Algebraic Number Theory: Ideals and Norms - Lecture 6, Study notes of Mathematical Methods for Numerical Analysis and Optimization

A portion of a university-level lecture on algebraic number theory, specifically focusing on ideals and their norms. The unique factorization of ideals in a dedekind domain, the definition and properties of the greatest common divisor and least common multiple of ideals, and the connection between the norm of an ideal and that of an element. The lecture also introduces the concept of the class group and its role in measuring the failure of unique factorization.

Typology: Study notes

2010/2011

Uploaded on 09/06/2011

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Algebraic Number Theory Lecture 6
Andrew Potter
“It was mentioned on CNN that the new prime number discovered
recently is four times bigger then the previous record.”
John Blasik
1. Setting
Throughout, let kbe a number field of degree n. Recall that Okis a Dedekind
domain, in particular it has unique factorisation of ideals. That is, each ideal
a Okfactorises uniquely as a product of prime ideals. So, in some sense, “ideals
take the place of rational integers”.
Definition. Let a,b Okbe ideals. Their greatest common divisor, gcd(a,b), is
the ideal gwith the properties
(1) g|aand g|b;
(2) if g0satisfies (1) then g0|g.
Similarly, their least common multiple, lcm(a,b), is the ideal lsatisfying
(1) a|land b|l;
(2) if l0satisfies (1) then l|l0.
We have the useful properties
gcd(a,b) = a+b
lcm(a,b) = ab.
Let a Okbe an ideal and b Ok. We write a|bto mean a|(b), the principal
ideal generated by b. Then
a|bba.
This notation is useful because if pis a prime ideal then
p|ab p|aor p|b.
What about non-principal ideals?
Theorem 1. Let a6= 0 be an ideal of Okand let βbe an element of a. Then there
exists α Oksuch that a= (α, β).
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Algebraic Number Theory – Lecture 6

Andrew Potter

“It was mentioned on CNN that the new prime number discovered recently is four times bigger then the previous record.”

  • John Blasik
  1. Setting

Throughout, let k be a number field of degree n. Recall that Ok is a Dedekind domain, in particular it has unique factorisation of ideals. That is, each ideal a ⊂ Ok factorises uniquely as a product of prime ideals. So, in some sense, “ideals take the place of rational integers”.

Definition. Let a, b ⊂ Ok be ideals. Their greatest common divisor, gcd(a, b), is the ideal g with the properties

(1) g | a and g | b; (2) if g′^ satisfies (1) then g′^ | g.

Similarly, their least common multiple, lcm(a, b), is the ideal l satisfying

(1) a | l and b | l; (2) if l′^ satisfies (1) then l | l′.

We have the useful properties

  • gcd(a, b) = a + b
  • lcm(a, b) = a ∩ b.

Let a ⊂ Ok be an ideal and b ∈ Ok. We write a | b to mean a | (b), the principal ideal generated by b. Then a | b ⇔ b ∈ a.

This notation is useful because if p is a prime ideal then

p | ab ⇒ p | a or p | b.

What about non-principal ideals?

Theorem 1. Let a 6 = 0 be an ideal of Ok and let β be an element of a. Then there exists α ∈ Ok such that a = (α, β).

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  1. Norms

Recall that if α ∈ k and σi are the n embeddings k ↪→ C then we define

N (α) =

∏^ n

i=

σi(α).

Definition. The norm of an ideal a ⊂ Ok is

N (a) = |Ok/a|.

This is always a finite number, as seen in Dan’s lecture.

What’s the connexion between the norm of an ideal and that of an element?

Theorem 2. (1) Every ideal a ⊂ Ok, a 6 = 0, has a Z-basis {α 1 ,... , αn}.

(2) N (a) =

∆[α 1 ,... , αn] ∆

1 / 2 where ∆ is the discriminant of k.

Corollary. If a = (a) then N (a) = |N (a)|.

The main, useful property of norms is their multiplicativity: N (ab) = N (a)N (b).

But other interesting properties include:

(1) if N (a) is prime then a is a prime ideal; (2) N (a) ∈ a, i.e. a | N (a); (3) if a is a prime ideal then N (a) = pm^ for some m 6 n. Moreover, a divides exactly one p, so exactly one prime p ∈ Z is in a.

Thus norms are very handy for finding ideal factorisations. They also have several useful finiteness properties:

(1) Every nonzero ideal of Ok has finitely many divisors. (2) A nonzero rational integer belongs to only a finite number of ideals of Ok. (3) Only finitely many ideals of Ok have a given norm.

  1. Unique factorisation

Let R be a ring. A principal ideal domain is always a unique factorisation domain: PID ⇒ UFD. But, in general, UFD ; PID. However:

Theorem 3. Ok is a UFD if and only if it is a PID.

Proof. (⇐) This implication is always true for rings.

(⇒) Because of unique factorisation of ideals we only need to show that every prime ideal is principal. Let p be a prime ideal. There exists N = N (p) such that p | N. Ok is a UFD by assumption so N = π 1 · · · πs for πi irreducible in Ok. But