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CUSECO TRAINING STUDY
GUIDE
What screening list is an OFAC list: - ANSWERS-Specifically Designated Nationals and Blocked Persons List What screening list can identify our potential buyer as someone for whom a license must be obtained for our planned export - ANSWERS-Entity List A reason for being able to lawfully export some goods subject to the EAR could be due to - ANSWERS-A license exception The multilateral control regime for "dual use" items is: - ANSWERS- The Wassenaar Arrangement The following represents one activity of transaction based screening - ANSWERS-Every order is individually screened Persons involved with the following activity must be registered with DDTC before submitting a license application: - ANSWERS- Manufacture of defense articles or defense services, exporter of defense articles or defense services, brokering activities involving defense articles or defense services
The best procedure to determine jurisdiction between DDTC and BIS is a: - ANSWERS-Commodity Jurisdiction Submission Restricted parties screening should include: - ANSWERS-new employees and agents, brokers, representatives, and visitors, attendees at meetings, conferences, and seminars. What marking on shipping containers should be avoided: - ANSWERS-Unique identification markings required by the buyer Items found on both the USML and the CCL are: - ANSWERS- Shotguns, cameras, software Red flag indicators: - ANSWERS-Must always be the ones published in regulations, may be synonymous with Diversion Risk indicators. A Commerce License is not required if: - ANSWERS-A License Exception applies, NLR applies, or an Encryption Licensing Arrangement applies. What is the new DDTC electronic defense trade licensing system: - ANSWERS-D-Trade- 2 The Destincation Control Statements under the ITAR and EAR are required to be on: - ANSWERS-the shipping label, the bill of lading, the AES filing.
Form DSP- 83 is required with license applications for exports of: - ANSWERS-Classified technical data, classified defense articles. significant military equipment What resource is the most authoritative and best way to keep track of proposed and final regulatory changes regarding US trade controls? - ANSWERS-Federal Register The USML is in the: - ANSWERS-ITAR Under the ITAR, a DSP- 83 is: - ANSWERS-A non-transfer and use certificate A BIS license application for National Security items to Indonesia will generally require: - ANSWERS-A Statement by Ultimate Consignee and Purchaser. And an Import/End-user Certificate issued by the IC/DV authority of the country. A Schedule B Number is entered on the: - ANSWERS-AES filing An ELA requires - ANSWERS-that all (foreign) consignees receiving items under the ELA be pre-approved. The EAR and the FTSR have a different definition of a exporter - ANSWERS-when the export is a "routed transaction"
An ITAR DA is: - ANSWERS-A contract to distribute defense articles from the US to an approved sales territory, a contract to distribute defense articles manufactured and reexported abroad to an approved sales territory, a contract to distribute defense articles exported from the US to a distribution point abroad for redistribution to an approved sales territory. A possible documentation requirement on export shipments, that is actually for reasons of import clearance at destination, is: - ANSWERS-AES filing, Export License application, CofO. Under the ITAR a retransfer means: - ANSWERS-The transfer of defense articles and defense services from one country to another, the transfer of defense articles and services from one end-user to another in the same country, the same as a reexport. SNAP is the electronic submittal tool for: - ANSWERS-BIS export and reexport applications, and commodity classifications. Statistical export regulations are mainly contained in the: - ANSWERS-FTSR A BIS License application for National Security items to Slovakia will generally require: - ANSWERS-A Statement by Ultimate Consignee and Purhcaser and an Import/End-user Certificate issued by the IC/DV authority of the country.
notify Congress, which has the option of prohibiting you from fulfilling the contract. If the "appropriate US Government agency, " such as the Department of Defense, approves a plant visit of a foreign national: - ANSWERS- Then under some circumstances, approval of the Directorate of Defense Trade Controls is not required. "Re-export" or "retransfer" within the meaning of the ITAR means: - ANSWERS-Transfer of defense articles or defense services to an end use, end user, or destination not previously authorized. Warehousing and distribution agreements between US persons and foreign persons: - ANSWERS-Must be approved by the Directorate of Defense Trade Controls before they enter into force. "Design, development, engineering, or demilitarization" are possible definitions of: - ANSWERS-defense service Technical data, including classified information, related to .45 caliber firearms, and ammunition for such weapons, except detailed design, development, production, or manufacturing information: - ANSWERS-is exempt from ITAR requirements of part 125 A person who wishes to act as an agent for others in negotiating or arranging contracts for sale of defense articles for a fee: - ANSWERS- must first register and pay the registration fee as provided for in the regulations.
With certain exemptions, a registration statement must be submitted: - ANSWERS-by a company in the US that exports defense articles, by a company in the US that provides defense services internationally, by a company in the US that provides defense services to the domestic market A shipment to Canada of (unclassified) fully automatic weapons is to be permanently exported to Canada for end use in Canada by Canadian private citizens. Any appropriate requirements of part 124 have been met: - ANSWERS-It does not require any export license A registration statement must include information: - ANSWERS- Whether the general counsel has ever been convicted for violating any of the US criminal statutes of 120.27, Whether the intended registrant is ineligible to receive an export license from the US Bureau of Industry and Security, whether the chief executive officer has ever been indicted for violating any of the US criminal statutes of 120.27. An unclassified defense article is to be imported to be improved and enhanced and then reexported to the country from which it is to be imported: - ANSWERS-The District Director of Customs shall permit the import and reexport without a license. A shipment of goods on the USML, normally requiring a license, has been shipped to Puerto Rico in accordance with ITAR requirements. It is now planned to be exported to France. - ANSWERS-An export license now need to be applied for.
The Office of Foregin Assets Control of the US Department of the Treasury: - ANSWERS-Has jurisdiction over matters involving some confiscated property, has jurisdiction over matters involving some payments and transfers, has jurisdiction over export of securities to designated foreign countries. A temporary import: - ANSWERS-May only be returned to the country from which it was shipped or taken, although it may transit another country while en route. You negotiated an agreement for technical assistance with a customer in Peru. The agreement states that it shall not enter into force without the approval of the US government. It also states that for 60 days, the customer may unilaterally cancel the contract for any reason. Before concluding the agreement, you obtained US government approval to proceed. Now the customer has decided to use the provision and cancel the contract. - ANSWERS-You advise the US government of the cancellation within 60 days if the decision. A presiding official has authority from: - ANSWERS-The US government An end-item is: - ANSWERS-the smallest component of an article or an assembled article ready for it's intended use. In order to enforce export compliance regulations, including ITAR, US Customs at an airport may: - ANSWERS-Detain a shipment for
export, cause a shipment for export to be unloaded for inspection, investigate a shipment for export. Permanent export of classified defense articles: - ANSWERS-uses a specific application form used for no other purpose. A possible mitigating factor can be: - ANSWERS-voluntary disclosure We have a contract for the sale of defense articles for which we plan to apply for an export license. We plan to provide training for repair of the goods, which we consider routine, but we questions if some might consider it to be major "depot-level" repair. We can: - ANSWERS-obtain an advisory opinion from DDTC or apply for approval from the DDTC for the defense services. A party who is considered an "applicant" within the meaning of part 130: - ANSWERS-Is not the same as a "registrant" and is not the same as an "empowered official" The USML includes: - ANSWERS-Some firearms, some torpedoes, and some aircraft Technical Data cannot be considered: - ANSWERS-A defense article, a defense service.
whether or not to place an order. We will file: - ANSWERS-an application DSP- 83 An agreement for manufacture in Germany of significant military equipment in Italy would require - ANSWERS-Congressional approval before proceeding. Military demolition blocks and blasting caps referred to in Categopry IV(a) include: - ANSWERS-electric squibs, seismograph electric blasting caps, No. 6 blasting caps including electric ones. A license may be revoked if: - ANSWERS-The Department of State deems such action to be in furtherance of world peace, an applicant is ineligible to receive a license to import defense articles, an applicant has been debarred. "Combatant" vessels of war include: - ANSWERS-amphibious aircraft/landing craft carriers, mine warfare ships, destroyers Temporary import control documents include: - ANSWERS-Invoice, purchase order, airway bill In administrative proceeding, the charges will be dismissed: - ANSWERS-Where the evidence is not sufficient A temporary export license can authorize the temporary export of: - ANSWERS-unclassified defense articles.
A company is entering the business of manufacturing body armor as listed on the US munitions list. Under the ITAR Regulations: - ANSWERS-they must register whether they export or not. An export can be: - ANSWERS-Sending or taking a defense article out of the US in any manner, except by mere travel outside of the US by a person whose personal knowledge includes technical data, transferring registration of a satellite to a foreign person, transferring technical data to a foreign person, whether in the US or abroad. A person authorized by the US government to conduct hearings in administrative proceedings is: - ANSWERS-A Presiding Official Applications for export or temporary import licenses must always include: - ANSWERS-a certification letter We have a TAA for a new location we are setting up in a foreign country. We would require it for: - ANSWERS-depot level training in upgrading. A type of protective personnel equipment that can be a defense article is: - ANSWERS-body armor, pressure suits, helmets The Empowered Official has the independent authority to: - ANSWERS-refuse to sign any license application, inquire into any aspect of a proposed temporary import by the applicant, verify the legality of an export transaction.
The following are countries which were original members of the Missile Technology Control Regime: - ANSWERS-The United States, the United Kingdom, the Federal Republic of Germany, and Italy. The temporary import of defense articles into the United States is regulated by: - ANSWERS-The Department of State Under the ITAR, a Foreign Trade Zone is considered: - ANSWERS- An integral part of the United States An amendment to a license will be considered for: - ANSWERS- change in source of commodity. This is a type of export that may be made to some destinations without meeting the documentary requirements of 123.1(c) (4) and (5) concerning purchase orders: - ANSWERS-associated technical data for commercial communications satellites. Under ITAR, a person involved in brokering activities does not require a license for: - ANSWERS-brokering activities undertaken for an agency of the US government. "A completed nontransfer and use certificate (DSP-83) must be executed by the foreign end-user and submitted to the Department of State of the US before any transfer may take place." This is a clause which must be in: - ANSWERS-all Manufacturing License Agreements relating to significant military equipment.
A charging letter must be answered within: - ANSWERS- 30 days after service When or if a manufacturing license agreement is terminated, the DDTC must be so notified in writing: - ANSWERS-Not less than 30 days prior to the expiration an export license: - ANSWERS-must bear the word license An empowered official: - ANSWERS-must be directly employed by the applicant or subsidiary A company wishes to ship under available exceptions but cannot if: - ANSWERS-the company would be in violation of General prohibition 10 in making the shipment A possible reason for exporting a product without applying for an export license is: - ANSWERS-EAR 99 Our company wished to fill an order for France which we determine is a sale to a denied person who is under a standard denial order. We: - ANSWERS-cannot ship under any circumstances A request can be fulfilled for: - ANSWERS-a certificate that our goods are made in the USA with no materials from Canada.
on August 5. We are aware of that transaction. We expect that we would need to keep records on our export until: - ANSWERS-August 5, five years hence. In exporting a product that is under the CCL but not controlled to our destination country, we would use: - ANSWERS-NLR A product that is not enumerated in the CCL can qualify for: - ANSWERS-NLR - EAR 99 The current "diversion clause" is: - ANSWERS-"These commodities, technology or software were exported from the US in accordance with the Export Administration Regulations. Diversion contrary to US law prohibited. Under the Foreign Corrupt Practices Act, a US exporter is prohibited from: - ANSWERS-bribing a Customs official to permit the entry of its product. A person may incur a civil penalty under 15 CFR 764.3 for: - ANSWERS-bribing a foreign government official to obtain a lower duty rate. In determining if a license is needed for export of a controlled product, referring to General Prohibition 1, we must check: - ANSWERS-reasons for control, country chart, and license exceptions.
We have a CIV, LVS ($2,000), and GBS as available exceptions for our shipment of $1,000 worth of product to China. We might be able to use the: - ANSWERS-CIV exception For an article controlled under NS 1, the review of the license application by BIS generally will include: - ANSWERS-an analysis of the kinds and quantities of items to be shipped, the country of destination, the intended end-use. Material associated with the production of nuclear energy is controlled for reasons of NP 2 only. For a shipment of $5,000 of these goods to Bangladesh: - ANSWERS-From these facts alone it can ship under NLR The RPL exception is used for: - ANSWERS-One-for-one replacement of parts. Determining if a license is required under General Prohibition 1 and the CCL would include finding, in the following order: - ANSWERS- ECCN number, "X" in the country chart, any license exception. We know that an export license is not required if: - ANSWERS-the product is not listed in the CCL A possible penalty for violating the EAR is: - ANSWERS-revocation of export privileges, monetary fine, prison
