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CUSECO TRAINING STUDY GUIDE 2026 FULL
CERTIFICATION PREP MANUAL
โ An end-item is: Answer: the smallest component of an article or an assembled article ready for it's intended use. โ In order to enforce export compliance regulations, including ITAR, US Customs at an airport may: Answer: Detain a shipment for export, cause a shipment for export to be unloaded for inspection, investigate a shipment for export. โ Permanent export of classified defense articles: Answer: uses a specific application form used for no other purpose. โ A possible mitigating factor can be: Answer: voluntary disclosure โ We have a contract for the sale of defense articles for which we plan to apply for an export license. We plan to provide training for repair of the goods, which we consider routine, but we questions if some might consider it to be major "depot-level" repair. We can: Answer: obtain an advisory opinion from DDTC or apply for approval from the DDTC for the defense services.
โ A party who is considered an "applicant" within the meaning of part 130: Answer: Is not the same as a "registrant" and is not the same as an "empowered official" โ The USML includes: Answer: Some firearms, some torpedoes, and some aircraft โ Technical Data cannot be considered: Answer: A defense article, a defense service. โ Information which is published in a book which is generally accessible or available to the public through bookstores and libraries can be considered: Answer: In the public domain โ An application for a license for temporary export of unclassified defense articles is made on: Answer: DSP- 73 โ Permanent import of defense articles into the United States is regulated by: Answer: Department of Justice's Bureau of Alcohol, Tobacco, Firearms, and Explosives โ The requirements of 124.1 on manufacturing license agreements apply: Answer: Whether or not technical data is to be disclosed
โ A license may be revoked if: Answer: The Department of State deems such action to be in furtherance of world peace, an applicant is ineligible to receive a license to import defense articles, an applicant has been debarred. โ "Combatant" vessels of war include: Answer: amphibious aircraft/landing craft carriers, mine warfare ships, destroyers โ Temporary import control documents include: Answer: Invoice, purchase order, airway bill โ In administrative proceeding, the charges will be dismissed: Answer: Where the evidence is not sufficient โ A temporary export license can authorize the temporary export of: Answer: unclassified defense articles. โ A company is entering the business of manufacturing body armor as listed on the US munitions list. Under the ITAR Regulations: Answer: they must register whether they export or not. โ An export can be: Answer: Sending or taking a defense article out of the US in any manner, except by mere travel outside of the US by a person whose personal knowledge includes technical data, transferring registration of a satellite to a foreign person,
transferring technical data to a foreign person, whether in the US or abroad. โ A person authorized by the US government to conduct hearings in administrative proceedings is: Answer: A Presiding Official โ Applications for export or temporary import licenses must always include: Answer: a certification letter โ We have a TAA for a new location we are setting up in a foreign country. We would require it for: Answer: depot level training in upgrading. โ A type of protective personnel equipment that can be a defense article is: Answer: body armor, pressure suits, helmets โ The Empowered Official has the independent authority to: Answer: refuse to sign any license application, inquire into any aspect of a proposed temporary import by the applicant, verify the legality of an export transaction. โ Within the meaning of the ITAR, a person can be: Answer: an individual human being, a corporation, a partnership
โ The temporary import of defense articles into the United States is regulated by: Answer: The Department of State โ Under the ITAR, a Foreign Trade Zone is considered: Answer: An integral part of the United States โ An amendment to a license will be considered for: Answer: change in source of commodity. โ This is a type of export that may be made to some destinations without meeting the documentary requirements of 123.1(c) (4) and (5) concerning purchase orders: Answer: associated technical data for commercial communications satellites. โ Under ITAR, a person involved in brokering activities does not require a license for: Answer: brokering activities undertaken for an agency of the US government. โ "A completed nontransfer and use certificate (DSP-83) must be executed by the foreign end-user and submitted to the Department of State of the US before any transfer may take place." This is a clause which must be in: Answer: all Manufacturing License Agreements relating to significant military equipment.
โ A charging letter must be answered within: Answer: 30 days after service โ When or if a manufacturing license agreement is terminated, the DDTC must be so notified in writing: Answer: Not less than 30 days prior to the expiration โ an export license: Answer: must bear the word license โ An empowered official: Answer: must be directly employed by the applicant or subsidiary โ A company wishes to ship under available exceptions but cannot if: Answer: the company would be in violation of General prohibition 10 in making the shipment โ A possible reason for exporting a product without applying for an export license is: Answer: EAR 99 โ Our company wished to fill an order for France which we determine is a sale to a denied person who is under a standard denial order. We: Answer: cannot ship under any circumstances
โ In retaining records under the EAR, Answer: it is possible to retain reproductions instead of originals. โ A shipment is exported from the united states to Italy on July 1 of this year. It arrives in Italy on August 1 and is then re-exported to Poland on August 5. We are aware of that transaction. We expect that we would need to keep records on our export until: Answer: August 5, five years hence. โ In exporting a product that is under the CCL but not controlled to our destination country, we would use: Answer: NLR โ A product that is not enumerated in the CCL can qualify for: Answer: NLR - EAR 99 โ The current "diversion clause" is: Answer: "These commodities, technology or software were exported from the US in accordance with the Export Administration Regulations. Diversion contrary to US law prohibited. โ Under the Foreign Corrupt Practices Act, a US exporter is prohibited from: Answer: bribing a Customs official to permit the entry of its product.
โ A person may incur a civil penalty under 15 CFR 764.3 for: Answer: bribing a foreign government official to obtain a lower duty rate. โ In determining if a license is needed for export of a controlled product, referring to General Prohibition 1, we must check: Answer: reasons for control, country chart, and license exceptions. โ We have a CIV, LVS ($2,000), and GBS as available exceptions for our shipment of $1,000 worth of product to China. We might be able to use the: Answer: CIV exception โ For an article controlled under NS 1, the review of the license application by BIS generally will include: Answer: an analysis of the kinds and quantities of items to be shipped, the country of destination, the intended end-use. โ Material associated with the production of nuclear energy is controlled for reasons of NP 2 only. For a shipment of $5,000 of these goods to Bangladesh: Answer: From these facts alone it can ship under NLR โ The RPL exception is used for: Answer: One-for-one replacement of parts.
โ The United States regulates exports because of: Answer: national security, short supply, and foreign policy. โ Assuming we have already overcome other prohibitions, a possible reason for exporting a product without applying for an export license is: Answer: The article is on the CCL but there is no X in the box to our destination country, the article is not in the CCL, no ECCN applies. โ Our export license application may be to export product based on a given quantity in : Answer: Dollars, Kilograms, or Units of Product โ Possible penalties for violation of the EAR include Answer: Being place on the DPL, fines, and imprisonment โ An example of an embargoed country is: Answer: North Korea โ An example of an anti-boycott violation is: Answer: stating that our products are not made in a specific foreign country. โ We have a request to pay a bribe for a foreign official. This would be a violation of the: Answer: FCPA
โ A major reason for a license application to not be approved is: Answer: insufficient information โ License applications are generally made on: Answer: SNAP-R โ An AES filing can be made by: Answer: The exporter or the freight forwarder โ A document that can be used for transmitting information from exporter to freight forwarder: Answer: SLI โ We have an order from a DPL Answer: We cannot ship โ A reason for US export controls is: Answer: to prevent arms, high technology, and other products form reaching a country or person who would attempt to use them against the US or its allies, to comply with certain international agreements, such as embargoes. โ The following is US law: Answer: EAR โ An agency that regulates some US exports is: Answer: BIS, DDTC, Fish & Wildlife service
the territory of the Commonwealth of the Northern Mariana Islands, the territory of Puerto Rico to the territory of the 50 United States. โ For a shipment of foreign-made product with controlled US content to be shipped to a country in Country Group E:1, the product is not subject to the EAR if the percentage of controlled content to the foreign made product: Answer: is 10% or less โ There is no de minimis level for some products: Answer: under ECCN 3A001, under ECCN 4A994, under ECCN 5E โ License exceptions are Answer: subject to revocation without notice โ For LVS shipments: Answer: the shipping costs are not included in computing the value for LVS purposes โ An order that exceeds the LVS dollar limit: Answer: will not be eligible for the LVS exception โ For an order under TSR, the exporter: Answer: must obtain written assurance from the buyer as to re-export or release of the technology
โ The RPL exeption: Answer: is available for all products at any time as long as it is on-for- one replacement, has a condition that the part replaced be returned promptly to the seller, or someone under his control, or is destroyed abroad. โ Under the GFT exception: Answer: can always include vitamins โ The term "dual use": Answer: serves to distinguish EAR-controlled commodities that can be used both in military and other strategic uses and commercial applications. โ The following is a reason why an exporter may not be able to use a license exception: Answer: The export is not eligible for a license exception, the exporter's authorization to do so has been revoked. โ Exports under APP exception: Answer: are subject to tiers. โ For an LVS exception, we would refer to: Answer: country group B โ We have an article controlled in the CCL. The easiest way for us to export is: Answer: to a country which is not a controlled destination.
โ If we use the buyer's ______________________ we can have the responsibility for export compliance but have lost the control over it. Answer: Freight forwarder, carrier, customs broker. โ We have articles under three different ECCNs to one customer in one desitination country. One article qualifies for LVS, one for GBS, one requires a license which we have in hand. We have another which is not on the CCL. We: Answer: may combine all four into one shipment. โ A key to export compliance and documentation is the: Answer: correct jurisdiction and classification of items to be exported โ When an exemption is claimed for the export of unclassified technical data under ITAR, the exporter: Answer: must contact the DDTC for further guidance โ What export control document is normally reviewed by multiple agencies of the US government for all exports: Answer: the airway bill/ BOL, the AES filing, and the shipping invoice โ Which of these steps is first: 1.Determine jurisdiction of the item (State of Commerce) 2.Determine classification of the related software
3.Verify if the item is export-controlled under OFAC regulations 4.Register with the DOC BIS Answer: 3 โ Under the ITAR, records must be maintained: Answer: for a period of not less than five years following the date of the report to which they pertain โ The following represents one activity of customer based screening: Answer: Customer lists are kept current by perpetual screening of list changes. โ Records required by the EAR must be retained for five years from the latest: Answer: export, known re-export, transshipment, or diversion, or any other termination of the transaction. โ What information is required on DDTC license applications that is not required for BIS license applications: Answer: freight forwarders โ If an enforcement agency calls or inquires, exporters should be able to: Answer: quickly retrieve documents in a timely manner โ The following US origin item is not subject to the EAR Answer: A shotgun with a barrel length less than 18 inches
