Phonological Theory I: Extrinsic vs. Intrinsic Ordering in Linguistics, Study Guides, Projects, Research of German Language

A class note from ling 200a, phonological theory i, fall 2008, discussing the theories of phonological rules and their ordering. The note covers the differences in predictions between pure-rule theory, rules+constraints, and pure-constraint theory, with examples of phenomena such as feeding vs. Counterfeeding, bleeding vs. Counterbleeding, iterative vs. Non-iterative rule application, and interaction of multiple rule targets. The note also includes a case study from rachel walker's talk at scopho on the spanish language and the problem of constraint-specific repairs.

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Nov. 4, 2008 1
Ling 200A, Phonological Theory I. Fall 2008, Zuraw
Class 12: Process interaction: intrinsic ordering?
To do
• Think about your project!!
• We’ll take a break from problem sets this week. There’ll be 2 more total: 1 tone & 1 stress.
• Next reading is Goldsmith, for Nov. 13
1. Before we get started, some stock-taking
Organization of course so far
• Pure-rule theory (Chomsky & Halle: SPE)
• Rules+constraints (Kisseberth, Sommerstein)
• Pure-constraint theory (Prince & Smolensky: OT)
For each theory, and its variants, we’re asking how its predictions differ in terms of what
phenomena should exist. We want to avoid both underprediction (failing to analyze an actual
language) and overprediction (predicting phenomena that we don’t think occur).
2. Potential paper topics
Here are some of the phenomena we’ve seen where the theories make different predictions:
• feeding vs. counterfeeding: e.g., OT predicts feeding, one-shot simultaneous rule
application predicts counterfeeding, SPE predicts both
• bleeding vs. counterbleeding: e.g., OT predicts bleeding, one-shot simultaneous rule
application predicts counterbleeding, SPE predicts both
• iterative vs. non-iterative rule application
• interaction (or not) of multiple rule targets
• directional rule application
• myopic vs. fell-swoop derivations (see Walker’s case below)
• constraint-specific repairs (see Spanish // case below)
• rule-ordering paradoxes; constraint-ranking paradoxes
3. Case from Rachel Walker’s talk at SCOPHO this past weekend
Recall the basic metaphony pattern
stressed {e,o}  [+high] / __C
0






+syll
+high
tense Vs raise kals-ét-o kals-ít-i ‘sock (m. sg/pl)’
móv-o múv-i ‘move (1 sg/2 sg)’
lax or low Vs don’t gát-o gát-i ‘cat (m sg/pl)’
can spread across unstressed V órden-o úrdin-i ‘order (1 sg/2 sg)’
low V blocks spreading lavór-a-v-a lavór-a-v-i ‘work (1 sg perf/2 sg impf)’
no spreading if there’s no point ángol-o ángol-i ‘angel (m sg/pl)’
prseg-o p

rseg-i ‘peach (m sg/pl)’
In other words, spreading is “non-myopic”—it sees all the way to the end of the derivation, and
if that derivation doesn’t solve the fundamental problem of the unraised stressed vowel, then no
spreading is done at all.
pf3
pf4
pf5

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Class 12: Process interaction: intrinsic ordering?

To do

  • Think about your project!!
  • We’ll take a break from problem sets this week. There’ll be 2 more total: 1 tone & 1 stress.
  • Next reading is Goldsmith, for Nov. 13 1. Before we get started, some stock-taking

Organization of course so far

  • Pure-rule theory (Chomsky & Halle: SPE)
  • Rules+constraints (Kisseberth, Sommerstein)
  • Pure-constraint theory (Prince & Smolensky: OT) For each theory, and its variants, we’re asking how its predictions differ in terms of what phenomena should exist. We want to avoid both underprediction (failing to analyze an actual language) and overprediction (predicting phenomena that we don’t think occur). 2. Potential paper topics

Here are some of the phenomena we’ve seen where the theories make different predictions:

  • feeding vs. counterfeeding: e.g., OT predicts feeding, one-shot simultaneous rule application predicts counterfeeding, SPE predicts both
  • bleeding vs. counterbleeding: e.g., OT predicts bleeding, one-shot simultaneous rule application predicts counterbleeding, SPE predicts both
  • iterative vs. non-iterative rule application
  • interaction (or not) of multiple rule targets
  • directional rule application
  • myopic vs. fell-swoop derivations (see Walker’s case below)
  • constraint-specific repairs (see Spanish // case below)
  • rule-ordering paradoxes; constraint-ranking paradoxes 3. Case from Rachel Walker’s talk at SCOPHO this past weekend

Recall the basic metaphony pattern

stressed {e,o}  [+high] / __C (^0) 

+syll +high tense Vs rais e kals-ét-o kals- í t-i ‘sock (m. sg/pl)’ móv-o m ú v-i ‘move (1 sg/2 sg)’ lax or low Vs don’t gát-o g á t-i ‘cat (m sg/pl)’ can spread across unstressed V órden-o ú rd i n-i ‘order (1 sg/2 sg)’ low V blocks spreading lavór-a-v-a lav ó r- a -v-i ‘work (1 sg perf/2 sg impf)’ no spreading if there’s no point ángol-o á ng o l-i ‘angel (m sg/pl)’ prseg-o prs e g-i ‘peach (m sg/pl)’

In other words, spreading is “non-myopic”—it sees all the way to the end of the derivation, and if that derivation doesn’t solve the fundamental problem of the unraised stressed vowel, then no spreading is done at all.

Overview of class: Extrinsic vs. intrinsic ordering SPE assumes that a language can impose any order it wants on rules. Many researchers have proposed that this is not the case—that at least sometimes, rules are intrinsically ordered.

Koutsoudas, Sanders & Noll 1974^1 : simultaneous repeated application, plus “proper inclusion precedence”

4. Simultaneous repeated application

= all rules apply simultaneously to the UR, then again to the result, and again until no more application is possible. This results in maximal application (feeding rather than counterfeeding, counterbleeding rather than bleeding).

5. Feeding example

Recall our previous analysis of Guinaang Kalinga—something like...

d+in+opana

  1. o  Ø / VC__CV d+in+pana
  2. [+nas]  (^) 

place lateral / __

–syll –c.g. place lateral

d+im+pana

(and something to deal with w )

o How would this work under simultaneous, repeated application?

6. Counterbleeding example

Our Polish example again: /voz/

  1. o  u / __ 

–syll  +voice –nas

vuz

  1. [–son]  [–voice] / __# vus

o How would this work under simultaneous, repeated application?

By the way, Kiparsky^2 argued that historical changes in which rules change their order tend to result in feeding and counterbleeding.

(^1) Koutsoudas, Andreas, Gerald Sanders, and Craig Noll (1974). The application of phonological rules. Language 50:

1-28. (^2) Kiparsky, Paul (1968). Linguistic universals and linguistic change. In E. Bach & R. Harms (eds.), Universals in

linguistic theory. New York: Holt, Rinehart, & Winston.

Aside: if we adopt the analysis above it’s a bit of a problem for OT. Why is the problematic // resolved by changing place in one instance, and manner in the other? Even if we split up the markedness constraint, it doesn’t help.

/ake/ * *# *V IDENT(place) IDENT(manner) *j# *lV a ake *! *  b akel *!  c akej * *

/ake+os/ * *# *V IDENT(place) IDENT(manner) *j# *lV a akeos *! * b akelos *! *  c akejos *

The constraints at the bottom can’t be doing the work, because *lV is violated all other the place (e.g., cielo ), and although violations of *j# aren’t frequent, they exist (e.g., ley ).

This is the problem of “constraint-specific repairs”, which are predicted in OT or in some versions of rules+constraints, but not in OT.

I’m not saying OT can’t capture the Spanish data—just that the analysis couldn’t be a direct translation of   l / __ # and   j.

8. Bleeding: example originally from Kiparsky

Schaffhause dialect of Swiss German: /bo/ /bod/ /bo+PL/ /bod+PL/

  1. V  [–back] / complicated ‘umlaut’ context, ---- ---- b bd including plurals
  2. o   / __ 

+cons +cor –lat

(^3) ---- bd ---- ----

o Why is this ordering crucial?

o What happens if we use the Koutsoudas & al. approach?

K & al. propose that in all apparent cases of bleeding (and counterfeeding?), the rules need to be revised. In this case, they propose a context-free rule    (remember Myers’s persistent rules).

o Apply this solution to /bod+PL/.

o What additional fact needs to be true in Schaffhause for this to work?

(^3) Actually, in the original it’s not [+cor] but [–grave]. Grave is an acoustically based feature (roughly, lower

frequencies are stronger for [+grave] segments), not much used these days. Labials and velars are [+grave]; dentals and alveolars are [–grave] (a.k.a. acute ).

9. The Elsewhere Condition (Anderson 1969, Kiparsky 1973 and ff.)^4

(It will come up again in Kiparsky 1982.)

Remember how rule schemas work: a schema expands into a set of rules, and they are ordered disjunctively : you get to apply at most one (except for (X)* schemas).

V  [+stress] / __ C 0 (VC 0 )#

means

V  [+stress] / __ C 0 VC 0 # and only if that’s not applicable, V  [+stress] / __ C 0 #

So /manok/  [mĂĄnok], /tinalot/  [tinĂĄlot], /tup/  [tĂşp].

Kiparsky argues that disjunctive ordering doesn’t really have anything to do with expansion conventions (though it happens to occur those cases). He proposes that what really drives disjunctive ordering is the Elsewhere Condition:

(p. 94) “Two adjacent [in the ordering] rules of the form A  B / P __ Q C  D / R __ S are disjunctively ordered if and only if: (a) the set of strings that fit [are nondistinct from] PAQ is a subset of the set of strings that fit RCS , and (b) the structural changes of the two rules are either identical or incompatible”

o What does the Elsewhere Condition say about our pair of stress rules above?

o Let’s discuss: How does the Elsewhere Condition compare to proper inclusion precedence? Are there cases where the two conditions apply differently?

We also need to define ‘incompatible’—probably it means that the results of applying the two rules are distinct , in our technical sense.

[I cut some stuff here that we didn’t get to, and moved it to next time’s handout; and added a little more explanation in §10]

10. Excursus: back to non-derived-environment effects (NDEB)

Recall Finnish: t  s / __ i /halut+i/  [halusi] but /tila/  [tila] but /vete/  [vesi] (ei/__# feeds ts)

(^4) Kiparsky, Paul (1973). “Elsewhere” in phonology. In Stephen Anderson & Paul Kiparsky (eds.) A Festschrift for

Morris Halle. New York: Holt, Rinehart & Winston.