Algebraic Number Theory: Convergence of Series and Dedekind Zeta Function, Study notes of Mathematical Methods for Numerical Analysis and Optimization

The convergence of a series related to algebraic number theory, specifically the sum of ideals in a number field. The text also introduces the concept of the dedekind zeta function and its connection to the number of real and complex embeddings, class number, discriminant, regulator, and roots of unity of a number field. Proofs of lemmas and a theorem, as well as references to previous lectures.

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2010/2011

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Algebraic Number Theory Lecture 12
Lee Butler
To see a World in a Grain of Sand
And a Heaven in a Wild Flower,
Hold Infinity in the palm of your hand
And Eternity in an hour.
William Blake
1. Some algebra
Let Kbe a number field and consider the sum
(1) X
a
1
N(a)s
where the sum is over all ideals a OK. Recall that the norm of an ideal is
N(a) = |OK/a|.
One of the questions you might ask about the series (1) is: does it converge? Well, consider the partial
sums
X
N(a)6x
1
N(a)s.
If these are bounded then the series must converge. Write s=σ+, then, since the ideals form a
UFD,
X
N(a)6x
1
N(a)σ6X
N(pi)6x
ei>0
1
(N(p1)e1···)σ
=Y
N(p)6x1 + 1
N(p)σ+1
N(p)2σ+. . .
=Y
N(p)6x11
N(p)σ1
.
Andrew assured us that for each prime ideal pthere is a unique prime number psuch that N(p) = pf
for some fN. How many prime ideals can correspond to the same prime number p? Well N(p) = pf
if and only if
pOK=pepe2
2···per
r
and fis the inertia degree of pover p. So from Andrew’s lecture on Hilbert ramification and the
fundamental identity therein, at most [K:Q] prime ideals can correspond to the same prime number
p. So
X
N(a)6x
1
N(a)σ6Y
p6x11
pσ[K:Q]
.
The product on the right converges for σ > 1 and so the series (1) converges.
1
pf3
pf4

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Algebraic Number Theory – Lecture 12

Lee Butler

To see a World in a Grain of Sand And a Heaven in a Wild Flower, Hold Infinity in the palm of your hand And Eternity in an hour.

  • William Blake
  1. Some algebra

Let K be a number field and consider the sum

(1)

a

N (a)s

where the sum is over all ideals a ⊆ OK. Recall that the norm of an ideal is

N (a) = |OK /a|.

One of the questions you might ask about the series (1) is: does it converge? Well, consider the partial sums (^) ∑

N (a) 6 x

N (a)s^

If these are bounded then the series must converge. Write s = σ + iτ , then, since the ideals form a UFD, ∑

N (a) 6 x

N (a)σ^

N (pi) 6 x ei> 0

(N (p 1 )e^1 · · · )σ

N (p) 6 x

N (p)σ^

N (p)^2 σ^

N (p) 6 x

N (p)σ

Andrew assured us that for each prime ideal p there is a unique prime number p such that N (p) = pf for some f ∈ N. How many prime ideals can correspond to the same prime number p? Well N (p) = pf if and only if pOK = pepe 22 · · · pe rr

and f is the inertia degree of p over p. So from Andrew’s lecture on Hilbert ramification and the fundamental identity therein, at most [K : Q] prime ideals can correspond to the same prime number p. So ∑

N (a) 6 x

N (a)σ^

p 6 x

)−[K:Q]

The product on the right converges for σ > 1 and so the series (1) converges. 1

Since we bounded a finite sum by an infinite one above we lost equality. But consider the infinite product ∏

p

N (p)s^

N (p)^2 s^

N (p 1 )s^

N (p 2 )s^

N (p 1 )^2 s^

(N (p 1 )N (p 2 ))s^

N (p 1 )^3 s^

(N (p 1 )^2 N (p 2 ))s^

N (p 1 )s^

N (p 2 )s^

N (p^21 )s^

N (p 1 p 2 )s^

N (p^31 )s^

N (p^21 p 2 )s^

Since the ideals in OK form a UFD each denominator is a unique ideal in OK , and each ideal in OK appears as a unique denominator. So

a

N (a)s^

p

N (p)s

We call this function on s the Dedekind zeta function of K, ζK (s).

Example. The Dedekind zeta function on Q is

n∈N

N (n)s^

∑^ ∞

n=

ns^

= ζ(s).

  1. Analytic stuff

The Dedekind zeta function of K contains a vast amount of information about K. Hecke proved in 1917 that

lim s→ 1 (s − 1)ζK (s) =

2 r^1 (2π)r^2 hK RK w

|dK |

where

  • r 1 , r 2 are respectively the number of real and pairs of complex embeddings K ↪→ C,
  • hK is the class number of K,
  • dK is the discriminant of K,
  • w is the number of roots of unity in K, and
  • RK is the regulator of K, which we’ll define another time^1.

We’re not going to prove this formula. Instead we’ll prove a special case of it, modulo knowing about the regulator and roots of unity. We need some analysis first, though.

Lemma 1. Let (am)m∈N be a sequence in C and suppose that

A(x) =

m 6 x

am = O(xδ^ )

for some δ > 0. Then ∑∞

m=

am ms

converges for <(s) > δ and in this half plane we have

∑^ ∞

m=

am ms^

= s

1

A(x) xs+^

dx.

(^1) It’s det(log |σi(εj )|) where ε 1 ,... , εr 1 are fundamental units and σ 1 ,... , σr 1 are the real embeddings.

with A(x) =

n 6 x an. By lemma 2 we know A(x) =

πx 2

D

+ O(

x).

So

ζK (s) = s

1

πx 2

Dxs+^

E(x) xs+

dx

πs 2

D(s − 1)

  • s

1

E(x) xs+^

dx,

where E(x) = O(

x). This integral converges for <(s) > 12 , giving us our analytic continuation:

(s − 1)ζK (s) = πs 2

D

  • s(s − 1)

1

E(x) xs+^

dx.

From this we get

lim s→ 1 (s − 1)ζK (s) =

π 2

D

From Sandro’s lecture, dK = − 4 D, so 2

D =

|dK |, as required. 

Assuming the class number formula, and since we know that r 1 = 0, r 2 = 1, and hK = 1, we get that w = 2RK. Thus to calculate RK , which is a rather unpleasant determinant, we need only check if i ∈ K.