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CUSECO TRAINING STUDY GUIDE QUESTIONS UPDATED VERSION, Exams of Advanced Education

Cheyney University of PennsylvaniaAdvanced Education

CUSECO TRAINING STUDY GUIDE QUESTIONS UPDATED VERSION

Typology: Exams

2025/2026

Available from 03/26/2026

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CUSECO TRAINING STUDY GUIDE QUESTIONS
UPDATED VERSION
1.
A Commerce License is not required if::
A License Exception applies, NLR applies, or an
Encryption
Licensing Arrangement applies.
2.
What
is
the
new
DDTC
electronic
defense
trade
licensing
system::
D-Trade-2
3.
The Destincation Control Statements under the ITAR and EAR are
required to
be
on::
the shipping label, the bill of lading, the AES filing.
4. Application for licenses for temporary export of classified articles are
to be made on form:: DSP - 85
5. Registration is required if we are producing or exporting articles on the::
USML
6.
An
ITAR
license
application
for
a
permanent
export
requires::
name and
address of
foreign end-user, name and address of foreign consignee, name and address of foreign intermediate
consignee (if
any).
7.
A
routed
transaction,
under
the
EAR
is::
documentation
by
whichc
the
FPPI
is
to
assume
responsibility
for
export
compliance
8.
The
agency
most
responsible
for
AES
is:
US Census Bureau
9. If we are exporting under exemption, we are working with:: The EAR
10. Employees at DDTC registered entities with the ability to manage
pf3
pf4
pf5
pf8
pf9
pfa
pfd
pfe
pff
pf12
pf13
pf14
pf15
pf16
pf17
pf18

Partial preview of the text

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CUSECO TRAINING STUDY GUIDE QUESTIONS

UPDATED VERSION

  1. A Commerce License is not required if:: A License Exception applies, NLR applies, or an Encryption Licensing Arrangement applies.
  2. What is the new DDTC electronic defense trade licensing system:: D-Trade- 2
  3. The Destincation Control Statements under the ITAR and EAR are required to be on:: the shipping label, the bill of lading, the AES filing.
  4. Application for licenses for temporary export of classified articles are to be made on form:: DSP - 85
  5. Registration is required if we are producing or exporting articles on the:: USML
  6. An ITAR license application for a permanent export requires:: name and address of foreign end-user, name and address of foreign consignee, name and address of foreign intermediate consignee (if any).
  7. A routed transaction, under the EAR is:: documentation by whichc the FPPI is to assume responsibility for export compliance
  8. The agency most responsible for AES is: US Census Bureau
  9. If we are exporting under exemption, we are working with:: The EAR
  10. Employees at DDTC registered entities with the ability to manage

2 / 24 access to the D-Trade portal, including adding and removing users and assigning user roles are:: Super Users

  1. Which of the following statements is true:: The DCS in the EAR is ditterent than the DCS in the ITAR
  2. Form DSP-83 is required with license applications for exports of:: Classified technical data, classified defense articles. significant military equipment
  3. What resource is the most authoritative and best way to keep track of pro- posed and final regulatory changes regarding US trade controls?: Federal Register
  4. The USML is in the:: ITAR
  5. Under the ITAR, a DSP-83 is:: A non-transfer and use certificate
  6. A BIS license application for National Security items to Indonesia will gener- ally require:: A Statement by Ultimate Consignee and Purchaser. And an Import/End-user Certificate issued by the IC/DV authority of the country.
  7. A Schedule B Number is entered on the:: AES filing
  8. An ELA requires: that all (foreign) consignees receiving items under the ELA be pre- approved.
  9. The EAR and the FTSR have a different definition of a exporter: when the export is a "routed transaction"
  10. An ITAR DA is:: A contract to distribute defense articles from the US to an approved sales territory, a contract to distribute defense articles manufactured and reexported abroad to an approved sales territory, a contract to distribute defense articles exported from the US to a distribution point abroad for redistribution to an approved sales territory.
  11. A possible documentation requirement on export shipments, that is

4 / 24

  1. In considering, "major defense equipment" and "significant military equip- ment":: Major defense equipment can be significant military equipment but not all significant military equipment is major defense equipment
  2. "An agreement (e.g. contract) whereby a US person grants a foreign person an authorization to manufacture defense articles abroad", is part of the:: Manu- facturing license agreement
  3. You have a contract for providing defense services in a five-year contract worth $151,050,000 to a foreign government. The following is true:: The Directorate of Defense Trade Controls must notify Congress, which has the option of prohibiting you from fulfilling the contract.
  4. If the "appropriate US Government agency, " such as the Department of Defense, approves a plant visit of a foreign national:: Then under some circumstances, approval of the Directorate of Defense Trade Controls is not required.
  5. "Re-export" or "retransfer" within the meaning of the ITAR means:: Transfer of defense articles or defense services to an end use, end user, or destination not previously authorized.
  6. Warehousing and distribution agreements between US persons and foreign persons:: Must be approved by the Directorate of Defense Trade Controls before they enter into force.
  7. "Design, development, engineering, or demilitarization" are possible defini- tions of:: defense service
  8. Technical data, including classified information, related to. caliber firearms, and ammunition for such weapons, except detailed design, develop- ment, production, or manufacturing information:: is exempt from

5 / 24 ITAR requirements of part 125

  1. A person who wishes to act as an agent for others in negotiating or arranging contracts for sale of defense articles for a fee:: must first register and pay the registration fee as provided for in the regulations.
  2. With certain exemptions, a registration statement must be submitted:: by a company in the US that exports defense articles, by a company in the US that provides defense services internationally, by a company in the US that provides defense services to the domestic market
  3. A shipment to Canada of (unclassified) fully automatic weapons is to be permanently exported to Canada for end use in Canada by Canadian private citizens. Any appropriate requirements of part 124 have been met:: It does not require any export license
  4. A registration statement must include information:: Whether the general counsel has ever been convicted for violating any of the US criminal statutes of 120.27, Whether the intended registrant is ineligible to receive an export license from the US Bureau of Industry and Security, whether the chief executive oflcer has ever been indicted for violating any of the US criminal statutes of 120.27.
  5. An unclassified defense article is to be imported to be improved and en- hanced and then reexported to the country from which it is to be imported:: The District Director of Customs shall permit the import and reexport without a license.
  6. A shipment of goods on the USML, normally requiring a license, has been shipped to Puerto Rico in accordance with ITAR requirements. It is now planned to be exported to France.: An export license now need to be applied for.

7 / 24 payments and transfers, has jurisdiction over export of securities to designated foreign countries.

  1. A temporary import:: May only be returned to the country from which it was shipped or taken, although it may transit another country while en route.
  2. You negotiated an agreement for technical assistance with a customer in Peru. The agreement states that it shall not enter into force without the ap- proval of the US government. It also states that for 60 days, the customer may unilaterally cancel the contract for any reason. Before concluding the agree- ment, you obtained US government approval to proceed. Now the customer has decided to use the provision and cancel the contract.: You advise the US government of the cancellation within 60 days if the decision.
  3. A presiding official has authority from:: The US government
  4. An end-item is:: the smallest component of an article or an assembled article ready for it's intended use.
  5. In order to enforce export compliance regulations, including ITAR, US Cus- toms at an airport may:: Detain a shipment for export, cause a shipment for export to be unloaded for inspection, investigate a shipment for export.
  6. Permanent export of classified defense articles:: uses a specific application form used for no other purpose.
  7. A possible mitigating factor can be:: voluntary disclosure
  8. We have a contract for the sale of defense articles for which we plan to apply for an export license. We plan to provide training for repair of the goods, which we consider routine, but we questions if some might consider it to be major "depot-level" repair. We can:: obtain an advisory opinion from DDTC or apply for approval from the DDTC for the defense services.

8 / 24

  1. A party who is considered an "applicant" within the meaning of part 130:: Is not the same as a "registrant" and is not the same as an "empowered oflcial"
  2. The USML includes:: Some firearms, some torpedoes, and some aircraft
  3. Technical Data cannot be considered:: A defense article, a defense service.
  4. Information which is published in a book which is generally accessible or available to the public through bookstores and libraries can be considered:: In the public domain
  5. An application for a license for temporary export of unclassified defense articles is made on:: DSP-
  6. Permanent import of defense articles into the United States is regulated by:: Department of Justice's Bureau of Alcohol, Tobacco, Firearms, and Explosives
  7. The requirements of 124.1 on manufacturing license agreements apply:: - Whether or not technical data is to be disclosed
  8. You have negotiated a contract for a manufacturing license agreement (for manufacture of significant military equipment) with a company in a non-NATO country, and are applying for an export license. Under ITAR,: The Department of State must advise Congress.
  9. Proceedings to impose debarment or civil penalties under CFR 127. or CFR 127.10 are initiated by:: a charging letter
  10. We have analog-to-digital converter, within the meaning of item 14
  • Catego- ry II (b) in part 121. The country of destination is a NATO country and this is a classified article. Our intent is to export it for one month for the prospective buyer to test after which it will be returned to

10 / 24 transferring registration of a satellite to a foreign person, transferring technical data to a foreign person, whether in the US or abroad.

  1. A person authorized by the US government to conduct hearings in adminis- trative proceedings is:: A Presiding Oflcial
  2. Applications for export or temporary import licenses must always include:: a certification letter
  3. We have a TAA for a new location we are setting up in a foreign country. We would require it for:: depot level training in upgrading.
  4. A type of protective personnel equipment that can be a defense article is:: body armor, pressure suits, helmets
  5. The Empowered Official has the independent authority to:: refuse to sign any license application, inquire into any aspect of a proposed temporary import by the applicant, verify the legality of an export transaction.
  6. Within the meaning of the ITAR, a person can be:: an individual human being, a corporation, a partnership
  7. Within the meaning of the ITAR, a re-export is:: Transfer of a defense article to an end use, end user, or destination not previously authorized.
  8. When an exemption is claimed for the export of unclassified technical data, the exporter must maintain a record including:: A description of the unclassified technical data
  9. If a Technical Assistance Agreement has been proposed but not concluded:-

11 / 24 : the Directorate of Defense Trade Controls must be notified

  1. "This agreement is subject to all United States laws and regulations relating to exports and to all administrative acts of the US Government pursuant to such laws and regulations." This is a clause which must be in:: both manufacturing License Agreements and Technical Assistance Agreements
  2. In proceedings before the Administrative Law Judge, the judge may:: request the parties to their counsel to a prehearing conference
  3. The following are countries which were original members of the Missile Technology Control Regime:: The United States, the United Kingdom, the Federal Republic of Germany, and Italy.
  4. The temporary import of defense articles into the United States is regulated by:: The Department of State
  5. Under the ITAR, a Foreign Trade Zone is considered:: An integral part of the United States
  6. An amendment to a license will be considered for:: change in source of commodity.
  7. This is a type of export that may be made to some destinations without meeting the documentary requirements of 123.1(c) (4) and (5) concerning purchase orders:: associated technical data for commercial communications satellites.
  8. Under ITAR, a person involved in brokering activities does not require a license for:: brokering activities undertaken for an agency of the US government.
  9. "A completed nontransfer and use certificate (DSP-83) must be executed by the foreign end-user and submitted to the Department of

13 / 24 not those of the United States" and will not do so. When the next order is ready under our existing export license, we must consider the provisions of General Prohibition:: 10

  1. For CIV exception, we would refer to:: Country group D
  2. On an EXW sale from the United States:: The seller has the responsibility for export compliance
  3. The General Prohibitions address several processes including:: a transshipment which occurs via Russia
  4. You have a customer who orders two different products. Both are under the same ECCN and qualify for LVS - $2,000. You may do the following:: ship up to $24,000 total per year of either or both products at a time.
  5. In retaining records under the EAR,: it is possible to retain reproductions instead of originals.
  6. A shipment is exported from the united states to Italy on July 1 of this year. It arrives in Italy on August 1 and is then re-exported to Poland on August 5. We are aware of that transaction. We expect that we would need to keep records on our export until:: August 5, five years hence.
  7. In exporting a product that is under the CCL but not controlled to our destination country, we would use:: NLR
  8. A product that is not enumerated in the CCL can qualify for:: NLR - EAR 99
  9. The current "diversion clause" is:: "These commodities, technology or software were exported from the US in accordance with the Export Administration Regulations. Diversion contrary to US law

14 / 24 prohibited.

  1. Under the Foreign Corrupt Practices Act, a US exporter is prohibited from:- : bribing a Customs oflcial to permit the entry of its product.
  2. A person may incur a civil penalty under 15 CFR 764.3 for:: bribing a foreign government oflcial to obtain a lower duty rate.
  3. In determining if a license is needed for export of a controlled product, referring to General Prohibition 1, we must check:: reasons for control, country chart, and license exceptions.
  4. We have a CIV, LVS ($2,000), and GBS as available exceptions for our ship- ment of $1,000 worth of product to China. We might be able to use the:: CIV exception

16 / 24 supply, and foreign policy.

  1. Assuming we have already overcome other prohibitions, a possible reason for exporting a product without applying for an export license is:: The article is on the CCL but there is no X in the box to our destination country, the article is not in the CCL, no ECCN applies.
  2. Our export license application may be to export product based on a given quantity in :: Dollars, Kilograms, or Units of Product
  3. Possible penalties for violation of the EAR include: Being place on the DPL, fines, and imprisonment
  4. An example of an embargoed country is:: North Korea
  5. An example of an anti-boycott violation is:: stating that our products are not made in a specific foreign country.
  6. We have a request to pay a bribe for a foreign official. This would be a violation of the:: FCPA
  7. A major reason for a license application to not be approved is:: insuflcient information
  8. License applications are generally made on:: SNAP-R
  9. An AES filing can be made by:: The exporter or the freight forwarder
  10. A document that can be used for transmitting information from exporter to freight forwarder:: SLI
  11. We have an order from a DPL: We cannot ship

17 / 24

  1. A reason for US export controls is:: to prevent arms, high technology, and other products form reaching a country or person who would attempt to use them against the US or its allies, to comply with certain international agreements, such as embargoes.
  2. The following is US law:: EAR
  3. An agency that regulates some US exports is:: BIS, DDTC, Fish & Wildlife service
  4. an article is under an ECCN. We therefore know:: it is on the CCL
  5. A freight forwarder may be specified by:: the seller or the buyer
  6. A denied party can be:: in the US or outside of the US
  7. A little used control on the country chart is:: AT
  8. A General Prohibition that can apply to banks and freight forwarders is:: 7
  9. A occurs in the US: deemed export
  10. You export product described in ECCN 2B352 to your branch office in the United Kingdom under which you find has been exporting some of this product to the Ukraine. You advise them:: They are violating GP 1.
  11. An ECCN is:: found within the CCL
  12. "Export" does not include a shipment from:: the territory of the 50 United states to Puerto Rico, The territory of Puerto Rico to the territory of the Commonwealth of the Northern Mariana Islands, the territory of Puerto Rico to the territory of the 50 United States.
  13. For a shipment of foreign-made product with controlled US content to be shipped to a country in Country Group E:1, the product is not subject to the EAR if the percentage of controlled content to the

19 / 24 export is:: to a country which is not a controlled destination.

  1. We may have an article that is controlled for reasons of NS only and wish to export to Germany. the GBS and CIV exceptions are available. We can expect to be able to use:: GBS only
  2. Firearms Convention controls are:: within the western hemisphere only
  3. If an article is not listed in the CCL:: it could still need a BIS license
  4. We have two articles under one ECCN, each valued at $500, under one pur- chase order, but configured differently and taking different catalog numbers. The only exception available is LVS with a limit of $500.: We can split the shipment, and ship two $500 shipments under LVS
  5. A very tightly controlled country for US exports according to the Country Chart is:: Canada
  6. "NLR" may be an article:: having no ECCN, not on the CCL, but with no appropriate "X" in the box for our destination country.
  7. Examining the country chart, of the following, the most highly controlled articles (in terms of controlled to the most destinations) are for reasons of:: MT
  8. If we use the buyer's we can have the responsibility for export compliance but have lost the control over it.: Freight forwarder, carrier, customs broker.
  9. We have articles under three different ECCNs to one customer in one desiti- nation country. One article qualifies for LVS, one for GBS, one requires a license which we have in hand. We have another which is not on the

20 / 24 CCL. We:: may combine all four into one shipment.

  1. A key to export compliance and documentation is the:: correct jurisdiction and classification of items to be exported
  2. When an exemption is claimed for the export of unclassified technical data under ITAR, the exporter:: must contact the DDTC for further guidance
  3. What export control document is normally reviewed by multiple agencies of the US government for all exports:: the airway bill/ BOL, the AES filing, and the shipping invoice
  4. Which of these steps is first:
  5. Determine jurisdiction of the item (State of Commerce) 2.Determine classification of the related software
  6. Verify if the item is export-controlled under OFAC regulations
  7. Register with the DOC BIS: 3
  8. Under the ITAR, records must be maintained:: for a period of not less than five years following the date of the report to which they pertain
  9. The following represents one activity of customer based screening:: Customer lists are kept current by perpetual screening of list changes.
  10. Records required by the EAR must be retained for five years from the latest:: export, known re-export, transshipment, or diversion, or any other termination of the transaction.
  11. What information is required on DDTC license applications that is not re- quired for BIS license applications:: freight forwarders
  12. If an enforcement agency calls or inquires, exporters should be able