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Microwaves - Lecture Notes - v.1.3.4 Dr. Serkan Aksoy - 2009
These lecture notes are heavily based on the book of Microwave Engineering by David M. Pozar. For future versions or any proposals, please contact with
Dr. Serkan Aksoy (saksoy@gyte.edu.tr).
Microwaves
Lecture Notes
Dr. Serkan Aksoy
v.1.3.4
2009
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Microwaves - Lecture Notes - v.1.3.4 Dr. Serkan Aksoy - 2009

Microwaves

Lecture Notes

Dr. Serkan Aksoy

v.1.3.

Content

    1. LUMPED CIRCUIT MODEL -----------------------------------------
    1. FIELD ANALYSIS of LINES -----------------------------------------
  • 2.1. Wave Propagation along the Line ---------------------------------------------------------------------
    • 2.1.1. Lossless Transmission Lines ------------------------------------------------------------------------------
    • 2.1.2. Lossy Transmission Lines ---------------------------------------------------------------------------------
  • 2.2. Smith Chart--------------------------------------------------------------------------------------------------
  • 2.3. Slotted Line--------------------------------------------------------------------------------------------------
  • 2.4. Generator & Load Mismatches -------------------------------------------------------------------------
    1. MICROWAVE NETWORKS -----------------------------------------
  • 3.1. Voltage, Current and Impedance ----------------------------------------------------------------------
  • 3.2. Impedance & Admittance Matrices -------------------------------------------------------------------
    • 3.2.1. Scattering Matrix --------------------------------------------------------------------------------------------
    • 3.2.2. Transmission (ABCD) Matrix ----------------------------------------------------------------------------
  • 3.3. Equivalent Circuits for 2 Port Networks -------------------------------------------------------------
  • 3.4. Signal Flow Graphs ---------------------------------------------------------------------------------------
    1. IMPEDANCE MATCHING ------------------------------------------
  • 4.1. L Networks Matching-------------------------------------------------------------------------------------
  • 4.2. Quarter Wave Transformer ------------------------------------------------------------------------------
  • 4.3. Single Stub Tuning----------------------------------------------------------------------------------------
  • 4.4. Double Stub Tuning --------------------------------------------------------------------------------------
  • 4.5. Tapered Lines -----------------------------------------------------------------------------------------------
    1. POWER DIVIDERS & COUPLERS ------------------------------
  • 5.1. Three Port Networks (T Junction) --------------------------------------------------------------------
    • 5.1.1. T Junction Power Divider -------------------------------------------------------------------------------
  • 5.2. Four Port Networks (Directional Coupler) ---------------------------------------------------------
    • 5.2.1. Waveguide Directional Coupler -----------------------------------------------------------------------
    • 5.2.2. Wilkinson Power Divider -------------------------------------------------------------------------------
    • 5.2.3. Hybrid Coupler --------------------------------------------------------------------------------------------
    • 5.2.4. Hybrid ------------------------------------------------------------------------------------------------
    • 5.2.5. Coupled Line Directional Coupler --------------------------------------------------------------------
    • 5.2.6. Lange Coupler ---------------------------------------------------------------------------------------------
  • 5.3. Other Couplers --------------------------------------------------------------------------------------------
    1. NOISE & ACTIVE COMPONENTS -----------------------------
  • 6.1. Noise Figure, --------------------------------------------------------------------------------------------
  • 6.2. Dynamic Range & Intermodulation Distortion---------------------------------------------------
  • 6.3. RF Diode Characteristics --------------------------------------------------------------------------------
    1. MICROWAVE AMPLIFIER DESIGN ---------------------------
  • 7.1. Two-Port Power Gains ----------------------------------------------------------------------------------
  • 7.2. Stability -----------------------------------------------------------------------------------------------------
  • 7.3. Single Stage Amplifier Design ------------------------------------------------------------------------
  • 7.4. Broadband Amplifier Design--------------------------------------------------------------------------
  • 7.5. Power Amplifiers -----------------------------------------------------------------------------------------
    • 7.5.1. Large Signal Characterization --------------------------------------------------------------------------

2.1.1. Lossless Transmission Lines

When the lossless line is terminated by a load

Reflected waves occur.

Reflection coefficient at the load,

where and consists of a superposition of an incident and reflected waves called Standing Waves ( ).

Time Average Power Flow:

This shows is constant at anywhere on the line.

When the line is matched  

is constant.

When the line is mismatched (  Return

Loss

Matched load (No reflected power, maximum power is delivered). Total reflection, (All power reflected).

is not constant.

The maximum value occurs when

. The minimum value occurs when. When increases, increases as a measure of mismatch. Then Standing Wave Ratio ( ) is

when means matched line. In that case at , the reflection coefficient and input impedance

Using the definition of , more useful form known as Transmission Line Impedance Equation as

  • Transmission Coefficient:Some part of EM wave is also

transmitted to second region as

Insertion Loss :

Short Circuit:

Open Circuit:

The proper length of open or short circuited transmission line can provide any desired reactance or susceptance.

(No regard to ): The same

impedance is observed at the input.

(Quarter Wave

Transform)

  • (Short circuit) Open circuit
  • (Open circuit)   Short circuit

2.1.2. Lossy Transmission Lines

In practice, finite conductivity (or lossy dielectrics) lines can be evaluated as a Lossy Line.

Low-loss line ,. Then ignoring the last term of

In the lossy line; , & can be approximated to

lossless line.

Distortionless Line : For the lossy line, in fact the exact

is not a linear function of frequency means

dispersive. But specifically if the following condition

holds

then , mean that the lossy line

behaves as lossless (distortionless) line.

Terminated Lossy Line : Loss is assumed small that

Power lost in the line:

Perturbation Method for Calculating Attenuation

Power flow along lossy line:

Power loss per unit length:

Attenuation constant:

Wheeler Incremental Inductance Rule:

: Incremental inductance

: Loss per unit length

: Power at the.

Then, Attenuation constant:

where is skin depth and.

Taylor series Inductance Rule:

where.

2.2. Smith Chart

where is Resistance, is Reactance, is Conductance and is Susceptance. Whenever is normalized impedance

The apsis and ordinate of Smith chart are and.

Rearranging them

3. MICROWAVE NETWORKS

At low frequencies for electrically small circuits, lumped active and passive circuit elements are enough for analyzing the circuit leading a type of a Quasi-Static solution (assumption of negligible phase change in any where of the circuit) of Maxwell's equations and to Kirchoff Current and Voltage Laws with impedance concept. Moreover fields are considered as TEM type. But this way is not possible to analyze microwave circuits. The circuit concept should modify and apply to microwave network theory developed in MIT in 1940. The reasons of using it are as follow

Much easier than field theory,

Calculations are performed at terminals, not everywhere,

Easy to modify and combine different problems,

The field solution of Maxwell's equation gives more

information at the every time and place of the network, but

difficult. At microwave frequencies, although the

definition of the terminal pairs for line is relatively

easy, the terminal pair for line does not

strictly exist.

3.1. Voltage, Current and Impedance

The measurements of and at microwave frequencies are difficult due to not easily defined terminals for non-TEM waves. Because of that the fields are measured and used as

than, the impedance can be defined as. Because the fields depend on the coordinates (like in waveguide), special attenuation should be given for extraction of and. The way is to do that

then, the impedance can be defined as

. The impedance concept first used by O. Heaviside, and then after application to transmission lines, to electromagnetics by Schelkunoff. In this manner, types of it

Intrinsic Impedance, : It depends on only the

material parameters.

Wave Impedance, : TM, TE, TEM

types are present which may depend on type of guide,

material and frequency.

Characteristic Impedance, : For TEM, it is

unique, but for TE and TM, not unique because and

can not be determined, uniquely.

It can be shown that the real parts of , and are even in , but the imaginery parts of them are odd in. and are the even function in.

3.2. Impedance & Admittance Matrices

The and of a port microwave network having 'th terminal

The impedance matrix is in the form of

Similarly the admittance matrix is in the form of

Clear that. It can be shown that

Then and are known as Input Impedance and Transfer Impedance , respectively.

If the network is reciprocal (no ferrites, plasmas and

active devices inside), and are the right

relations.

If the network is lossless, and are purely

imaginary.

3.2.1. Scattering Matrix

The form of the scattering matrix gives the complete description of the port networks with the incident and reflected waves as

Any element of the scattering matrix

and are Reflection and Transmission Coefficient (from port to port ), respectively. Network analyzer is used to measure parameters of a network. If network is reciprocal, is symmetric. If network is lossless, is unitary means that

. Using the relations as and with between and matrixes

In the , all the and are defined as a reference point at the end of every lines. If the reference point is shifted, then

where is the electrical length of the outward shift.

3.2.1.1. Generalized Scattering Matrix

In the previous chapter, is defined for networks with same characteristic impedance for all ports. Generally for not same impedance for all ports, a new set of wave amplitudes as

Then, generalized matrix

  • In reciprocal networks, is symmetric,
  • In lossless networks, is unitary and satisfies the equation

3.2.2. Transmission (ABCD) Matrix

Many microwave networks consisting cascade connection and need building block fashion in practice. ABCD matrix is defined to satisfy this as

where port 1 and port 2 are completely isolated in the equation means that cascade multiplication is possible. The current direction is also specially designed for ABCD matrix. The relation between and matrix parameters are as

If the network is reciprocal ( ), then.

3.3. Equivalent Circuits for 2 Port Networks

Transition between a coaxial line and microstrip line can

be chosen as an example of two port networks. Because of

discontinuity in the transition region, EM energy is stored

in the vicinity of the transition leading to reactive effects

mean that the transition region should be modeled as black

box (There is an unlimited way of equivalent circuits, but

choosing matrix equivalence), then

A nonreciprocal network can not be represented by

passive equivalent circuit using reciprocal elements. If the

network is reciprocal (there are six degrees of freedom, six

independent parameters), the presentations lead naturally

to and equivalent circuits as

If the network is lossless, the impedance and admittance

matrix elements are purely imaginary, the degrees of

freedom reduces to three and the elements of and

equivalent circuits should be constructed from purely

reactive elements.

3.4. Signal Flow Graphs

Signal flow graph is an additional technique to analyse microwave networks in terms of reflected and transmitted waves. Three different forms of it are given below with nodes and branches.

4. IMPEDANCE MATCHING

Impedance matching (or tuning) is an important issue for

  • Maximum power is delivered when load is matched to line (assuming the generator is matched)
  • Power loss is minimized.
  • ratio of receiver components is increased.
  • Amplitude and phase errors are reduced.

Whenever has nonzero real part, impedance matching is possible with the factors such as

  • Complexity: Simpler one is prefable.
  • Wide Bandwidth: Match a load over a band.
  • Implementation: Easier one is prefable
  • Adjustability: Adjust to match a variable load impedance.

4.1. L Networks Matching

The normalized should be converted to with adding impedance, then adding – the impedance matching will be successful.

4.2. Quarter Wave Transformer

It is used for only real load impedance. Complex load impedance can always be transformed to real impedance by appropriate length of transmission line. But this generally alters the frequency dependency of the equivalent load reducing the bandwidth of the matching. The following relation has to be satisfied as

where

For multiple reflection, total is

The condition of is also enough to make total reflection (multiple) is zero.

If and , then and.

For each frequency, has to be equal to. Thus fixed line length is possible only for one frequency.

Bandwidth performance of QWT for wide band matching: If one set the maximum value of reflection coefficient, that can be tolerated, then the fractional bandwidth is

This shows that as becomes closer to , the bandwidth increases. This result is valid only for TEM lines. The step changes of reactance effect can be compensated by making a small adjustment in the length of the matching section. Approximate behavior of reflection coefficients is shown at below.

The QWT can be extended as a multisection form for matching of broader bandwidth.

4.3. Single Stub Tuning

A single open-circuited (or short-circuited) transmission line is connected either in parallel or series with the feed line at a certain distance from the load. Single Sub Tuning can match any load impedance to line, but suffer from disadvantage of requiring a variable length between the load and stub.

Since lumped elements are not required, single stub is convenient and easy to fabricate in microstrip form. Two adjustable parameters and susceptance or reactance provided by stub. Although for microstrip lines open circuit is easy to fabricate since a via-hole is enough, for coax or waveguide short circuit is preferred since open circuit line may be large for radiation. If the impedance has the form of at the

distance. Then stub reactance can be chosen as – , resulting for matching condition. For a given susceptance or reactance, the difference in lengths of open and short-circuited stub is.

4.4. Double Stub Tuning

The double stub tuner can not match all load impedances, but load may be arbitrary distance from the first stub.

Distance between the stubs should be generally chosen as or to reduce the frequency sensitivity.

Single Section Transformer : The reflection coefficient of single section transformer can be written when discontinuities between the impedances are small as

This shows that is dominated by and.

Multisection Transformer : If the applications require more bandwidth, multisection transformers consists of equal length sections of the lines can be used. The reflection coefficient can be written as

The importance of this result is that the desired reflection coefficients response as a function of frequency can be synthesized by proper choosing of. To obtain passband responses, binominal (maximally flat) and Chebysev (equal

ripple) multisection matching transformers can be used. In first one: the derivatives of is settled to zero, in second one: is equated to Chebyshev polynomial.

4.5. Tapered Lines

The line can be continuously tapered for decreasing the effect of the step changes in characteristic impedance between the discrete sections. The incremental reflection coefficient

Since , by using theory of small reflections

where from can be found. Chancing type of taper (Exponential, , Triangular, Klopfenstein), different band pass characteristic may be applied. Klopfenstein yields the shortest matching section. The Bode-Fano criterion for certain type of canonical load impedances will help us to define theoretical limit on the minimum reflection with the upper limit of matching performance and provide a benchmark against which a practical design can be compared.

5.2.2. Wilkinson Power Divider

It is a network with the useful property of being lossless when the output ports are matched, that is, only reflected power is dissipated. It is known that a lossy three port network can be made having all ports are matched with isolation between the output ports. Wilkinson Power Divider can be made in microstrip or stripline form with arbitrary power division of way Divider or Combiner. The even-odd mode technique is used for analysis.

5.2.3. Hybrid Coupler

It has having types of the following.

5.2.3.1. Quadrature Hybrid ( Hybrid)

This is a directional coupler (knows as Branch Line

Hybrid ) with a phase difference in outputs (2 3). Even-

odd mode technique can be applied for analysis. matrix has a high degree of symmetry means any port can be used for input as given below

5.2.4. Hybrid

It is a four port network with a phase shift (2 3) between two outputs (also may be in phase). It can be used as a combiner and has unitary symmetric scattering matrix as

It may be produces as the form of ring hybrid (rate race), tapered matching lines and hybrid waveguide junction (Magic T, (Rate Race)) in which symmetrically (or antisymmetrical) placed tuning ports (or irises) can be used for matching.

5.2.5. Coupled Line Directional Coupler

Coupled lines of two (or more) transmission lines are closed together, power can be coupled between the lines. Generally TEM mode is assumed rigorously valid for striplines, but approximately valid for microstrips. Coupled Line Theory is based on types of excitations as even mode (strip currents are equal in amplitude with same directions) and odd mode (strip currents are equal in amplitude with opposite directions). Arbitrary excitation can be treated as a superposition of appropriate even and odd modes amplitudes. Moreover design graphs are present for coupled lines. Design Considerations:

  • Although a single section coupled line has limited bandwidth due to requirement, the bandwidth can be increased using multiple sections coupled line having close relations to multisection QWT.
  • The assumption of the same velocity of propagation for even and odd modes in design, generally not satisfied for a coupled microstrip or non TEM lines. This gives poor directivity. By using more effective dielectric constant (smaller phase velocity) for even mode, phase differences should be minimized. This also produces problems as the mismatching phase velocities for multisection case and degrades coupler directivity. Increasing bandwidth can be obtained with low coupling limits.

5.2.6. Lange Coupler

To increase coupling factor, Lange Coupler (several lines) with phase difference between outputs is used as a 3 dB coupling ratio in an octave or more bandwidth can be achieved. The main disadvantage of it (a type of quadrature hybrid) is difficult to fabricate due to very narrow lines. Folded Lange coupler is also used for more easily analysis to model equivalent circuit.

5.3. Other Couplers

Moreno Crossed Guide Coupler Schwinger Reversed Phase Coupler Riblet Short Slot Coupler Symmetric Tapered Coupled Line Coupler Coupler with Apertures in Planar Lines

As an example of a device uses a directional coupler is Reflectometer isolate and sample the incident and reflected powers from a mismatch load as a heart of a scalar (or vectorial) network analyzer.

6. NOISE & ACTIVE COMPONENTS

Noise is usually generated by random motions of charges (or charge carriers in devices and materials). Such motions can be caused by the mechanism of

Thermal Noise: Thermal vibrations of bound charges. Shot Noise: Random fluctuations of charge carriers. Flicker Noise: noise. Plasma Noise: Random motions of charges. Quantum Noise: Quantized nature of charge carriers.

Noise is a random process and can be passed into a system from external sources or generated within the system itself. Noise level defining the system performance determines for minimum

signal reliability detected by a receiver.

Dynamic Range and Compression Point : The linearity and deterministic features of all components can be satisfied in a range called Dynamic Range. The floor level of noise dominates the output power at very low frequencies. Compression Point is defined as the input power for which the output is below that of an ideal amplifier.

Noise Power and Equivalent Noise Temperature : Rayleigh- Jeans approximation results Voltage Fluctuations as

where is Boltzmann’s constant, is temperature, is bandwidth and is resistance. Because of frequency independency, this is known as White Noise Source can be treated as Gaussian distributed variables. A noisy resistor can be replaced with a noiseless resistor and a voltage source of RMS. Then connecting a load resistor results in maximum power transfer called Noise Power as

  • then : Cooler device, less noise power.
  • then : Smaller bandwidth, less noise power.
  • then : Use the exact definition of for.

If is not strong function of frequency ( White Noise ), an Equivalent Noise Temperature is defined as

where is Noise Power delivered to load. A noisy amplifier with a source of resistor at a temperature of can be replaced with a noiseless amplifier and a resistor having Equivalent Noise Temperature as

where is output noise power and is amplifier gain. Excess Noise Ratio (ENR) is also used to characterize Noise Power of active noise generator consisting of a diode or a tube as

where & are Noise Power & Equivalent Temperature of generator.

Measurement of Noise Power: factor method is applied as

where should be determined via power measurement. Then

where & are temperature of hot & cold load, respectively.

6.1. Noise Figure,

It is a measure of the degration in ratio between the input and output as

is defined for a matched input source and for a noise source consist of a resistor temperature.

Noise Figure of a Noisy Network : Having the parameters of with input noise and signal power , the output noise power and the output noise signal. Then Noise Figure is

If the network is noiseless ,.

Noise Figure of a Two-Port Passive and Lossy Network : Having such as attenuator (or lossy line) with a matched source resistor at , overall system temperature also at , noise factor

where is lossy factor. The equivalent noise temperature

6.3. RF Diode Characteristics

Shottky Barrier Diode Detectors : This is a nonlinear device consisting of semiconductor-metal junction resulting lower junction capacitance can be used frequency conversion (rectification, detection, mixing). It has a

with a Small Signal Model

These diodes are used as rectifiers, detectors and demodulation of an AM modulated RF carrier.

PIN Diode: This is used to construct an electronic switching for control circuits such as phase shifters and attenuators. These are preferable because of small size, high speed and inerrability with planar circuits. Especially single-pole PIN diode switches can be used in either a series or a shunt configuration to form a single pole RF switch. Insertion Loss of switches

where is diode impedance as

Varactor Diode : Junction capacitance varies with bias voltage used for electronically frequency tuning.

Impatt Diode : Similar to PIN diode, but based on avalanche effects exhibiting negative resistance over a broad frequency range, therefore used to directly convert DC to RF power.

Gunn Diode : It exhibits a negative differential resistance based on Gunn effect and used to generate RF power to DC.

Baritt Diode : Similar to junction transistor without a base contact and useful for detector and mixer applications with advantages of lower AM noise.

7. MICROWAVE AMPLIFIER DESIGN

7.1. Two-Port Power Gains

The gain and stability of a general two-port amplifier in terms of parameters of transistor will be investigated for amplifier and oscillator design. Three types of power gain can be derived as

where is independent of. is defined with an assumption that conjugate matching of both source and load depend on but not. depends on both and. Whenever input and output are both conjugately matched, gain is maximized and .

The average power delivered to network

The power delivered to load

Then, the power gain

where

If , then.

If , then , Unilateral Transducer Power Gain ,

More generally, most useful power definition is Transducer Power Gain account for both source and load mismatch

where

If transistor is unilateral, ; , , then

Similar relation can be obtained by Equivalent circuit parameter.

7.2. Stability

There are necessary conditions for a transistor amplifier to be stable based on the possible oscillation for input and output impedance has a negative real part as a two-sub group:

  • Conditional Stability: If and , network is stable for a range of passive source and load impedance.
  • Unconditional Stability: If and for all passive sources and loads, network is unconditionally stable.

The stability condition is usually frequency dependent since matchings generally depend on frequency (stability may be possible for a frequency but not possible for others). Rigorous treatment of stability requires parameters of network have no poles in the right-half complex plane in addition to and. If device is unilateral , more simply results and are enough for stability.

Stability Circles : Applying the above requirement for unconditional stability, following conditions have to be satisfied

These conditions define a range for and where amplifier will be stable. Finding this range by using Smith chart, plotting the input and output Stability Circles are defined as loci in the (or ) plane for which (or ), then define boundaries between stable and unstable regions. The equations for input and output stability conditions can be extracted as