident

P brings compulsory counterclaim against X

o Supplemental jurisdiction?  Probably not  P’s action against X is part of the same constitutional case or controversy as P’s claim against D  but the exception n 1367(b) applies

1367(d) : if one of your claims has supp jur but is dismissed according to the factors in 1367(c) the statute of limitations is tolled for 30 days to bring it in state court so that the statute of limitations doesn't bar you from bringing the claim

  • is this constitutional? Congress is regulating the procedures of state courts! We have had no such example before. SCt held that it was
  • necessary to protect federal juris b/c w/o this rule, Ps would bring their separate claims in state court so they wouldn't risk getting dismissed & not being able to bring the claims again


28 USC 1441: Removal

  • if P brings and action with federal question jur in state court and joins to it an unrelated action w/o its own source of fed jur, removal is possible
  • then the whole claim is not remanded, but the court breaks the actions apart & puts the federal ones in fed court and sends the state ones down to state court
    • Meant to keep the plaintiff from thwarting removal for federal question actions

Now we have come to the end of the pleading period in a lawsuit!

Discovery & Disclosure : practical stuff that is learned on the job

  • discovery = stuff you get by asking for it, the other side wouldn't just hand that stuff over if not asked for
  • disclosure = stuff you have a duty to hand over w/o being asked, or else you will be subject to sanctions o Used to be really broad, but now only includes really only the good stuff.