The Wave-Particle Duality of Light and Matter: Understanding Photons and Electrons, Lecture notes of Classical Physics

The wave-particle duality of light and matter through the analysis of the photoelectric effect and compton scattering experiments. It explains how light and electrons behave as both particles and waves, and introduces the concept of the uncertainty principle.

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2011/2012

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PHYSICS –PHY101 VU
© Copyright Virtual University of Pakistan
140
I
Vacuum
chamber
Metal
plate
Collecting
plate
Ammeter
Potentiostat
Light, frequency ν
e
Summary of Lecture 41 – WAVES AND PARTICLES
1. We think of particles as matter highly concentrated in some volume of space, and of waves
as being highly spread out. Think of a cricket ball, and of waves in the ocean. The two are
completely different! And yet today we are convinced that matter takes the form of waves
in some situations and behaves as particles in other situations. This is called wave-particle
duality. But do not be afraid - there is no logical contradiction here! In this lecture we shall
first consider the evidence that shows the particle nature of light.
2. The photoelectric effect, noted nearly 100 years ago, was
crucial for understanding the nature of light. In the diagram
shown, when light falls upon a metal plate connected to
the cathode of a battery, electrons are knocked out of the
plate. They reach a collecting plate that is connected to
the battery's anode, and a current is observed. A vacuum
is created in the apparatus so that the electrons can travel
without hindrance. According to classical (meaning old!)
physics we expect the following:
a)As intensity of light increases, the kinetic energy of the ejected electrons should increase.
b)Electrons should be emitted for any frequency of light ,
ν
so long as the intensity of the
light is sufficiently large.
But the actual observation was completely different and showed the following:
a)The maximum kinetic energy of the emitted ele
0
ctrons was completely independent of
the light intensity, but it did depend on .
b)For < (i.e. for frequencies below a cut-off frequency) no electrons are emitted no
matter how
ν
νν
large the light intensity was.
3. In 1905, Einstein realized that the photoelectric effect could be explained if light actually
comes in little packets (or quanta) of energy with the energy of each
34
quantum .
Here is a universal constant of nature with value 6.63 10 Joule-seconds, and is
known as the Planck Constant. If an electron absorbs a single photon, it would be able to
Eh
hh
ν
=
leave the material if the energy of that photon is larger than a certain amount . is
called the work function and differs from material to material, with a value varying from
2-5 electron v
WW
max
olts. The maximum KE of an emitted electron is then . We
visualize the photon as a particle for the purposes of this experiment. Note that this is
completely different from our earlier
KhW
ν
=−
understanding that light is a wave!
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I

Vacuum chamber Metal plate

Collecting plate

Ammeter Potentiostat

Light, frequency ν

e −

Summary of Lecture 41 – WAVES AND PARTICLES

  1. We think of particles as matter highly concentrated in some volume of space, and of waves as being highly spread out. Think of a cricket ball, and of waves in the ocean. The two are completely different! And yet today we are convinced that matter takes the form of waves in some situations and behaves as particles in other situations. This is called wave-particle duality. But do not be afraid - there is no logical contradiction here! In this lecture we shall first consider the evidence that shows the particle nature of light.
  2. The photoelectric effect, noted nearly 100 years ago, was crucial for understanding the nature of light. In the diagram shown, when light falls upon a metal plate connected to the cathode of a battery, electrons are knocked out of the plate. They reach a collecting plate that is connected to the battery's anode, and a current is observed. A vacuum is created in the apparatus so that the electrons can travel without hindrance. According to classical (meaning old!) physics we expect the following: a)As intensity of light increases, the kinetic energy of the ejected electrons should increase.

b)Electrons should be emitted for any frequency of light ν ,so long as the intensity of the

light is sufficiently large. But the actual observation was completely different and showed the following: a)The maximum kinetic energy of the emitted ele

0

ctrons was completely independent of the light intensity, but it did depend on. b)For < (i.e. for frequencies below a cut-off frequency) no electrons are emitted no matter how

large the light intensity was.

  1. In 1905, Einstein realized that the photoelectric effect could be explained if light actually comes in little packets (or quanta) of energy with the energy of each 34

quantum. Here is a universal constant of nature with value 6.63 10 Joule-seconds, and is known as the Planck Constant. If an electron absorbs a single photon, it would be able to

E h h h

= ×

leave the material if the energy of that photon is larger than a certain amount. is called the work function and differs from material to material, with a value varying from 2-5 electron v

W W

olts. The maximum KE of an emitted electron is then (^) max. We visualize the photon as a particle for the purposes of this experiment. Note that this is completely different from our earlier

K = h ν − W

understanding that light is a wave!

Incident light Oscillating electron Emitted light

θ

p e

Before After p ν ′

Electron

Incoming photon p ν

scattered

scattered

  1. That light is made of photons was confirmed by yet another experiment, carried out by Arthur Compton in 1922. Suppose an electron is placed in the path of a light beam. What will happen? Because light is electromagnetic waves, we expect the electron to oscillate with the same frequency as the frequency of the incident light. But because a charged particle radiates em waves, we

expect that the electron will also radiate light at frequency

ν. So the scattered and incident light have the same ν. But this is not what is observed!

To explain the fact that the scattered light has a different frequency (or wavelength), Compton said that the scattering is a collision between particles of light and electrons. But we kno

2 2 2 2 4 1/ 2

w that momentum and energy is conserved in scattering between particles. Specifically, from conservation of energy. The last term is the energy of the scattered electr

h ν + m c e = h ν ′ + p ce + m ce on with mass me. Next, use the conservation

of momentum. The initial momentum of the photon is entirely along the z direction, ˆ zˆ. By resolving the components and doing a bit of algebra, you can get

the change in waveleng

e

h

p ν = λ = p ν ′+ p

12

th 1 cos 1 cos , where the Compton

wavelength 2.4 10 m. Note that is always positive because cos

has magnitude less than 1. In other words, the frequency of the sca

c e c e

h m c h m c

= = × ′−

ttered photon is always less than the frequency of the incoming one. We can understand this result because the incoming photon gives a kick to the (stationary) electron and so it loses energy. Since , it follows that the outgoing frequency is decreased. As remarked earlier, it is impossible to understand this from a classical point of view. We shall now see how the Compt

E = h ν

on effect is actually observed experimentally.

θ i

θ i

10

2 2 2

This is extremely small even in comparison to an atom, 10 m. b) The wavelength of an electron with 50eV kinetic energy is calculated from:

(^2) e (^2) e

K p^ h^ h m m

= = ⇒ = 1.7 10 10 m 2 Now you see that we are close to atomic dimensions.

  1. If De Broglie's hypothesis is correct, then we can expect that electron waves will undergo interference just like li

m K e

= ×^ −

ght waves. Indeed, the Davisson-Germer experiment (1927) showed that this was true. At fixed angle, one find sharp peaks in intensity as a function of electron energy. The electron waves hitting the atoms are re-emitted and reflected, and waves from different atoms interfere with each other. One therefore sees the peaks and valleys that are typical of interference (or diffraction) patterns in optical experiments.

  1. Let us look at the interference in some detail. When electrons fall on a crystalline surface, the electron scattering is dominated by surface layers. Note that the identical scattering planes are oriented perpendicular to the surface. Looking at the diagram, we can see that constructive interference happens when (cos cos ). When this condition is satified, there is

a θ r − θ i = n λ

a maximum intensity spot. This is actually how we find a and determine the structure of crystals.

a

θ i

θ r

a cos θ i

Detecting screen

d sin θ

D

d θ Incoming coherent beam of electrons

y

  1. Let's take a still simpler situation: electrons are incident upon a metal plate with two tiny holes punched into it. The holes - spearated by distance - are very close together. A scree

d n behind, at distance , is made of material that flashes whenever it is hit by an electron. A clear interference pattern with peaks and valleys is observed. Let us analyze: there will be a

D

maximum when sin. If the screen is very far away, i.e. , then will be very small and sin. So we then have , and the angular

separation between two adjacent minima is

d n D d n d

Δ ≈. The position on the screen is y, and tan. So the separation between adjacent maxima is and hence

. This is the separation between two adjacent bright spots. You can see

d y D D y D y D d

Δ = from the experimental data that this is exactly what is observed.

  1. The double-slit experiment is so important that we need to discuss it further. Note the following: a) It doesn't matter whether we use light, electrons, or atoms - they all behave as waves. in this experiment. The wavelength of a matter wave is unconnected to any internal size of particle. Instead it is determined by the momentum,. b) If one slit is close

h p

d, the interference disappears. So, in fact, each particle goes through both slits at once. c) The flux of particles arriving at the slits can be reduced so that only one particle arrives at a time. Interference fringes are still observed !Wave-behaviour can be shown by a single atom. In other words, a matter wave can interfere with itself. d) If we try to find out which slit the particle goes through the interference pattern vanishes! We cannot see the wave/particle nature at the same time. All this is so mysterious and against all our expectations. But that's how Nature is!

ν (^32) Frequency

Δ ν 32

I n t e n s

it y

Thus we have found that (^) y. The important point here is that by localizing the position of the electron to the width of the slit, we have forced the electron to acquire a momentum

p y h y

in the direction whose uncertainty is (^) y.

  1. In a proper course in quantum mechanics, one can give a definite mathematical meaning to and (^) x etc, and derive the uncertainty relations:

y p

x p

Note the following: a) There no uncertainty principle for the product. In other words, we can know in principl

x y z

y

x p y p z p

x p

e the position in one direction precisely together with the momentum in another direction. b) The thought experiment I discussed seems to imply that, while prior to experiment we have well defined values, it is the act of measurement which introduces the uncertainty by disturbing the particle's position and momentum. Nowadays it is more widely accepted that quantum uncertainty (lack of determinism) is intrinsic to the theory and does not come about just because of the act of measurement.

  1. There is also an Energy-Time Uncertainty Principle which states that / 2. This says that the principle of energy conservation can be violated by amount , but only for a short time given by. The quantity is called the uncertain

E t E t E

ty in the energy of a system.

  1. One consequence of / 2 is that the level of an atom does not have an exact value. So, transitions between energy levels of atoms are never perfectly

Δ E Δ ≥ t =

8

sharp in frequency. So, for example, as shown below an electron in the 3 state will decay to a lower level after a lifetime of order 10 s. There is a corresponding "spread" in

n t

the emitted frequency.

n = 3 n = 2

n = 1

E = h ν 32