Algebraic Number Theory: Lecture 16 - Ideals, Conjugates, and Dedekind Zeta Function, Study notes of Mathematical Methods for Numerical Analysis and Optimization

A portion of a university lecture on algebraic number theory, specifically focusing on ideals, conjugates, and the dedekind zeta function. It covers definitions, properties, and theorems related to these concepts, as well as their significance in the field. The document also mentions dirichlet characters and l-series, which are related notions.

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2010/2011

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Algebraic Number Theory Lecture 16
Lee Butler
“It is impossible to travel faster than the speed of light, and certainly not
desirable, as one’s hat keeps blowing off.”
Woody Allen
1. Numbers, units, and ideals
Algebraic number theory is first and foremost the study of algebraic numbers using algebra,
analysis, and other, funkier stuff.
Definition. An (algebraic)number field Kis a field extension KQsuch that the degree [K:Q]
is finite. Elements of a number field are called algebraic numbers.
A number αCis algebraic if and only if there is an irreducible, monic polynomial 0 6=fQ[x]
such that f(α) = 0. This fis unique and called the minimal polynomial of α. If fZ[x] then α
is called an algebraic integer.
The algebraic integers form a ring O. Given a number field Kthe algebraic integers in Kalso
form a ring, the ring of integers of K,OK.
Definition. The units in OK,O×
K, are elements u OKsuch that uv = 1 for some v OK.
In Zwe can factorise numbers uniquely into primes, in the ring of integers of number fields this
is not the case in general. But it is the case for ideals.
Definition. An ideal aof OKis an abelian subgroup under addition such that aOKa. An ideal
pis called:
prime if whenever ab p, either apor bp;
maximal if p6=OKand pp0 OKimplies p0=por p0=OK.
Maximal ideals are always prime, and in special integral domains called Dedekind domains,
every prime ideal is maximal. OKis always a Dedekind domain so we can factorise ideals in OK
into primes.
Definition. An OK-submodule aKis called a fractional ideal if there is c OKwith c6= 0
and such that cais an ideal in OK.
Fractional ideals form an abelian multiplicative group, JKsay, while the principal ideals form
a normal subgroup, PK, of JK. Their quotient ClK=JK/PKis called the class group. It is
finite and its size h=|ClK|is called the class number. It measures the expansion in passing
from numbers to ideals, while the group of units measures the contraction in this process. This is
captured by the exact sequence
1 O×
KK×JKClK1.
1
pf3

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Algebraic Number Theory – Lecture 16

Lee Butler

“It is impossible to travel faster than the speed of light, and certainly not desirable, as one’s hat keeps blowing off.”

  • Woody Allen
  1. Numbers, units, and ideals

Algebraic number theory is first and foremost the study of algebraic numbers using algebra, analysis, and other, funkier stuff.

Definition. An (algebraic) number field K is a field extension K ⊃ Q such that the degree [K : Q] is finite. Elements of a number field are called algebraic numbers.

A number α ∈ C is algebraic if and only if there is an irreducible, monic polynomial 0 6 = f ∈ Q[x] such that f (α) = 0. This f is unique and called the minimal polynomial of α. If f ∈ Z[x] then α is called an algebraic integer.

The algebraic integers form a ring O. Given a number field K the algebraic integers in K also form a ring, the ring of integers of K, OK.

Definition. The units in OK , O× K , are elements u ∈ OK such that uv = 1 for some v ∈ OK.

In Z we can factorise numbers uniquely into primes, in the ring of integers of number fields this is not the case in general. But it is the case for ideals.

Definition. An ideal a of OK is an abelian subgroup under addition such that aOK ⊂ a. An ideal p is called:

  • prime if whenever ab ⊂ p, either a ⊂ p or b ⊂ p;
  • maximal if p 6 = OK and p ⊂ p′^ ⊂ OK implies p′^ = p or p′^ = OK.

Maximal ideals are always prime, and in special integral domains called Dedekind domains, every prime ideal is maximal. OK is always a Dedekind domain so we can factorise ideals in OK into primes.

Definition. An OK -submodule a ⊂ K is called a fractional ideal if there is c ∈ OK with c 6 = 0 and such that ca is an ideal in OK.

Fractional ideals form an abelian multiplicative group, JK say, while the principal ideals form a normal subgroup, PK , of JK. Their quotient ClK = JK /PK is called the class group. It is finite and its size h = | ClK | is called the class number. It measures the expansion in passing from numbers to ideals, while the group of units measures the contraction in this process. This is captured by the exact sequence

1 → O× K → K×^ → JK → ClK → 1. 1

2

  1. Conjugates, norms, and traces

A number field K can always be generated over Q by a single algebraic number θ. If θ has minimal polynomial f of degree d, then the d roots of f are called the conjugates of θ. Suppose the conjugates of θ are θ 1 ,... , θd; these numbers lead to the d distinct embeddings of K into C, σi : K ↪→ C, given by σi(θ) = θi.

We can then define the norm and trace of an element α ∈ K by

N (α) =

∏^ d

i=

σi(α)

and

T r(α) =

∑^ d

i=

σi(α).

They are both rational numbers.

We can also define the norm of an ideal a ⊂ OK by N (a) = |OK /a| < ∞.

  1. The big, bad concepts

Definition. Given a number field K, we define the Dedekind zeta function of K by

ζK (s) =

a⊂OK

N (a)s^

p

N (p)s

The function is defined for Re(s) > 1 and can be analytically continued to all of C except for a pole at s = 1, and the residue of this pole encodes a vast amount of information about K.

A related notion is that of the Dirichlet L-series.

Definition. A Dirichlet character (mod m) is a homomorphism

χ : (Z/mZ)×^ → {z ∈ C : |z| = 1}.

It extends to a multiplicative function by

χ(n) =

χ(n (mod m)) if hcf(m, n) = 1 0 otherwise.

Out of a Dirichlet character we form a Dirichlet L-series by

L(χ, s) =

∑^ ∞

n=

χ(n) ns^

Both these complex functions are generalisations of the Riemann zeta function (take K = Q and the “trivial” character χ ≡ 1 (mod 1) respectively), and are both generalised by Hecke L-series.

The Dedekind zeta function encodes a lot of information about the ideals of OK , but we also want to know about the units. In general they form an infinite group, but we can still get a feel for their size by Dirichlet’s unit theorem.