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Sample midterm problems and brief solutions for math 201b, a course on functional analysis, offered in winter 2007. The problems cover various topics such as measurable subsets, orthogonal projections, fubini's theorem, fourier coefficients, and stability of sets in a hilbert space.
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Sample Midterm Problems
Brief Solutions
Math 201B, Winter 2007
Problem 1. Let E ⊂ R be a measurable subset of R. Define a linear
subspace M of L
2 (R) by
f ∈ L
2 (R) | f (x) = 0 a.e. in E
Find M
⊥
. What is the orthogonal projection of f ∈ L
2 (R) onto M?
Solution.
c = R \ E be the complement of E. Then
f ∈ L
2 (R) | f (x) = 0 a.e. in E
c
f = χEc f + χE f,
where χE is the characteristic function of E, and χEc f is the orthogonal
projection of f onto M.
Problem 2. Let
(x, y) ∈ R
2 | 0 < x < ∞, 0 < y < 1
Prove that (^) ∫
E
y sin xe
−xy dxdy =
log 2.
Solution.
∫
E
∣y sin xe−xy
∣ (^) dxdy ≤
E
ye
−xy dxdy
0
0
ye
−xy dx
dy
0
0
y sin xe
−xy dx
dy.
Problem 3. Let T, S ∈ L
2 (T) be the triangular and square waves, defined
respectively by
T (x) = |x| if |x| < π, S(x) =
1 if 0 < x < π,
− 1 if −π < x ≤ 0,
Compute the Fourier coefficients of T , S. Show that T ∈ H
1 (T) and T
′ = S.
Show that S /∈ H
1 (T).
Solution.
fˆ n =^
2 π
∫ (^) π
−π
f (x)e
−inx dx,
we compute that
n =
π
n − 1
n^2
n 6 = 0, Tˆ 0 =
π
2
√ 2 π
n =^ i
π
n − 1
n
n 6 = 0, Sˆ 0 = 0.
n∈Z
n
2
n
2
converges, since
1 /n
2 converges, so T ∈ H
1 (T). Since Sˆn = in Tˆn,
we have S = T
′ .
n∈Z
n
2
n
2
does not converge, since the terms do not approach zero as n → ∞, so
S /∈ H
1 (T).
Problem 5. An indexed set of vectors {uα | α ∈ A} in a Hilbert space H is
said to be stable if there exist constants m, M > 0 such that for all
{cα | cα ∈ C, α ∈ A} ∈ `
2 (A)
we have
m
α∈A
|cα|
2 ≤
α∈A
cαuα
2
α∈A
|cα|
2 .
(a) Show that a stable set is linearly independent, and an orthonormal set is
stable.
(b) Suppose that {uα | α ∈ A} is a set of normalized vectors (‖uα‖ = 1) such
that (^) ∑
α 6 =β
|〈uα, uβ 〉|
2 < 1.
Show that {uα | α ∈ A} is stable.
(c) Let {en | n ∈ Z} be an orthonormal set, and define
un =
en + en+ √ 2
Show that {un | n ∈ Z} is not stable.
Solution.
∑
α∈A
cαuα = 0,
then ∑
α∈A
|cα|
2 = 0.
Hence cα = 0 for all α ∈ A, so a stable set is linearly independent. (In
fact, what we have shown is stronger than linear independence, since
we did not consider only finite linear combinations of the vectors.)
α∈A
cαuα
2
α∈A
|cα|
2
so the set is stable, with m = M = 1.
α∈A
cαuα
2
α,β∈A
cαcβ 〈uα, uβ 〉.
Using the Cauchy-Schwarz inequality, we get
∑
α,β∈A
cαcβ 〈uα, uβ 〉 =
α∈A
|cα|
2
α 6 =β
cαcβ 〈uα, uβ 〉
α∈A
|cα|
2
α 6 =β
|cαcβ |
2
α 6 =β
|〈uα, uβ 〉|
2
α∈A
|cα|
2
α∈A
|cα|
2
α 6 =β
|〈uα, uβ 〉|
2
α∈A
|cα|
2 ,
and
∑
α,β∈A
cαcβ 〈uα, uβ 〉 =
α∈A
|cα|
2
α 6 =β
cαcβ 〈uα, uβ 〉
α∈A
|cα|
2 −
α 6 =β
|cαcβ |
2
α 6 =β
|〈uα, uβ 〉|
2
α 6 =β
|〈uα, uβ 〉|
2
α∈A
|cα|
2 .
n for 1 ≤ n ≤ N and cn = 0
otherwise. Then (^) ∑
n∈Z
|cn|
2 = N,
and (^) ∥ ∥ ∥ ∥ ∥
n∈Z
cnun
2
N eN +1 − e 1 √ 2
2
Since N ∈ N is arbitrary, there is no constant m > 0 with the required
property for stability.