CivProPereaSpring07'A', Study notes of Law

CIVPRO PEREA

Typology: Study notes

2011/2012

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I. Complaint
a. Rule 8(a): Notice Pleading
i. 8(a)(1): short and plain statement of the grounds on which jurisdiction rests.
ii. 8(a)(2): short and plain statement of the facts.
iii. Includes a demand for the relief sought (remedy)
iv. The purpose of notice pleading is to allow people to get into the court easily on
the merits. Many of the facts might not be known at this stage!
b. Rule 8(c): You can plead things in the alternative.
i. You can plead inconsistent alternatives.
- Ex. McCormack v. Koppman: Woman whose husband died in an
accident sued both the driver for negligence, and bar that served him
alcohol.
c. In notice pleadings, you only have to plead enough to put the defendant on notice of
what he may be accountable for.
i. The old way was Code pleadings, which required more specificity.
- Their influence is still felt, though. In notice pleading, people will still
expect you to plead the most relevant facts.
d. Situations Requiring Greater Specificity
i. 9(b): In actions alleging fraud.
- Ross v. A.H. Robins: Dalkon shield case.
- Private Security Litigation Reform Act codified the Ross
standard.
ii. Reasons for heightened specificity on individual corporate officers
(Cash Energy):
- Frivolous lawsuits clog judicial resources.
- The remedies sought can be huge.
- Rising costs of litigation means even frivolous suits can be tools
of intimidation.
iii. BUT Swierkiewicz v. Sorema, court did NOT require greater specificity in
employment discrimination suit.
e. Rule 55 Default
i. P makes a motion for default when D has failed to answer.
f. Rule 41(a)(1): Voluntary dismissal of suit w/o prejudice.
i. Has to be done with stip of both parties before answer or summary judgment.
ii. We limit it because otherwise people could harass with lawsuits they intend to
drop.
g. Rule 15: Allows amended and supplemental proceedings. (Relation Back)
i. Under circumstances, like when defendant has or should have had notice,
plaintiff can amend complaint to add a defendant or state a slightly different
claim, it can relate back to original claim for purpose of statute of limitations.
ii. Requirements under Rule 15(c) to amend complaint:
1. Claim arises from conduct set forth in the original pleading (conduct,
transaction, or occurrence).
2. New defendant must have received notice of action within statute of
limitations.
3. New defendant should have known that but for mistake of identity, he
would have had the action brought against him.
iii. The rule is based on mistake of the proper party.
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I. Complaint

a. Rule 8(a): Notice Pleading i. 8(a)(1): short and plain statement of the grounds on which jurisdiction rests. ii. 8(a)(2): short and plain statement of the facts. iii. Includes a demand for the relief sought (remedy) iv. The purpose of notice pleading is to allow people to get into the court easily on the merits. Many of the facts might not be known at this stage! b. Rule 8(c): You can plead things in the alternative. i. You can plead inconsistent alternatives.

  • Ex. McCormack v. Koppman: Woman whose husband died in an accident sued both the driver for negligence, and bar that served him alcohol. c. In notice pleadings, you only have to plead enough to put the defendant on notice of what he may be accountable for. i. The old way was Code pleadings, which required more specificity.
  • Their influence is still felt, though. In notice pleading, people will still expect you to plead the most relevant facts. d. Situations Requiring Greater Specificity i. 9(b): In actions alleging fraud.
  • Ross v. A.H. Robins: Dalkon shield case.
  • Private Security Litigation Reform Act codified the Ross standard. ii. Reasons for heightened specificity on individual corporate officers (Cash Energy):
  • Frivolous lawsuits clog judicial resources.
  • The remedies sought can be huge.
  • Rising costs of litigation means even frivolous suits can be tools of intimidation. iii. BUT Swierkiewicz v. Sorema, court did NOT require greater specificity in employment discrimination suit. e. Rule 55 Default i. P makes a motion for default when D has failed to answer. f. Rule 41(a)(1): Voluntary dismissal of suit w/o prejudice. i. Has to be done with stip of both parties before answer or summary judgment. ii. We limit it because otherwise people could harass with lawsuits they intend to drop. g. Rule 15: Allows amended and supplemental proceedings. (Relation Back) i. Under circumstances, like when defendant has or should have had notice, plaintiff can amend complaint to add a defendant or state a slightly different claim, it can relate back to original claim for purpose of statute of limitations. ii. Requirements under Rule 15(c) to amend complaint:
  1. Claim arises from conduct set forth in the original pleading (conduct, transaction, or occurrence).
  2. New defendant must have received notice of action within statute of limitations.
  3. New defendant should have known that but for mistake of identity, he would have had the action brought against him. iii. The rule is based on mistake of the proper party.
  • So many courts will say plaintiff is screwed if they didn’t know the proper party, since this would not be a “mistake.” iv. The Blair standard for relation back is to focus on the injury. v. Ex. Schwartz v. Gold Dust: Injury on stairs. P alleged that they were negligently maintained, and was later allowed to amend back to say that they were negligently constructed. Injury both related to was falling down the stairs. The new D was also the Casino President, so there was notice and he should have known that but for the mistake, his company Cavanaugh Properties would have been sued.

II. Defendant’s Response a. Rule 8(b): General Rules of Pleadings- Defenses, Form of denials. i. In response to complaint, defendant admits and denies.

  • If admitting or denying something in part, D must specify what is true and deny the remainder.
    • The ‘negative pregnant’ is sketchy. If it’s ‘designed, manufactured, sold’ and D answers ‘No [I just sold it],’ could be a problem. Better to admit in part and deny in part.
  • 8(c): have to set out affirmative defenses.
    • If an affirmative defense is not pleaded, then it’s not part of the case, and evidence relating to it can’t be introduced.
    • Since there’s no need for P to answer D’s answer, affirmative defenses are taken to be denied by P.
  • 8(d): failure to deny = admit.
  • Pleading lack of information = denial
    • BUT An answer of insufficient information has the effect of an admission when the matter is peculiarly in the knowledge or control of the defendant.
      • Ex. David v. Crompton & Knowles: Didn’t know who designed manufactured and sold shredding machine, but was in the unique position to know. Their lack of knowledge = admission.
  • They also ‘acted like’ the proper D. b. Rule 12: i. Rule 12(e): Motion for a more definite statement of the claims. This is used for intelligible claims.
  • United States v. Board of Harbor Commissioners: Oil leak. The complaint didn’t specify who leaked the oil, what action caused the discharge, how much oil was leaked. 12(e) was inappropriate here. D is on notice regarding the gist of the claim. ii. Rule 12 (b)(6): Motion to dismiss based on plaintiff’s failure to state a claim (before filing an answer).
  • Even if everything the plaintiff says regarding the facts is taken as true, there’s no way he can recover.
  • Ex. Mitchell: Trucker got shot in face, but he pled he wasn’t on premises. Even if D had a duty, it didn’t extend there.
  • Note in this case that he didn’t argue that law should be extended.
  • It’s also a failure to state a claim if the plaintiff leaves out an element.

b. Rule 11: Have to sign notices, pleadings, etc. By signing them, a lawyer is certifying

that they’re true to the best of his knowledge. i. Signature says that:

  • It’s not submitted for an improper purpose.
  • Claims are supported by existing law or a nonfrivolous extension of existing law.
  • Allegations have factual support, or are likely to after discovery. ii. Under Rule 11(b), Judge assigns sanctions when you haven’t made ‘reasonable inquiry into the law and circumstances.’
  • Ex. Zuk: Psychiatric tapes. Lawyer didn’t investigate property law, didn’t find out whether tapes were still being rented. Sanctions were appropriate (though the amount of fine was excessive). iii. 11(C)(1)(a): Safe Harbor
  • You have 21 days to withdraw your claim after the opposition files a Rule 11 motion. c. 28 USC 1937: Counsel’s Liability for Excessive Costs. If you multiply proceedings vexatiously and unreasonably, may be required by the court to personally pay the excess costs. i. “Vexatiously” essentially means bad faith. The word suggests intent. d. Rule 17: Parties i. Every suit needs to be brought in the name of the real parties in interest.
  • Executors, administrators, etc. are still the real party in interest. ii. Have to have the capacity to sue or be sued.
  • As determined by the law of the individual’s domicile.
  • Capacity of corporation to be sued depends on law under which it was organized.
  • So capacity is based on local rules.
  • Infants and incompetents need someone to sue on their behalf.
  • Such as guardian ad litem. iii. If two parties are in interest, some strategy comes into play with subrogation.
  • Ex., “Chas Short v. Crazy Driver” > “State Farm v. Crazy Driver.” e. Standing: capacity to bring a lawsuit in federal court. i. Comes from Article III: actual “cases or controversies.”
  1. Injury in fact
  2. that can be addressed by the court
  3. plaintiff is in the “zone of interest” protected by a statute.

IV. Joinder a. Rule 18: Joinder of Claims i. Very broad and permissive.

  • Ex. ‘Not only did you crash into my car, but you inflicted emotional distress on me another time.’ b. Joinder of Parties i. Rule 19: Compulsory Joinder (Defendant’s Joinder)
  • Analysis for Rule 19
  1. Reason for joinder: Is there a valid reason why the absent party should be joined? a. 19(a)(1): Complete relief?

b. Rule 19 (a)(2)(i): impair or impede absent party’s ability to protect interest? c. Rule 19 (a)(2)(iii): any parties subject to multiple or inconsistent liabilities?

  1. Feasibility of joinder? If so, is it feasible to bring the party into the action? a. Rule 19(a)(1): absent party subject to service or process and won’t deprive court of SM jurisdiction?
    • A necessary party is one who should be joined if feasible.
  • If the answer is Yes to 1., and No to 2., we get here.
  1. If a party should be joined, and joinder is not feasible: a judge decides whether, “in equity and good conscience,” the lawsuit can proceed in the absence of the party? a. Yes, lawsuit proceeds: absent party NOT found indispensible. b. No, lawsuit dismissed: absent party found indispensable. - Whether a party is indispensable is just a legal conclusion. ii. Rule 20: Permissive Joinder (Plaintiff’s Joinder)
  • Can join if any right to relief arising out of the same transaction, or occurrence, or series of transactions or occurrences.
  • Factors in applying Rule 20:
  • Judicial efficiency/convenience
  • Juror confusion/ or not
  • Fairness to defendants
  • Remedy: sever the parties.
  • Ex. Kedra v. Philadelphia: Permissive joinder allowed. Police conspiracy against Kedra family. The plaintiffs had common questions of law and fact.
  • Ex. Insolia v. Phillip Morris: Joinder was improper. Plaintiffs had smoked different brands, over different periods. This was not the same transaction or occurrence.
  • Rationale for Plaintiff’s Joinder:
  1. Judicial convenience. One trial for related situations.
  2. Less expensive, time consuming for plaintiffs.
  3. Less possibility of inconsistent outcomes.

V. Other ways parties get into the suit a. Rule 14: Third Party Practice/ Impleader i. Under 14(a), defendant brings in another party to a person who may be liable to it.

  • Third party plaintiff is the defendant.
  • Third party defendant is the person they bring in. b. Interpleader (Rule 22 and 28 USCA sec. 1335) i. Interpleader is a device for permitting a person faced with conflicting claims to a limited fund or property to bring all the claimants into a single proceeding. ii. Two classes:

i. Because of this due process consideration, judges look carefully before certifying the class. d. Ex. of when class did not apply i. Rhone-Poulenc: HIV infected blood case. Common questions of law did not predominate, because plaintiffs were from many different states, each with different negligence standard.

  • Posner also talks about fear of bankruptcy and being overly coercive.

VII. Discovery a. Discovery rules are broad: R. 26(B)(1): “Parties may obtain discovery regarding any matter, not privileged, that is relevant to the claim or defense of any party.” i. Guideline for relevance: having tendency to make the existence of a fact more probable or less probable than it otherwise would be without the evidence.

  • Ex. Davis v. Ross: P doesn’t get to find out Ross’s income (not relevant until there’s a special verdict directing punitive damages), amount Ross pays attorney who’s going to be a witness, names of other employees who’ve complained about Ross. But Ross could discover P’s psych records, because P put her mental anguish at issue. b. Order of discovery devices:
  1. Disclosure
  • Can probably place little reliance on this.
  1. Document Production/Inspection
  • Early move on both sides.
  • Subject matter: “All documents relating to Jan. 1 meeting.”
  • Category: “All expensive reimbursements,” “Desk calendars”
  • Contention: All documents that support allegations made in opponent’s pleadings.
  • Most useful when both sides know a bit about the case.
  • Review of documents for relevance/responsiveness
  • Damaging info. is a judgment call. If something will be found out anyway, produce it early so it doesn’t look like you’re hiding it.
  1. Interrogatories
  • answers written by lawyers.
  • identify documents and witnesses
  1. Depositions
  • main discovery device, most time and expense. c. Rule 34: Production of Documents i. Includes electronic stuff. d. Rule 37: Sanctions for failing to disclose. i. There’s a continuum for sanctions.
  • Low end: Certain facts taken as given.
  • High end: Judgment by default, dismissal. ii. Ex. Cline v. Forty Second Street: Continuously refused to comply with discovery in a variety of ways. At minimum, he was grossly negligent, which was enough to subject him to the high end penalties. e. Presumption that the producing party pays.

i. Ex. Kozlowski v. Sears: Flammable pajamas case. P wants record of similar complaints, D wants P to pay, because they arrange records alphabetically, not by subject matter. D still had to pay. Their fault for having a moronic filing system. f. Work Product is generally not discoverable, despite being relevant and not privileged. i. You can still get it if:

  • there’s a substantial need for the information and
  • it can’t be obtained elsewhere.
    • Ex. The witness died after being interviewed by opposing counsel. That might be discoverable. ii. The facts themselves remain discoverable.
  • You just don’t get a less expensive shortcut by getting the interviews, etc. g. Privilege i. How far does privilege extend?
  • Old Rule: extended to the control group of the corporation.
  • Upjohn: Extends the privilege farther. If attny solicits info. from lower level employees for litigation, that’s privileged. Subject Matter Test: ‘Matters in the scope of employee duties.’
  • Government was not able to get the surveys. ii. How does work product differ from Privilege?
  • Privilege is relatively absolute.
  • Investigators other than the attorney can create work product. h. Electronic Discovery issues i. May/may not be able to discover things on backup system.
  • McPeek: P claims he was harassed by previous DOJ boss. He wanted to discover material on backup systems. Judge ordered a test run to see if this was feasible. Enormous expense. I. Discovering Experts i. A party may depose any witness identified as an expert who is expected to testify at trial. This way you can find out conclusions, methodology, and follow up. ii. If the expert is not expected to testify at trial, it’s much more difficult to discover.
  • Have to show “exceptional circumstances.”
  • Ex. In Re Shell Oil: The fact that discovering the info would save P $200k didn’t constitute exceptional circumstances. iii. Rule 26(a)(2) and Rule 26 (b)(4)(A). “Retained or specially employed,” getting their testimony requires “exceptional circumstances.”
  • In Re Shell Oil: Even in-house folks can be “retained or specially employed,” if it’s not part of their duties and its for litigation.

VIII. Jurisdiction a. Personal Jurisdiction: power of court to enter a binding judgment on defendant. i. OLD Rule: Pennoyer: a state could only enter a bindidng judgment against an out-of-state defendant under limited conditions: served in state, consented, in rem up to value of property. ii. Minimum Contacts (established by International Shoe)

  1. What’s the nature of the contacts in the forum?
    • continuous & systematic activities?
  • Quasi-in rem jurisdiction: When P attaches D’s property in a state and wants to sue over a claim not related to the property.
    • Contrast with In rem jurisdiction: Jurisdiction that states have over property located in that state.
      • Ex. of In rem: a suit to quiet title. vi. Personal service in a jurisdiction is enough to establish personal jurisdiction there.
  • Ex. Burnham v. Superior Court: Served with divorce papers in California.
  • Note that this still has to be okay under the state long arm statute. b. Subject Matter Jurisdiction: power of the court to hear a certain kind of case. i. Requires either a federal question or diversity/Amount in controversy. ii. Diversity & Amount in Controversy
  • Diversity: different states or foreign states
  • Corporation is citizen of state incorporated in and principal place of business.
  • Insurance company is citizen of the state where the insured lives.
  • Diversity looks at domicile, not residence.
  • See Mas v. Perry: Louisiana landlord, LSU students, but domiciles of France and Mississippi.
  • Need intent to change domicile.
  • Amount in Controversy ($75k)
  • Amount is based on plaintiff’s good faith claim. iii. Federal Question
  • A federal question is one “arising under federal law.”
  • Federal law creates substantive right or
  • Federal law creates a federal cause of action.
  • It’s not enough for a state cause of action to incorporate a federal statute as an element.
  • Ex. Merrell Dow v. Thompson: No federal question. Court assesses the substantiality of federal interest in a state law claim. Here, congress didn’t intend to create a private cause of action.
  • Dissent would find a federal? because:
  • risk of misinterpreting fed law in state court.
  • congressional intent to foster uniformity
  • lack of explicit preemption and desire for uniformity suggests propriety of fed. Forum.
  • Factors (p. 879)
  • Is P part of class for whose special benefit statute was passed?
  • Whether Congress intended a private cause of action
  • Whether a federal cause of action would or would not further the Underlying purposes of the legislative scheme.
  • Is the cause of action in an area traditionally relegated to state law?
  • Does not require amount in controversy.
  • Well-Pleaded Complaint Rule: You will only meet federal question if the question appears in the well-pleaded complaint.
  • Louisville & Nashville R.R. v. Mottley: Free transportation on railroad case. The federal question has to be pleaded by P, not anticipated in a defense the defendant will raise. c. Personal jurisdiction is waivable, subject matter jurisdiction is not. i. If you don’t raise personal jurisdiction early, you lose it. Rule 12(h) ii. Court can take up subject matter jurisfiction at any time. d. Special appearance: With permission of the court, a limited appearance so you can contest jurisdiction without conceding it. e. Supplemental Jurisdiction (Section 1367- A and B) i. District court must have original jurisdiction over the initial action
  • Then they get supplemental jurisdiction to take over instances such as when there’s joinder, etc. ii. Example
  • Supplemental: Florida Plaintiff sues Georgia Defendant over car accident. Georgia impleads car mechanic (Ga.) under Rule 14. Because defendant impleaded him, there’s still supplemental jurisdiction.
  • But no supplemental if P tried to join a FL defendant. iii. As long as main plaintiff meets diversity and amount in controversy, then supplemental jurisdiction extends to the claim of other plaintiffs in the same article III case or controversy as long as one plaintiff does
  • So, if one plaintiff satisfies amount, jurisdiction over everyone’s claim.

IX. Federal Law versus State Law i. OLD RULE: Swift v. Tyson: state statutes and constitutions were included as binding in federal court. State case decisions interpreting state laws were included.

  • state common law was not included.
  • So federal courts could develop common law uncontained by state common law.
  • This results in forum shopping. ii. Erie v. Thompkins: Held there will no longer be federal common law. State common law will be followed.
  • Policy Reasons
  • appropriate respect for state law.
  • want to avoid forum shopping
  • want to avoid unequal circumstances (under Swift, it would be better to have diversity, because you get crack at the law you want.) iii. Guaranty Trust Co. v. York: Outcome Determinative test: Does it significantly affect the litigation result if federal court disregards state law? If so, then state law trumps. iv. Byrd v. Blue Ridge: Who was going to decide employment status, Judge (state law) or Jury (federal law)? Brennan says there’s a more important federal interest here (in requiring a jury trial). You have to look at importance of policy considerations as well.
  • Also, this was only possibly outcome determinative. Judge and Jury might have decided it the same way.